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person · Reporting owner

Liberman Paul

Disclosed activity across 2 companies

Tapewire entity
1873
SEC CIK
0001810204

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DraftKings Inc.DKNG · Entity 1872Director · See RemarksSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DraftKings Inc.

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect144,578 Ending reported balance After 2026-09-01 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2026-09-01 · Exercise / conversion · Acquired 22,058 · Balance 129,007

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 2 · 2026-09-01 · Tax withholding · Disposed 10,666 · Balance 118,341

Row 3 · 2026-09-01 · Exercise / conversion · Acquired 9,649 · Balance 127,990

F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 4 · 2026-09-01 · Tax withholding · Disposed 4,666 · Balance 123,324

Row 5 · 2026-09-01 · Exercise / conversion · Acquired 7,951 · Balance 131,275

F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 6 · 2026-09-01 · Tax withholding · Disposed 3,845 · Balance 127,430

Row 7 · 2026-09-01 · Exercise / conversion · Acquired 33,201 · Balance 160,631

F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 8 · 2026-09-01 · Tax withholding · Disposed 16,053 · Balance 144,578

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect44,118 Reported balance After 2026-09-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-09-01 · Exercise / conversion · Disposed 22,058 · Balance 44,118

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years from March 1, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect57,897 Reported balance After 2026-09-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-09-01 · Exercise / conversion · Disposed 9,649 · Balance 57,897

F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6: On February 12, 2024, the Reporting Person was granted 154,392 RSUs vesting quarterly over four (4) years from March 1, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect79,507 Reported balance After 2026-09-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-09-01 · Exercise / conversion · Disposed 7,951 · Balance 79,507

F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7: On February 10, 2025, the Reporting Person was granted 127,211 RSUs vesting quarterly over four (4) years from March 1, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect464,807 Reported balance After 2026-09-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-09-01 · Exercise / conversion · Disposed 33,201 · Balance 464,807

F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F8: On February 17, 2026, the Reporting Person was granted 531,208 RSUs vesting quarterly over four (4) years from March 1, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Paul Liberman 2015 Revocable Trust1,669,955 Reported balance Holding disclosure · report date 2026-09-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,669,955

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Paul Liberman 2020 Irrevocable Trust213,597 Reported balance Holding disclosure · report date 2026-09-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 213,597

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Rachel Nager Liberman Irrevocable Trust - 2022200,000 Reported balance Holding disclosure · report date 2026-09-01 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 200,000

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Rachel Nager Liberman 2015 Revocable Trust200,000 Reported balance Holding disclosure · report date 2026-09-01 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 200,000

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Liberman Grantor Retained Annuity Trust of 2025100,000 Reported balance Holding disclosure · report date 2026-09-01 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 100,000

Filing footnotes · ownership attribution and instrument terms

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,058 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 7,951 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,845 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 33,201 shares of Class A Common Stock underlying the RSUs listed in Table II, and 16,053 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years from March 1, 2023.

F6: On February 12, 2024, the Reporting Person was granted 154,392 RSUs vesting quarterly over four (4) years from March 1, 2024.

F7: On February 10, 2025, the Reporting Person was granted 127,211 RSUs vesting quarterly over four (4) years from March 1, 2025.

F8: On February 17, 2026, the Reporting Person was granted 531,208 RSUs vesting quarterly over four (4) years from March 1, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DraftKings Holdings Inc.

Report date May 05, 2022 · Filed May 09, 2022

Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-05 transaction · row 1
1 source row

Row 1 · 2022-05-05 · Disposition to issuer · Disposed 874,972 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Paul Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-05-05 · Disposition to issuer · Disposed 1,527,250 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Paul Liberman 2020 Trust0 Reported balance After 2022-05-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-05-05 · Disposition to issuer · Disposed 272,357 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-05-05 · Disposition to issuer · Disposed 13,597 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Rachel Nager Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-05-05 · Disposition to issuer · Disposed 200,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Paul Liberman 2020 Irrevocable Trust0 Reported balance After 2022-05-05 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-05-05 · Disposition to issuer · Disposed 200,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-05 · Disposition to issuer · Disposed 49,914 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-05 · Disposition to issuer · Disposed 63,808 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-05 · Disposition to issuer · Disposed 452,940 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18Direct0 Reported balance After 2022-05-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-05-05 · Disposition to issuer · Disposed 23,121 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04Direct0 Reported balance After 2022-05-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-05-05 · Disposition to issuer · Disposed 131,502 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 37,572 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-02-18IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-05-05 · Disposition to issuer · Disposed 162,538 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-08-27IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-05-05 · Disposition to issuer · Disposed 191,226 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2026-03-24IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-05-05 · Disposition to issuer · Disposed 484,416 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.82 · Expires 2027-05-03IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-05-05 · Disposition to issuer · Disposed 261,160 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2022-05-05 · Disposition to issuer · Disposed 184,968 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04IndirectHeld by the Liberman Grantor Retained Annuity Trust of 20200 Reported balance After 2022-05-05 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2022-05-05 · Disposition to issuer · Disposed 56,361 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18IndirectHeld by the Paul Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2022-05-05 · Disposition to issuer · Disposed 73,402 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03IndirectHeld by the Paul Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2022-05-05 · Disposition to issuer · Disposed 1,511,843 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04IndirectHeld by the Paul Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2022-05-05 · Disposition to issuer · Disposed 519,392 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23Direct0 Reported balance After 2022-05-05 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2022-05-05 · Disposition to issuer · Disposed 276 · Balance 0

