Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crocs, Inc.CROX · Entity 3843 | Director | June 09, 2026 | June 11, 2026 |
| Grove Collaborative Holdings, Inc.GROV · Entity 135 | Director | August 27, 2026 | August 28, 2026 |
| WOLFSPEED, INC.WOLF · Entity 619 | Director | February 02, 2024 | February 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crocs, Inc.
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,669 |
Reported balance
After 2026-06-09 transaction · row 1
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 1,252 · Balance 19,669 F1: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.
Grove Collaborative Holdings, Inc.
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 64,159 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Grant · Acquired 64,159 · Balance 64,159 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2: These RSUs will fully vest on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders. F3: The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
F2: These RSUs will fully vest on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders.
F3: The RSUs have no expiration date.
WOLFSPEED, INC.
Report date February 02, 2024 · Filed February 06, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 96,788 |
Reported balance
After 2024-02-02 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-02-02 · Purchase · Acquired 10,000 · Balance 96,788 F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $25.94 - $26.095 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("the SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $25.94 - $26.095 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("the SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AEA-Bridges Impact Corp.
Report date September 23, 2022 · Filed September 27, 2022
Section 16 reporting ended · disclosed 2022-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-09-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-23 · Conversion · Acquired 25,000 · Balance 25,000 F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. Row 2 · 2022-09-26 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-09-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-23 · Conversion · Disposed 25,000 · Balance 0 F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer.
F2: In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 21, 2024 01:18 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005909 · form4.xml · nonDerivative · entry 3 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:18 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 3,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005909 · form4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 21:13 UTC | WOLFSPEED, INC. WOLF · Entity 619 | PurchaseCOMMON STOCK | 10,000 | $26.04 | $260,358.00 |
DisclosureSEC source: 0000895419-24-000018 · wk-form4_1707167585.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,788 Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 21:16 UTC Amendment | WOLFSPEED, INC. WOLF · Entity 619 | PurchaseCOMMON STOCK | 10,000 | $26.04 | $260,358.00 |
DisclosureSEC source: 0000895419-24-000028 · wk-form4a_1707254154.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,788 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $25.94 - $26.095 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("the SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 00:44 UTC | Crocs, Inc. CROX · Entity 3843 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001334036-24-000010 · wk-form4_1704329085.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,181 F2 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive a prorated amount of restricted stock under the issuer's 2020 Equity Incentive Plan, based on the closing price of the issuer's common stock on January 2, 2024, in lieu of the prorated cash compensation retainers for Board and committee service. The restricted stock vests in two equal installments on March 20, 2024 and June 20, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 00:44 UTC | Crocs, Inc. CROX · Entity 3843 | GrantCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001334036-24-000010 · wk-form4_1704329085.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681 F1 · shares: Pursuant to the issuer's Board of Directors Compensation Plan, Mr. Replogle was granted a prorated amount of the board's annual grant of common stock under the issuer's 2020 Equity Incentive Plan, based on the closing price of the issuer's common stock on January 2, 2024. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027903 · form4.xml · derivative · entry 5 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,744 Underlying: Class A Common Stock · 3,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 5,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027903 · form4.xml · derivative · entry 4 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,363 Underlying: Class A Common Stock · 5,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027903 · form4.xml · nonDerivative · entry 3 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 5,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027903 · form4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| October 23, 2023 Filed Oct 25, 2023 20:06 UTC | WOLFSPEED, INC. WOLF · Entity 619 | GrantCOMMON STOCK | 5,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000895419-23-000115 · wk-form4_1698264350.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,788 F1 · kind: Award of restricted stock units vesting in full on October 23, 2024. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022871 · form4.xml · derivative · entry 5 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,837 Underlying: Class A Common Stock · 3,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 5,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022871 · form4.xml · derivative · entry 4 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,243 Underlying: Class A Common Stock · 5,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022871 · form4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:57 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 5,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022871 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 15:02 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 32,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-020767 · form4.xml · derivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,222 Underlying: Class A Common Stock · 32,222 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:36 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseClass A Common Stock | 60,242 | $1.72 | $103,556.00 |
DisclosureSEC source: 0001127602-23-018483 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,746 F1 · price: The transaction was executed in multiple trades in prices ranging from $1.670 to $1.820, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4. F2 · balance_after: On June 5, the common stock of Grove Collaborative Holdings, Inc. reverse split 1-for-5, resulting in a decrease of 954,017 shares in the reporting person's ownership of common stock. Read SEC document |
| May 23, 2023 Filed May 25, 2023 19:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseClass A Common Stock | 207,300 | $0.48 | $100,042.98 |
DisclosureSEC source: 0001127602-23-016832 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,192,521 F1 · price: The transaction was executed in multiple trades in prices ranging from $.4458 to $.5351, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 142,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · derivative · entry 7 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 142,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 15,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · derivative · entry 6 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,650 Underlying: Class A Common Stock · 15,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 29,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · derivative · entry 5 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,613 Underlying: Class A Common Stock · 29,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 142,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · nonDerivative · entry 3 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 985,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 15,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:25 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 29,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016021 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 827,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| April 28, 2023 Filed May 1, 2023 13:16 UTC | WOLFSPEED, INC. WOLF · Entity 619 | PurchaseCOMMON STOCK | 10,566 | $47.54 | $502,307.64 |
DisclosureSEC source: 0000895419-23-000030 · wf-form4_168294699687500.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,405 Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:59 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseClass A Common Stock | 269,061 | $0.37 | $100,009.97 |
DisclosureSEC source: 0001127602-23-010947 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 798,200 F1 · price: The transaction was executed in multiple trades in prices ranging from $.332 to $.4025, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 29,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005723 · form4.xml · derivative · entry 5 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,013 Underlying: Class A Common Stock · 29,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 15,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005723 · form4.xml · derivative · entry 4 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,115 Underlying: Class A Common Stock · 15,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 29,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005723 · form4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 15,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005723 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 02:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 142,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-045313 · form4.xml · derivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,156 Underlying: Class A Common Stock · 142,156 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseClass A Common Stock | 125,000 | $0.83 | $103,287.50 |
