Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DraftKings Inc.DKNG · Entity 1872 | Director · See Remarks | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DraftKings Inc.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 144,578 |
Ending reported balance
After 2026-09-01 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-09-01 · Exercise / conversion · Acquired 22,058 · Balance 129,007 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 2 · 2026-09-01 · Tax withholding · Disposed 10,666 · Balance 118,341 Row 3 · 2026-09-01 · Exercise / conversion · Acquired 9,649 · Balance 127,990 F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 4 · 2026-09-01 · Tax withholding · Disposed 4,666 · Balance 123,324 Row 5 · 2026-09-01 · Exercise / conversion · Acquired 7,951 · Balance 131,275 F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 6 · 2026-09-01 · Tax withholding · Disposed 3,845 · Balance 127,430 Row 7 · 2026-09-01 · Exercise / conversion · Acquired 33,201 · Balance 160,631 F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 8 · 2026-09-01 · Tax withholding · Disposed 16,053 · Balance 144,578 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,118 |
Reported balance
After 2026-09-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-01 · Exercise / conversion · Disposed 22,058 · Balance 44,118 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years from March 1, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 57,897 |
Reported balance
After 2026-09-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-09-01 · Exercise / conversion · Disposed 9,649 · Balance 57,897 F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F6: On February 12, 2024, the Reporting Person was granted 154,392 RSUs vesting quarterly over four (4) years from March 1, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 79,507 |
Reported balance
After 2026-09-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-09-01 · Exercise / conversion · Disposed 7,951 · Balance 79,507 F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F7: On February 10, 2025, the Reporting Person was granted 127,211 RSUs vesting quarterly over four (4) years from March 1, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 464,807 |
Reported balance
After 2026-09-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-09-01 · Exercise / conversion · Disposed 33,201 · Balance 464,807 F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F8: On February 17, 2026, the Reporting Person was granted 531,208 RSUs vesting quarterly over four (4) years from March 1, 2026. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 1,669,955 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,669,955 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Paul Liberman 2020 Irrevocable Trust | 213,597 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 213,597 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Rachel Nager Liberman Irrevocable Trust - 2022 | 200,000 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 200,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Rachel Nager Liberman 2015 Revocable Trust | 200,000 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 200,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2025 | 100,000 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F5: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years from March 1, 2023.
F6: On February 12, 2024, the Reporting Person was granted 154,392 RSUs vesting quarterly over four (4) years from March 1, 2024.
F7: On February 10, 2025, the Reporting Person was granted 127,211 RSUs vesting quarterly over four (4) years from March 1, 2025.
F8: On February 17, 2026, the Reporting Person was granted 531,208 RSUs vesting quarterly over four (4) years from March 1, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 874,972 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 1,527,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Paul Liberman 2020 Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-05-05 · Disposition to issuer · Disposed 272,357 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-05-05 · Disposition to issuer · Disposed 13,597 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Rachel Nager Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-05-05 · Disposition to issuer · Disposed 200,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Paul Liberman 2020 Irrevocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-05-05 · Disposition to issuer · Disposed 200,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-05 · Disposition to issuer · Disposed 49,914 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-05 · Disposition to issuer · Disposed 63,808 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-05-05 · Disposition to issuer · Disposed 452,940 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-05-05 · Disposition to issuer · Disposed 23,121 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-05-05 · Disposition to issuer · Disposed 131,502 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 37,572 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-02-18 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-05-05 · Disposition to issuer · Disposed 162,538 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-08-27 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-05-05 · Disposition to issuer · Disposed 191,226 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2026-03-24 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-05-05 · Disposition to issuer · Disposed 484,416 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.82 · Expires 2027-05-03 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-05-05 · Disposition to issuer · Disposed 261,160 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-05-05 · Disposition to issuer · Disposed 184,968 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | IndirectHeld by the Liberman Grantor Retained Annuity Trust of 2020 | 0 |
Reported balance
After 2022-05-05 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2022-05-05 · Disposition to issuer · Disposed 56,361 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2022-05-05 · Disposition to issuer · Disposed 73,402 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03 | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2022-05-05 · Disposition to issuer · Disposed 1,511,843 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2022-05-05 · Disposition to issuer · Disposed 519,392 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2022-05-05 · Disposition to issuer · Disposed 276 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by the Paul Liberman 2015 Revocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2022-05-05 · Disposition to issuer · Disposed 2,818 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by the Paul Liberman 2020 Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2022-05-05 · Disposition to issuer · Disposed 3,698 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.