F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.

Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23IndirectHeld by the Paul Liberman 2015 Revocable Trust0 Reported balance After 2022-05-05 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2022-05-05 · Disposition to issuer · Disposed 2,818 · Balance 0

F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.

Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23IndirectHeld by the Paul Liberman 2020 Trust0 Reported balance After 2022-05-05 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2022-05-05 · Disposition to issuer · Disposed 3,698 · Balance 0

F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years.

F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years.

F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)

F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F10: These Stock Options are vested and exercisable as of the date hereof.

F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 37,572 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022.

F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2020 Filed Oct 27, 2020 01:47 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 6,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-118318 · tm2034244d1_4.xml · nonDerivative · entry 4

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Lock-up Agreement. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II and 2,768 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:47 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 21,252 $0.63 $13,388.76
Disclosure

SEC source: 0001104659-20-118318 · tm2034244d1_4.xml · nonDerivative · entry 3

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Amended and Restated Lock-Up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement") and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:47 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 46,748 $0.63 $29,451.24
Disclosure

SEC source: 0001104659-20-118318 · tm2034244d1_4.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Amended and Restated Lock-Up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement") and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:47 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 695,525 $0.26 $180,836.50
Disclosure

SEC source: 0001104659-20-118318 · tm2034244d1_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Amended and Restated Lock-Up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement") and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:27 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 2,610,610 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-117315 · tm2033990d3_4.xml · derivative · entry 6

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,610,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 2,610,610 shares of Class A Common Stock underlying the restricted stock units and 1,157,806 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

F2 · derivative.exercise_date: The Reporting Person was previously granted 2,610,610 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020.

F2 · derivative.expiration_date: The Reporting Person was previously granted 2,610,610 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:27 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 1,157,806 $42.53 $49,241,489.18
Disclosure

SEC source: 0001104659-20-117315 · tm2033990d3_4.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712,297

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:27 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 2,610,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-117315 · tm2033990d3_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 2,610,610 shares of Class A Common Stock underlying the restricted stock units and 1,157,806 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:39 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 6,239 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-106219 · tm2031150-5_4.xml · derivative · entry 6

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,589

Underlying: Class A Common Stock · 6,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:39 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 2,767 $41.46 $114,719.82
Disclosure

SEC source: 0001104659-20-106219 · tm2031150-5_4.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,493

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:39 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 6,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106219 · tm2031150-5_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001104659-20-094788 · tm2027466d3_4.xml · derivative · entry 6

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,525

Underlying: Class A Common Stock · 50,000 shares

Expires 2023-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise.

F4 · derivative.exercise_date: The options are vested and currently exercisable.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 99,828 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094788 · tm2027466d3_4.xml · derivative · entry 5

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,828

Underlying: Class A Common Stock · 99,828 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F3 · derivative.expiration_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 50,000 $0.26 $13,000.00
Disclosure

SEC source: 0001104659-20-094788 · tm2027466d3_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 22:04 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEmployee Stock Option · Derivative 100,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001104659-20-078033 · tm2023713d1_4.xml · derivative · entry 5

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,525

Underlying: Class A Common Stock · 100,000 shares

Expires 2023-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise.

