Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DraftKings Inc.DKNG · Entity 1872 | Director · See Remarks | September 11, 2026 | September 15, 2026 |
| Horizon Acquisition Corp IIHZON · Entity 114045 | Director | October 19, 2020 | October 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DraftKings Inc.
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | IndirectHeld by Robins 2026 Grantor Retained Annuity Trust | 696,850 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 696,850 F1: These stock options were granted on June 4, 2019. As of the date hereof, all such remaining stock options have vested. F2: Reflects the transfer of 696,850 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03 | IndirectHeld by Robins 2026 Grantor Retained Annuity Trust | 800,000 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800,000 F3: These stock options were granted on May 3, 2018. As of the date hereof, all such remaining stock options have vested. F4: Reflects the transfer of 800,000 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 0 F1: These stock options were granted on June 4, 2019. As of the date hereof, all such remaining stock options have vested. F2: Reflects the transfer of 696,850 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03 | Direct | 5,712,289 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,712,289 F3: These stock options were granted on May 3, 2018. As of the date hereof, all such remaining stock options have vested. F4: Reflects the transfer of 800,000 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options were granted on June 4, 2019. As of the date hereof, all such remaining stock options have vested.
F2: Reflects the transfer of 696,850 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer.
F3: These stock options were granted on May 3, 2018. As of the date hereof, all such remaining stock options have vested.
F4: Reflects the transfer of 800,000 stock options previously reported as directly held by the Reporting Person to the Robins 2026 Grantor Retained Annuity Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer.
Horizon Acquisition Corp II
Report date October 19, 2020 · Filed October 19, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 4,260,249 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Robins Family GST Trust 2021 | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 83,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Robins September 2020 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-05-05 · Disposition to issuer · Disposed 141,092 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-05 · Disposition to issuer · Disposed 92,698 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F5: The Reporting Person was granted 185,396 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-05 · Disposition to issuer · Disposed 70,189 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F6: On February 22, 2021, the Reporting Person was granted 93,586 RSUs vesting quarterly over four (4) years. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-05 · Disposition to issuer · Disposed 611,468 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F7: On February 9, 2022, the Reporting Person was granted 611,468 RSUs vesting quarterly over four (4) years. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-05 · Disposition to issuer · Disposed 113,598 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-05 · Disposition to issuer · Disposed 419,993 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 69,989 of such Stock Options have vested. The remaining Stock Options will vest in five (5) equal quarterly installments beginning on June 1, 2022. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.82 · Expires 2027-05-03 | IndirectHeld by Robins December 2021 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-05-05 · Disposition to issuer · Disposed 574,710 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | IndirectHeld by Robins December 2021 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-05-05 · Disposition to issuer · Disposed 280,190 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | IndirectHeld by Robins December 2021 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-05-05 · Disposition to issuer · Disposed 1,192,737 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-02-18 | IndirectHeld by Robins Grantor Retained Annuity Trust 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-05-05 · Disposition to issuer · Disposed 327,461 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2026-03-24 | IndirectHeld by Robins Grantor Retained Annuity Trust 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-05-05 · Disposition to issuer · Disposed 1,286,924 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03 | IndirectHeld by Robins September 2020 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-05-05 · Disposition to issuer · Disposed 6,862,289 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | IndirectHeld by Robins September 2020 Grantor Retained Annuity Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-05-05 · Disposition to issuer · Disposed 67,066 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-05-05 · Disposition to issuer · Disposed 3,610 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by Jason Robins Revocable Trust u/d/t January 8, 2014 | 0 |
Reported balance
After 2022-05-05 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2022-05-05 · Disposition to issuer · Disposed 125 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by Robins Family Trust LLC | 0 |
Reported balance
After 2022-05-05 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2022-05-05 · Disposition to issuer · Disposed 4,335 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: The Reporting Person was granted 185,396 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.
F6: On February 22, 2021, the Reporting Person was granted 93,586 RSUs vesting quarterly over four (4) years.
F7: On February 9, 2022, the Reporting Person was granted 611,468 RSUs vesting quarterly over four (4) years.
F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)
F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.
F10: These Stock Options are vested and exercisable as of the date hereof.
F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 69,989 of such Stock Options have vested. The remaining Stock Options will vest in five (5) equal quarterly installments beginning on June 1, 2022.
F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
FirstMark Horizon Acquisition Corp.
Report date March 28, 2022 · Filed March 28, 2022
Section 16 reporting ended · disclosed 2022-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 24,164 · Balance 24,164 F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). Row 2 · 2022-03-28 · Disposition to issuer · Disposed 24,164 · Balance 0 F2: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio. |
| Class B common stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-28 · Exercise / conversion · Disposed 30,000 · Balance 0 F3: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date. F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio"). |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the issuer's business combination with Starry Group Holdings, Inc. (the "Business Combination"), all 30,000 shares of Class B common stock, par value $0.0001 per share ("Class B Share"), of the issuer held by the reporting person were exchanged and converted into the number of shares of Class A common stock, par value $0.0001 per share ("Class A Share"), of the issuer equal to 30,000 divided by 1.2415 (the "Exchange Ratio").