F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years.
F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years.
F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)
F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.
F10: These Stock Options are vested and exercisable as of the date hereof.
F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 37,572 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022.
F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 106,088 | $0.00 Strike: $4.70 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 23 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 106,088 Underlying: Class A Common Stock · 106,088 shares Expires 2029-06-04 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 106,088 | $0.00 Strike: $4.70 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 22 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 106,088 shares Expires 2029-06-04 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 1,511,843 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 21 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 1,511,843 Underlying: Class A Common Stock · 1,511,843 shares Expires 2028-05-03 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 1,511,843 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 20 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,511,843 shares Expires 2028-05-03 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 13,197 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 19 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 13,197 Underlying: Class A Common Stock · 13,197 shares Expires 2025-08-27 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 13,197 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 18 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,197 shares Expires 2025-08-27 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 53,990 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 17 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 53,990 Underlying: Class A Common Stock · 53,990 shares Expires 2025-02-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 53,990 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 16 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 53,990 shares Expires 2025-02-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 40,886 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 15 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 40,886 Underlying: Class A Common Stock · 40,886 shares Expires 2027-05-03 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 40,886 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 14 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,886 shares Expires 2027-05-03 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 3,445 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 13 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 3,445 Underlying: Class A Common Stock · 3,445 shares Expires 2028-04-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 3,445 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 12 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,241 Underlying: Class A Common Stock · 3,445 shares Expires 2028-04-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 73,402 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 11 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 73,402 Underlying: Class A Common Stock · 73,402 shares Expires 2028-04-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 73,402 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 10 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 73,402 shares Expires 2028-04-18 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 188,238 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 9 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 188,238 Underlying: Class A Common Stock · 188,238 shares Expires 2026-03-24 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 188,238 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · derivative · entry 8 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 188,238 shares Expires 2026-03-24 F3 · kind: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F3 · price: Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 1,223,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · nonDerivative · entry 3 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust Disclosed balance after: 1,227,494 F2 · kind: Represents a bona fide gift of the Common Stock to the Paul Liberman 2015 Revocable Trust. There was no purchase or sale of shares of Common Stock in connection with the transfer. Read SEC document |
| December 22, 2021 Filed Feb 14, 2022 22:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 1,223,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023216 · tm226730-2_5.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,979 F2 · kind: Represents a bona fide gift of the Common Stock to the Paul Liberman 2015 Revocable Trust. There was no purchase or sale of shares of Common Stock in connection with the transfer. Read SEC document |
| November 22, 2021 Filed Nov 25, 2021 00:38 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 5,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143738 · tm2133950-3_4seq1.xml · derivative · entry 8 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,126 Underlying: Class A Common Stock · 5,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,359 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. Read SEC document |
| November 22, 2021 Filed Nov 25, 2021 00:38 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,359 | $36.79 | $86,787.61 |
DisclosureSEC source: 0001104659-21-143738 · tm2133950-3_4seq1.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,877 Read SEC document |
| November 22, 2021 Filed Nov 25, 2021 00:38 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 5,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143738 · tm2133950-3_4seq1.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,359 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 01:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 166,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-138332 · tm2132859d2_4.xml · derivative · entry 9 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,238 Underlying: Class A Common Stock · 166,000 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F5 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 01:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 1,187 | $41.68 | $49,474.16 |
DisclosureSEC source: 0001104659-21-138332 · tm2132859d2_4.xml · nonDerivative · entry 3 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330,919 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.635 to $41.72, inclusive. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 01:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 83,813 | $40.95 | $3,432,142.35 |
DisclosureSEC source: 0001104659-21-138332 · tm2132859d2_4.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,106 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.63 to $41.58, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4. Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 01:22 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 166,000 | $0.63 | $104,580.00 |
DisclosureSEC source: 0001104659-21-138332 · tm2132859d2_4.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| October 28, 2021 Filed Oct 30, 2021 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 3,125 | $47.81 | $149,406.25 |
DisclosureSEC source: 0001104659-21-131946 · tm2131393d2_4.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,919 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.71 to $47.99, inclusive. Read SEC document |