F2 · derivative.exercise_date: The options are vested and currently exercisable.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 22:04 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 100,000 $0.26 $26,000.00
Disclosure

SEC source: 0001104659-20-078033 · tm2023713d1_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:15 UTC DraftKings Holdings Inc. DKNG · Entity 127463 SaleClass A Common Stock 336,632 $38.80 $13,061,321.60
Disclosure

SEC source: 0001104659-20-076924 · tm2023109-17_4.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2020 Trust

Disclosed balance after: 272,357

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:15 UTC DraftKings Holdings Inc. DKNG · Entity 127463 SaleClass A Common Stock 459,716 $38.80 $17,836,980.80
Disclosure

SEC source: 0001104659-20-076924 · tm2023109-17_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 4,286

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEarnout Rights · Derivative 13,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · derivative · entry 8

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,597 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEarnout Rights · Derivative 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · derivative · entry 7

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2020 Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,625 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEarnout Rights · Derivative 4,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · derivative · entry 6

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,286 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEarnout Rights · Derivative 60,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · derivative · entry 5

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,969 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 13,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · nonDerivative · entry 4

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 13,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · nonDerivative · entry 3

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2020 Trust

Disclosed balance after: 608,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 4,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 464,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 60,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065942 · tm2020593d11_4.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 OtherEarnout Rights · Derivative 13,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 30

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 1

Underlying: Class A Common Stock · 13,597 shares

Expires 2024-04-23

F38 · derivative.exercise_price: On the Closing Date, the Liberman Grantor Retained Annuity Trust of 2020 received the right to acquire 13,597 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F38 · kind: On the Closing Date, the Liberman Grantor Retained Annuity Trust of 2020 received the right to acquire 13,597 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F38 · price: On the Closing Date, the Liberman Grantor Retained Annuity Trust of 2020 received the right to acquire 13,597 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F38 · derivative.exercise_date: On the Closing Date, the Liberman Grantor Retained Annuity Trust of 2020 received the right to acquire 13,597 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 OtherEarnout Rights · Derivative 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 29

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2020 Trust

Disclosed balance after: 1

Underlying: Class A Common Stock · 5,625 shares

Expires 2024-04-23

F37 · derivative.exercise_price: On the Closing Date, the Paul Liberman 2020 Trust received the right to acquire 5,625 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F37 · kind: On the Closing Date, the Paul Liberman 2020 Trust received the right to acquire 5,625 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F37 · price: On the Closing Date, the Paul Liberman 2020 Trust received the right to acquire 5,625 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F37 · derivative.exercise_date: On the Closing Date, the Paul Liberman 2020 Trust received the right to acquire 5,625 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 OtherEarnout Rights · Derivative 4,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 28

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 1

Underlying: Class A Common Stock · 4,286 shares

Expires 2024-04-23

F36 · derivative.exercise_price: On the Closing Date, the Paul Liberman 2015 Revocable Trust received the right to acquire 4,286 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F36 · kind: On the Closing Date, the Paul Liberman 2015 Revocable Trust received the right to acquire 4,286 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F36 · price: On the Closing Date, the Paul Liberman 2015 Revocable Trust received the right to acquire 4,286 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

F36 · derivative.exercise_date: On the Closing Date, the Paul Liberman 2015 Revocable Trust received the right to acquire 4,286 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 35.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 OtherEarnout Rights · Derivative 60,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 27

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Class A Common Stock · 60,969 shares

Expires 2024-04-23

F35 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Liberman received the right to acquire 60,969 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F35 · kind: On April 23, 2020 (the "Closing Date"), Mr. Liberman received the right to acquire 60,969 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F35 · price: On April 23, 2020 (the "Closing Date"), Mr. Liberman received the right to acquire 60,969 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F35 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Liberman received the right to acquire 60,969 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantWarrant for Common Stock · Derivative 3,698 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 26

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2020 Trust

Disclosed balance after: 3,698

Underlying: Class A Common Stock · 3,698 shares

Expires 2025-04-23

F32 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment.

F34 · price: Received pursuant to the BCA.

F33 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

F33 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantWarrant for Common Stock · Derivative 2,818 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 25

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 2,818

Underlying: Class A Common Stock · 2,818 shares

Expires 2025-04-23

F32 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment.

F34 · price: Received pursuant to the BCA.

F33 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

F33 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantWarrant for Common Stock · Derivative 276 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 24

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Class A Common Stock · 276 shares

Expires 2025-04-23

F32 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment.

F34 · price: Received pursuant to the BCA.

F33 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

F33 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in the Registration Statement on Form S-4 (File No. 333-235805).

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 2,610,611 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 23

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610,611

Underlying: Class A Common Stock · 2,610,611 shares

Expires not disclosed

F29 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F31 · price: Received pursuant to the BCA in exchange for 7,382,364 restricted stock units of Former DraftKings.

F30 · derivative.exercise_date: The restricted stock units were granted on February 13, 2020 and will vest subject to satisfaction of certain performance thresholds.

F30 · derivative.expiration_date: The restricted stock units were granted on February 13, 2020 and will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 300,584 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 22

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,584

Underlying: Class A Common Stock · 300,584 shares

Expires 2029-06-04

F28 · price: Received pursuant to the BCA in exchange for an option to purchase 850,000 shares of Former DraftKings common stock.