F2: In connection with the Business Combination, all 24,164 Class A Shares held by the reporting person were canceled and converted into the right to receive the number of shares of Class A common stock, par value $0.0001 per share, of Starry Group Holdings, Inc. equal to the number of canceled Class A Shares multiplied by the Exchange Ratio.
F3: Class B Shares were convertible into Class A Shares on a one-for-one basis, subject to certain adjustment, and had no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2020 Filed May 26, 2020 17:18 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 171,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065945 · tm2020593d14_4.xml · derivative · entry 5 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 171,354 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:18 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 20,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065945 · tm2020593d14_4.xml · nonDerivative · entry 4 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 20,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:18 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065945 · tm2020593d14_4.xml · nonDerivative · entry 3 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Family Trust LLC Disclosed balance after: 713,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:18 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065945 · tm2020593d14_4.xml · nonDerivative · entry 2 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Jason Robins Revocable Trust u/d/t January 8, 2014 Disclosed balance after: 20,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:18 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 171,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065945 · tm2020593d14_4.xml · nonDerivative · entry 1 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 20,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 26 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 1 Underlying: Class A Common Stock · 20,168 shares Expires 2024-04-23 F34 · derivative.exercise_price: On the Closing Date, the Robins Grantor Retained Annuity Trust of 2020 received the right to acquire 20,168 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F34 · kind: On the Closing Date, the Robins Grantor Retained Annuity Trust of 2020 received the right to acquire 20,168 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F34 · price: On the Closing Date, the Robins Grantor Retained Annuity Trust of 2020 received the right to acquire 20,168 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F34 · derivative.exercise_date: On the Closing Date, the Robins Grantor Retained Annuity Trust of 2020 received the right to acquire 20,168 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 6,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 25 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Family Trust LLC Disclosed balance after: 1 Underlying: Class A Common Stock · 6,594 shares Expires 2024-04-23 F33 · derivative.exercise_price: On the Closing Date, Robins Family Trust LLC received the right to acquire 6,594 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F33 · kind: On the Closing Date, Robins Family Trust LLC received the right to acquire 6,594 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F33 · price: On the Closing Date, Robins Family Trust LLC received the right to acquire 6,594 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F33 · derivative.exercise_date: On the Closing Date, Robins Family Trust LLC received the right to acquire 6,594 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 24 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Jason Robins Revocable Trust u/d/t January 8, 2014 Disclosed balance after: 1 Underlying: Class A Common Stock · 190 shares Expires 2024-04-23 F32 · derivative.exercise_price: On the Closing Date, Jason Robins Revocable Trust u/d/t January 8, 2014 received the right to acquire 190 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F32 · kind: On the Closing Date, Jason Robins Revocable Trust u/d/t January 8, 2014 received the right to acquire 190 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F32 · price: On the Closing Date, Jason Robins Revocable Trust u/d/t January 8, 2014 received the right to acquire 190 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. F32 · derivative.exercise_date: On the Closing Date, Jason Robins Revocable Trust u/d/t January 8, 2014 received the right to acquire 190 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 31. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 171,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 23 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Class A Common Stock · 171,354 shares Expires 2024-04-23 F31 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Robins received the right to acquire 171,354 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F31 · kind: On April 23, 2020 (the "Closing Date"), Mr. Robins received the right to acquire 171,354 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F31 · price: On April 23, 2020 (the "Closing Date"), Mr. Robins received the right to acquire 171,354 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F31 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Robins received the right to acquire 171,354 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 4,335 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 22 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Family Trust LLC Disclosed balance after: 4,335 Underlying: Class A Common Stock · 4,335 shares Expires 2025-04-23 F28 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F30 · price: Received pursuant to the BCA. F29 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F29 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 125 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 21 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Jason Robins Revocable Trust u/d/t January 8, 2014 Disclosed balance after: 125 Underlying: Class A Common Stock · 125 shares Expires 2025-04-23 F28 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F30 · price: Received pursuant to the BCA. F29 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F29 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 3,610 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 20 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610 Underlying: Class A Common Stock · 3,610 shares Expires 2025-04-23 F28 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F30 · price: Received pursuant to the BCA. F29 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F29 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 5,221,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 19 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,221,221 Underlying: Class A Common Stock · 5,221,221 shares Expires not disclosed F25 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F27 · price: Received pursuant to the BCA in exchange for 14,764,628 restricted stock units of Former DraftKings. F26 · derivative.exercise_date: The restricted stock units were granted on February 13, 2020 and will vest subject to satisfaction of certain performance thresholds. F26 · derivative.expiration_date: The restricted stock units were granted on February 13, 2020 and will vest subject to satisfaction of certain performance thresholds. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 559,913 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 18 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,913 Underlying: Class A Common Stock · 559,913 shares Expires 2029-06-04 F24 · price: Received pursuant to the BCA in exchange for an option to purchase 1,583,338 shares of Former DraftKings common stock. F23 · derivative.exercise_date: The options were granted on June 4, 2019 and will vest subject to satisfaction of certain performance thresholds. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 1,119,825 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 17 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,825 Underlying: Class A Common Stock · 1,119,825 shares Expires 2029-06-04 F22 · price: Received pursuant to the BCA in exchange for an option to purchase 3,166,675 shares of Former DraftKings common stock. F21 · derivative.exercise_date: The options were granted on June 4, 2019. 209,967 options have vested. The remaining options will vest in thirteen (13) equal quarterly installments beginning on June 1, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 7,559,216 | Not disclosed Strike: $3.28 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 16 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,559,216 Underlying: Class A Common Stock · 7,559,216 shares Expires 2028-05-03 F20 · price: Received pursuant to the BCA in exchange for an option to purchase 21,376,180 shares of Former DraftKings common stock. F19 · derivative.exercise_date: The options were granted on May 3, 2018 and will vest subject to satisfaction of certain performance thresholds. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 462,420 | Not disclosed Strike: $3.28 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 15 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,420 Underlying: Class A Common Stock · 462,420 shares Expires 2028-04-18 F18 · price: Received pursuant to the BCA in exchange for an option to purchase 1,307,645 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 908,789 | Not disclosed Strike: $3.28 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 14 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,789 Underlying: Class A Common Stock · 908,789 shares Expires 2028-04-18 F17 · price: Received pursuant to the BCA in exchange for an option to purchase 2,569,902 shares of Former DraftKings common stock. F16 · derivative.exercise_date: The options were granted on April 18, 2018. 454,395 options have vested. The remaining 454,395 options will vest in eight (8) equal quarterly installments beginning on July 1, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 892,200 | Not disclosed Strike: $3.82 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 13 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,200 Underlying: Class A Common Stock · 892,200 shares Expires 2027-05-03 F15 · price: Received pursuant to the BCA in exchange for an option to purchase 2,522,989 shares of Former DraftKings common stock. F14 · derivative.exercise_date: The options were granted on May 3, 2017. 669,149 options have vested. The remaining options will vest in four (4) equal quarterly installments beginning on June 1, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 1,286,925 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 12 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 1,286,925 Underlying: Class A Common Stock · 1,286,925 shares Expires 2026-03-24 F13 · price: Received pursuant to the BCA in exchange for an option to purchase 3,639,205 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 390,387 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 11 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,387 Underlying: Class A Common Stock · 390,387 shares Expires 2026-03-24 F12 · price: Received pursuant to the BCA in exchange for an option to purchase 1,103,950 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 289,813 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 10 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 289,813 Underlying: Class A Common Stock · 289,813 shares Expires 2025-08-27 F11 · price: Received pursuant to the BCA in exchange for an option to purchase 819,540 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 5,593 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 9 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,593 Underlying: Class A Common Stock · 5,593 shares Expires 2025-08-27 F10 · price: Received pursuant to the BCA in exchange for an option to purchase 15,818 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 506,947 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 8 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 506,947 Underlying: Class A Common Stock · 506,947 shares Expires 2025-02-18 F9 · price: Received pursuant to the BCA in exchange for an option to purchase 1,433,558 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 83,977 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 7 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,977 Underlying: Class A Common Stock · 83,977 shares Expires 2025-02-18 F8 · price: Received pursuant to the BCA in exchange for an option to purchase 237,474 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 79,567 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 6 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust of 2020 Disclosed balance after: 79,567 Underlying: Class A Common Stock · 79,567 shares Expires 2024-09-22 F7 · price: Received pursuant to the BCA in exchange for an option to purchase 225,000 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 61,884 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 5 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,884 Underlying: Class A Common Stock · 61,884 shares Expires 2024-09-22 F6 · price: Received pursuant to the BCA in exchange for an option to purchase 175,000 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 530,442 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · derivative · entry 4 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,442 Underlying: Class A Common Stock · 530,442 shares Expires 2023-07-12 F5 · price: Received pursuant to the BCA in exchange for an option to purchase 1,500,000 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 707,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · nonDerivative · entry 3 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robins Family Trust LLC Disclosed balance after: 707,256 F3 · price: Received in exchange for 2,000,000 shares of Former DraftKings common stock pursuant to the BCA. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 20,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · nonDerivative · entry 2 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Jason Robins Revocable Trust u/d/t January 8, 2014 Disclosed balance after: 20,377 F2 · price: Received in exchange for 18,400 shares of Former DraftKings common stock and 39,222 shares of Former DraftKings Series F Preferred Stock pursuant to the BCA. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:25 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 586,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051717 · tm2016925-16_4.xml · nonDerivative · entry 1 Robins Jason · CIK 0001810231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,696 F1 · price: Received in exchange for 1,659,078 shares of common stock of DraftKings Inc., a Delaware corporation ("Former DraftKings"), pursuant to the Business Combination Agreement, dated as of December 22, 2019, by and among Diamond Eagle Acquisition Corp. ("DEAC"), Former DraftKings, SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT"), the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC (as amended by Amendment No. 1, dated as of April 7, 2020, the "BCA"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.