| October 28, 2021 Filed Oct 30, 2021 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 81,875 | $47.30 | $3,872,687.50 |
DisclosureSEC source: 0001104659-21-131946 · tm2131393d2_4.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,044 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.71 to $47.70, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| October 23, 2021 Filed Oct 27, 2021 00:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-130130 · tm2131117-3_4seq1.xml · derivative · entry 8 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,392 Underlying: Class A Common Stock · 6,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,768 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. Read SEC document |
| October 23, 2021 Filed Oct 27, 2021 00:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,768 | $46.11 | $127,632.48 |
DisclosureSEC source: 0001104659-21-130130 · tm2131117-3_4seq1.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,919 Read SEC document |
| October 23, 2021 Filed Oct 27, 2021 00:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-130130 · tm2131117-3_4seq1.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,768 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 17,232 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · derivative · entry 11 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,402 Underlying: Class A Common Stock · 17,232 shares Expires 2028-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F6 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 67,768 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · derivative · entry 10 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,686 Underlying: Class A Common Stock · 67,768 shares Expires 2028-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F5 · derivative.exercise_date: The options were granted on April 18, 2018. Of the remaining derivative securities following this transaction, 3,445 options have vested and are exercisable and 46,241 options remain unvested. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 54,957 | $50.82 | $2,792,914.74 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · nonDerivative · entry 4 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,447 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.34 to $51.30, inclusive. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 30,043 | $49.92 | $1,499,746.56 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · nonDerivative · entry 3 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,404 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.34 to $50.32, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 17,232 | $3.29 | $56,693.28 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| October 14, 2021 Filed Oct 16, 2021 00:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 67,768 | $3.29 | $222,956.72 |
DisclosureSEC source: 0001104659-21-126883 · tm2130180d2_4seq1.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 17,487 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · derivative · entry 11 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,886 Underlying: Class A Common Stock · 17,487 shares Expires 2027-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F6 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 67,513 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · derivative · entry 10 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,454 Underlying: Class A Common Stock · 67,513 shares Expires 2028-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F5 · derivative.exercise_date: The options were granted on April 18, 2018. Of the remaining derivative securities following this transaction, 48,092 options have vested and are exercisable and 69,362 options remain unvested. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 14,743 | $48.71 | $718,131.53 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · nonDerivative · entry 4 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,447 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.555 to $48.96, inclusive. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 70,257 | $48.08 | $3,377,956.56 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · nonDerivative · entry 3 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,190 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.555 to $48.55, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 17,487 | $3.82 | $66,800.34 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 67,513 | $3.29 | $222,117.77 |
DisclosureSEC source: 0001104659-21-122183 · tm2129103d2_4.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 52,216 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · derivative · entry 11 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,373 Underlying: Class A Common Stock · 52,216 shares Expires 2027-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 32,784 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · derivative · entry 10 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,990 Underlying: Class A Common Stock · 32,784 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 1 | $60.18 | $60.18 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · nonDerivative · entry 4 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,447 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 84,999 | $59.57 | $5,063,390.43 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · nonDerivative · entry 3 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,448 F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.125 to $60.115, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 52,216 | $3.82 | $199,465.12 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · nonDerivative · entry 2 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 00:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 32,784 | $0.63 | $20,653.92 |
DisclosureSEC source: 0001104659-21-117066 · tm2127964-1_4seq1.xml · nonDerivative · entry 1 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| September 02, 2021 Filed Sep 4, 2021 00:40 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 24,896 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-113097 · tm2127026d3_4.xml · derivative · entry 11 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,774 Underlying: Class A Common Stock · 24,896 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F5 · derivative.exercise_date: The options are vested and currently exercisable. F6 · ownership.direct: On July 29, 2021, the Liberman Grantor Retained Annuity Trust of 2020 contributed an aggregate of 117,784 options to be directly held by the Reporting Person, consisting of 60,104 options expiring on September 22, 2024 and 57,680 options expiring on February 18, 2025. Read SEC document |
| September 02, 2021 Filed Sep 4, 2021 00:40 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 60,104 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-113097 · tm2127026d3_4.xml · derivative · entry 10 Liberman Paul · CIK 0001810204 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,104 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F5 · derivative.exercise_date: The options are vested and currently exercisable. F6 · ownership.direct: On July 29, 2021, the Liberman Grantor Retained Annuity Trust of 2020 contributed an aggregate of 117,784 options to be directly held by the Reporting Person, consisting of 60,104 options expiring on September 22, 2024 and 57,680 options expiring on February 18, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.