TapewireFind a company

person · Reporting owner

Curran Terrie

Disclosed activity across 4 companies

Tapewire entity
18725
SEC CIK
0001690298

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arcutis Biotherapeutics, Inc.ARQT · Entity 4236DirectorAugust 27, 2026August 28, 2026
Phathom Pharmaceuticals, Inc.PHAT · Entity 5177Director · President and Chief ExecutiveFebruary 27, 2025March 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arcutis Biotherapeutics, Inc.

Report date August 27, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,526 Ending reported balance After 2026-08-27 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-27 · Exercise / conversion · Acquired 11,148 · Balance 34,674

F1: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of May 31, 2023, subject to the non-employee director's continuous service.

Row 2 · 2026-08-27 · Sale · Disposed 11,148 · Balance 23,526

F1: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of May 31, 2023, subject to the non-employee director's continuous service.

F2: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.1001 inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2026-08-27 · Exercise / conversion · Acquired 27,052 · Balance 50,578

F3: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Row 4 · 2026-08-27 · Sale · Disposed 27,052 · Balance 23,526

F3: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

F2: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.1001 inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.51 · Expires 2033-05-31Direct0 Reported balance After 2026-08-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-27 · Exercise / conversion · Disposed 11,148 · Balance 0

F1: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of May 31, 2023, subject to the non-employee director's continuous service.

F4: The option is fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.63 · Expires 2034-06-14Direct0 Reported balance After 2026-08-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-27 · Exercise / conversion · Disposed 27,052 · Balance 0

F3: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

F4: The option is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of May 31, 2023, subject to the non-employee director's continuous service.

F2: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.1001 inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

F4: The option is fully vested.

Phathom Pharmaceuticals, Inc.

Report date February 27, 2025 · Filed March 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2035-02-26Direct342,500 Reported balance After 2025-02-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-02-27 · Grant · Acquired 342,500 · Balance 342,500

F1: The stock option will vest with respect to 25% of the shares of common stock on February 27, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option will vest with respect to 25% of the shares of common stock on February 27, 2026, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CELGENE CORP /DE/

Report date November 20, 2019 · Filed November 22, 2019

Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-11-20 · Disposition to issuer · Disposed 3,426 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-20 · Disposition to issuer · Disposed 1,857 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-20 · Disposition to issuer · Disposed 6,593 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-11-20 · Disposition to issuer · Disposed 4,120 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-20 · Disposition to issuer · Disposed 27,749 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Myovant Sciences Ltd.

Report date March 10, 2023 · Filed March 10, 2023

Section 16 reporting ended · disclosed 2023-03-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-03-10 transaction · row 1
1 source row

Row 1 · 2023-03-10 · Disposition to issuer · Disposed 3,673 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F2: Reflects the vested portion of 9,859 restricted stock units ("RSUs") granted to the Reporting Person as the annual non-employee director grant, which pro-ration was calculated based on the number of days the Reporting Person had served as a director from October 26, 2022 to the effective time of the Merger (the "Effective Time") (by using 365 days for a full year), which was equal to 3,673 (rounded down to the nearest whole RSU). Such vested RSUs were converted into the RSU Consideration (as defined below). The remaining 6,186 unvested RSUs were forfeited without consideration as of the Effective Time.

F3: Each RSU outstanding immediately prior to the Effective Time that had not been settled in Issuer common shares was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash, without interest, equal to the product of (a) $27.00 in cash, without interest and less any applicable withholding taxes (the "Per Share Consideration"), multiplied by (b) the total number of Issuer common shares subject to such RSU immediately prior to the Effective Time (the "RSU Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.30 · Expires 2026-11-14Direct0 Reported balance After 2023-03-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-10 · Disposition to issuer · Disposed 33,846 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.68 · Expires 2027-05-14Direct0 Reported balance After 2023-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-10 · Disposition to issuer · Disposed 11,154 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.14 · Expires 2027-08-17Direct0 Reported balance After 2023-03-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-10 · Disposition to issuer · Disposed 22,500 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.25 · Expires 2028-08-30Direct0 Reported balance After 2023-03-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-03-10 · Disposition to issuer · Disposed 22,500 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2029-08-22Direct0 Reported balance After 2023-03-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-03-10 · Disposition to issuer · Disposed 5,250 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.47 · Expires 2030-09-14Direct0 Reported balance After 2023-03-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-03-10 · Disposition to issuer · Disposed 21,603 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.71 · Expires 2031-11-04Direct0 Reported balance After 2023-03-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-03-10 · Disposition to issuer · Disposed 21,096 · Balance 0

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

F4: These options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On March 10, 2023, Sumitovant Biopharma Ltd. ("Sumitovant") acquired all of the common shares of the Issuer not previously held by it pursuant to the terms of an Agreement and Plan of Merger, dated as of October 23, 2022 (the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement", and together with the Merger Agreement, the "Merger Agreements"), entered into by and among the Issuer, Sumitovant, Zeus Sciences Ltd., a wholly owned subsidiary of Sumitovant ("Merger Sub"), and other parties thereto. Pursuant to the Merger Agreements, Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Sumitovant (the "Merger").