DisclosureSEC source: 0001140361-22-042997 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,274 F1 · price: The transaction was executed in multiple trades in prices ranging from $0.789 to $0.8571, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 15,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042145 · form4.xml · derivative · entry 4 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,580 Underlying: Class A Common Stock · 15,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 117,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042145 · form4.xml · derivative · entry 3 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,413 Underlying: Class A Common Stock · 117,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 392,025 RSUs, 30% vested and settled on November 15, 2022, and then 7.5% vest for each subsequent quarter of continuous service for the following year and then 5% vest for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs vest approximately as follows: with respect to 392,025 RSUs, 30% vested and settled on November 15, 2022, and then 7.5% vest for each subsequent quarter of continuous service for the following year and then 5% vest for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 133,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-042145 · form4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 12:22 UTC | WOLFSPEED, INC. WOLF · Entity 619 | GrantCOMMON STOCK | 272 | $87.06 | $23,680.32 |
DisclosureSEC source: 0000895419-22-000114 · wf-form4_166730536005245.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,839 F1 · kind: Represents shares of Common Stock issued as quarterly compensation, in lieu of cash, under the Wolfspeed, Inc. Non-Employee Director Stock Compensation and Deferral Program. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerClass B Common Stock · Derivative | 35,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-039217 · form4.xml · derivative · entry 4 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,267 Underlying: Class A Common Stock · 35,084 shares Expires not disclosed F7 · derivative.exercise_price: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 35,084 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 9 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 10 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F7 · kind: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 35,084 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 9 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 10 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F9 · kind: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F10 · kind: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F7 · price: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 35,084 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 9 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 10 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F9 · price: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F10 · price: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F8 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F8 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F11 · balance_after: This amount consists entirely of 58,267 Earnout Shares, which are subject to the Milestones described in footnote 10 above. F14 · balance_after: This amount reflects an additional 2,939 Earnout Shares that the Reporting Person received in connection with the redistribution of forfeited Earnout Shares, pursuant to the terms of the Merger Agreement, to other holders of Earnout Shares on a pro rata basis based upon the allocation of Earnout Shares as of the closing of the Business Combination. Such pro rata redistribution of Earnout Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 201,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-039217 · form4.xml · derivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,039 Underlying: Class A Common Stock · 201,039 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange. F5 · derivative.exercise_date: In accordance with the terms of the Tender Offer, because the exchanged option was entirely unvested as of October 21, 2022, these new RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F5 · derivative.expiration_date: In accordance with the terms of the Tender Offer, because the exchanged option was entirely unvested as of October 21, 2022, these new RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerStock Option (Right to Buy) · Derivative | 392,025 | Not disclosed Strike: $7.43 | Not disclosed |
DisclosureSEC source: 0001140361-22-039217 · form4.xml · derivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 392,025 shares Expires 2031-11-08 F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange. F3 · derivative.exercise_date: This option was scheduled to vest 30% on November 9, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 20:00 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | Disposition to issuerCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-032108 · doc4.xml · nonDerivative · entry 2 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis. F2 · price: In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:00 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | ConversionClass B ordinary shares · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-032108 · doc4.xml · derivative · entry 3 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. F1 · kind: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. F1 · price: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:00 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | ConversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-032108 · doc4.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. F1 · price: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the domestication of the Issuer as a Delaware corporation, the Class B ordinary shares, par value $0.0001 per share, of the Issuer were automatically converted into common stock of the Issuer. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 21:06 UTC | WOLFSPEED, INC. WOLF · Entity 619 | GrantCOMMON STOCK | 2,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000895419-22-000073 · wf-form4_166206636897366.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,567 F1 · kind: Award of restricted stock units vesting in full on September 1, 2023. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:46 UTC | WOLFSPEED, INC. WOLF · Entity 619 | GrantCOMMON STOCK | 210 | $112.94 | $23,717.40 |
DisclosureSEC source: 0000895419-22-000057 · wf-form4_166120474004244.xml · nonDerivative · entry 1 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,445 F1 · kind: Represents shares of Common Stock issued as quarterly compensation, in lieu of cash, under the Wolfspeed, Inc. Non-Employee Director Stock Compensation and Deferral Program. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 392,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 12 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,025 Underlying: Class A Common Stock · 392,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F9 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F10 · derivative.expiration_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 392,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 11 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 392,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F9 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F10 · derivative.expiration_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 392,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 10 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,025 Underlying: Class B Common Stock · 392,025 shares Expires not disclosed F10 · derivative.exercise_price: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 4 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F10 · derivative.exercise_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. F10 · derivative.expiration_date: These RSUs vest 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 392,025 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 9 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,025 Underlying: Class A Common Stock · 392,025 shares Expires 2031-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F7 · derivative.exercise_date: This option vested 30% on November 9, 2022, and then vests 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each quarter subsequent quarter of continuous service for the following two years. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 392,025 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 8 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 392,025 shares Expires 2031-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F7 · derivative.exercise_date: This option vested 30% on November 9, 2022, and then vests 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each quarter subsequent quarter of continuous service for the following two years. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 392,025 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001140361-22-023770 · form4.xml · derivative · entry 7 REPLOGLE JOHN B · CIK 0001503546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,025 Underlying: Class B Common Stock · 392,025 shares Expires 2031-11-08 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 4 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F7 · derivative.exercise_date: This option vested 30% on November 9, 2022, and then vests 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each quarter subsequent quarter of continuous service for the following two years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.