F27 · derivative.exercise_date: The options were granted on June 4, 2019 and will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 56,360 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 21

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 56,360

Underlying: Class A Common Stock · 56,360 shares

Expires 2029-06-04

F26 · price: Received pursuant to the BCA in exchange for an option to purchase 159,375 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 244,224 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 20

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,224

Underlying: Class A Common Stock · 244,224 shares

Expires 2029-06-04

F25 · price: Received pursuant to the BCA in exchange for an option to purchase 690,625 shares of Former DraftKings common stock.

F24 · derivative.exercise_date: The options were granted on June 4, 2019. The options will vest in thirteen (13) equal quarterly installments beginning on June 1, 2020.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 106,088 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 19

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,088

Underlying: Class A Common Stock · 106,088 shares

Expires 2029-06-04

F23 · price: Received pursuant to the BCA in exchange for an option to purchase 300,000 shares of Former DraftKings common stock.

F22 · derivative.exercise_date: The options were granted on June 4, 2019 and will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 1,511,843 Not disclosed Strike: $3.29 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 18

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,843

Underlying: Class A Common Stock · 1,511,843 shares

Expires 2028-05-03

F21 · price: Received pursuant to the BCA in exchange for an option to purchase 4,275,236 shares of Former DraftKings common stock.

F20 · derivative.exercise_date: The options were granted on May 3, 2018 and will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 90,634 Not disclosed Strike: $3.29 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 17

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,634

Underlying: Class A Common Stock · 90,634 shares

Expires 2028-04-18

F19 · price: Received pursuant to the BCA in exchange for an option to purchase 256,298 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 184,968 Not disclosed Strike: $3.29 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 16

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 184,968

Underlying: Class A Common Stock · 184,968 shares

Expires 2028-04-18

F18 · price: Received pursuant to the BCA in exchange for an option to purchase 523,058 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 184,968 Not disclosed Strike: $3.29 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 15

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,968

Underlying: Class A Common Stock · 184,968 shares

Expires 2028-04-18

F17 · price: Received pursuant to the BCA in exchange for an option to purchase 523,058 shares of Former DraftKings common stock.

F16 · derivative.exercise_date: The options were granted on April 18, 2018. The options will vest in eight (8) equal quarterly installments beginning on July 1, 2020.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 261,159 Not disclosed Strike: $3.82 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 14

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 261,159

Underlying: Class A Common Stock · 261,159 shares

Expires 2027-05-03

F15 · price: Received pursuant to the BCA in exchange for an option to purchase 738,514 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 110,591 Not disclosed Strike: $3.82 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 13

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,591

Underlying: Class A Common Stock · 110,591 shares

Expires 2027-05-03

F14 · price: Received pursuant to the BCA in exchange for an option to purchase 312,731 shares of Former DraftKings common stock.

F13 · derivative.exercise_date: The options were granted on May 3, 2017. 17,653 options have vested. The remaining options will vest in four (4) equal quarterly installments beginning on June 1, 2020.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 484,417 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 12

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 484,417

Underlying: Class A Common Stock · 484,417 shares

Expires 2026-03-24

F12 · price: Received pursuant to the BCA in exchange for an option to purchase 1,369,848 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 354,239 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 11

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,239

Underlying: Class A Common Stock · 354,239 shares

Expires 2026-03-24

F11 · price: Received pursuant to the BCA in exchange for an option to purchase 1,001,729 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 191,227 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 10

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 191,227

Underlying: Class A Common Stock · 191,227 shares

Expires 2025-08-27

F10 · price: Received pursuant to the BCA in exchange for an option to purchase 540,756 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 13,197 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 9

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,197

Underlying: Class A Common Stock · 13,197 shares

Expires 2025-08-27

F9 · price: Received pursuant to the BCA in exchange for an option to purchase 37,321 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 220,219 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 8

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 220,219

Underlying: Class A Common Stock · 220,219 shares

Expires 2025-02-18

F8 · price: Received pursuant to the BCA in exchange for an option to purchase 622,743 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 75,242 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 7

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,242

Underlying: Class A Common Stock · 75,242 shares

Expires 2025-02-18

F7 · price: Received pursuant to the BCA in exchange for an option to purchase 212,773 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:30 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 60,104 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001104659-20-051731 · tm2016925-27_4.xml · derivative · entry 6

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 60,104

Underlying: Class A Common Stock · 60,104 shares

Expires 2024-09-22

F6 · price: Received pursuant to the BCA in exchange for an option to purchase 169,964 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options are vested and currently exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.