F2: Reflects the vested portion of 9,859 restricted stock units ("RSUs") granted to the Reporting Person as the annual non-employee director grant, which pro-ration was calculated based on the number of days the Reporting Person had served as a director from October 26, 2022 to the effective time of the Merger (the "Effective Time") (by using 365 days for a full year), which was equal to 3,673 (rounded down to the nearest whole RSU). Such vested RSUs were converted into the RSU Consideration (as defined below). The remaining 6,186 unvested RSUs were forfeited without consideration as of the Effective Time.

F3: Each RSU outstanding immediately prior to the Effective Time that had not been settled in Issuer common shares was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash, without interest, equal to the product of (a) $27.00 in cash, without interest and less any applicable withholding taxes (the "Per Share Consideration"), multiplied by (b) the total number of Issuer common shares subject to such RSU immediately prior to the Effective Time (the "RSU Consideration").

F4: These options are fully vested.

F5: Each then-outstanding and unexercised Issuer stock option (whether vested or unvested) was canceled and converted into the right to receive an amount (subject to any withholding tax) in cash, without interest, equal to the product of (a) the excess, if any, of (i) the Per Share Consideration over (ii) the applicable exercise price for such option, multiplied by (b) the total number of Issuer common shares subject to such option.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2021 Filed Sep 13, 2021 20:11 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionStock Option (Right to Buy) · Derivative 4,850 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001209191-21-055667 · doc4.xml · derivative · entry 3

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Shares · 4,850 shares

Expires 2029-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:11 UTC Myovant Sciences Ltd. MYOV · Entity 115677 SaleCommon Shares 4,850 $25.58 $124,063.00
Disclosure

SEC source: 0001209191-21-055667 · doc4.xml · nonDerivative · entry 2

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: The shares were sold at prices ranging from $25.42 to $25.72. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:11 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionCommon Shares 4,850 $7.65 $37,102.50
Disclosure

SEC source: 0001209191-21-055667 · doc4.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionStock Option (Right to Buy) · Derivative 37,135 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · derivative · entry 6

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Shares · 37,135 shares

Expires 2029-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 SaleCommon Shares 37,135 $25.03 $929,489.05
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · nonDerivative · entry 4

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F3 · price: The shares were sold at prices ranging from $25.00 to $25.10. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionCommon Shares 37,135 $7.65 $284,082.75
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · nonDerivative · entry 3

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionStock Option (Right to Buy) · Derivative 11,373 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · derivative · entry 5

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,235

Underlying: Common Shares · 11,373 shares

Expires 2029-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 SaleCommon Shares 11,373 $25.00 $284,325.00
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · nonDerivative · entry 2

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: The shares were sold at prices ranging from $25.00 to $25.01. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:25 UTC Myovant Sciences Ltd. MYOV · Entity 115677 Exercise / conversionCommon Shares 11,373 $7.65 $87,003.45
Disclosure

SEC source: 0001209191-21-054758 · doc4.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:36 UTC Arcutis Biotherapeutics, Inc. ARQT · Entity 4236 GrantStock Option (Right to Buy) · Derivative 13,391 $0.00 Strike: $27.77 $0.00
Disclosure

SEC source: 0001567619-21-012026 · doc1.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,391

Underlying: Common Stock · 13,391 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the earlier of (i) the first anniversary of June 9, 2021 or (ii) the next Annual Meeting following June 9, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:22 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 Exercise / conversionStock Option (Right to Buy) · Derivative 11,513 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001209191-21-022705 · doc4.xml · derivative · entry 4

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,687

Underlying: Common Stock · 11,513 shares

Expires 2029-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option was granted on August 29, 2019 and vested with respect to 25% of the shares of common stock on August 29, 2020, and thereafter vests in equal monthly installments over the following three years.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:22 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 SaleCommon Stock 1,140 $44.08 $50,255.53
Disclosure

SEC source: 0001209191-21-022705 · doc4.xml · nonDerivative · entry 3

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.82 to $44.71. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:22 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 SaleCommon Stock 10,373 $43.24 $448,495.33
Disclosure

SEC source: 0001209191-21-022705 · doc4.xml · nonDerivative · entry 2

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

F2 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.82 to $43.81. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:22 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 Exercise / conversionCommon Stock 11,513 $6.95 $80,015.35
Disclosure

SEC source: 0001209191-21-022705 · doc4.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercising a stock option.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:27 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $39.11 $0.00
Disclosure

SEC source: 0001209191-21-006094 · doc4.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on January 28, 2022, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:34 UTC Arcutis Biotherapeutics, Inc. ARQT · Entity 4236 GrantStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $18.72 $0.00
Disclosure

SEC source: 0001567619-20-018694 · doc1.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option vests as to 1/3 of the total shares on each of November 2, 2021, November 2, 2022 and November 2, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:16 UTC Myovant Sciences Ltd. MYOV · Entity 115677 GrantStock Option (Right to Buy) · Derivative 21,603 $0.00 Strike: $21.47 $0.00
Disclosure

SEC source: 0001209191-20-050882 · doc4.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,603

Underlying: Common Shares · 21,603 shares

Expires 2030-09-14

F1 · derivative.exercise_date: 100% of the shares underlying the option vest and become exercisable on the earlier of (a) September 15, 2021, and (b) the date that is one day prior to the Issuer's 2021 Annual General Meeting of Shareholders, subject to the Reporting Person providing continuous service to the Issuer on such date.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:44 UTC Phathom Pharmaceuticals, Inc. PHAT · Entity 5177 GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $32.20 $0.00
Disclosure

SEC source: 0001209191-20-040392 · doc4.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · Director · President and Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares of common stock on July 1, 2021, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 12,983 $0.00 Strike: $71.43 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 26

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,983 shares

Expires 2028-10-29

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 12,983 $0.00 Strike: $88.91 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 25

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,983 shares

Expires 2028-07-30

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 12,982 $0.00 Strike: $83.13 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 24

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,982 shares

Expires 2028-05-08

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 6,777 $0.00 Strike: $103.26 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 23

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,777 shares

Expires 2028-01-29

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 15,659 $0.00 Strike: $100.97 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 22

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,659 shares

Expires 2027-10-30

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 6,776 $0.00 Strike: $135.41 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 21

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,776 shares

Expires 2027-07-31

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 6,776 $0.00 Strike: $124.06 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 20

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,776 shares

Expires 2027-05-01

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 6,563 $0.00 Strike: $113.18 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 19

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,563 shares

Expires 2027-01-30

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 6,562 $0.00 Strike: $102.18 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 18

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,562 shares

Expires 2026-10-31

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 3,125 $0.00 Strike: $114.69 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 17

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2026-08-01

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 3,125 $0.00 Strike: $104.97 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 16

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2026-05-02

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $100.80 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 15

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-02-01

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $114.08 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 14

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-11-09

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $132.56 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 13

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-07-27

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $109.90 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 12

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-05-04

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $118.57 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 11

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-02-02

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 7,050 $0.00 Strike: $117.18 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 10

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,050 shares

Expires 2024-12-19

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $103.10 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 9

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-10-27

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $87.64 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 8

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-07-28

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 3,750 $0.00 Strike: $81.56 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 7

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-12-02

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerStock Option (right to buy) · Derivative 5,500 $0.00 Strike: $58.33 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · derivative · entry 6

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2023-05-01

F4 · price: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F3 · derivative.exercise_date: This option is fully exercisable.

F4 · derivative.exercise_date: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · nonDerivative · entry 5

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F2 · price: Reflects disposition in connection with the Merger Agreement. Upon the Effective Time, each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one CVR issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerCommon Stock 37,181 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · nonDerivative · entry 4

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects disposition in connection with the Merger Agreement. Upon the Effective Time, each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one CVR issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 17,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · nonDerivative · entry 3

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,181

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 9,889 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · nonDerivative · entry 2

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,341

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 GrantCommon Stock 5,139 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001375 · form4-11222019_071104.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,452

F1 · price: Represents shares of Celgene common stock acquired in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS. These shares were deemed acquired upon satisfaction of performance criteria applicable to Celgene performance-based restricted stock units at the effective time of such merger (the "Effective Time"). In accordance with the Merger Agreement, these performance-based restricted stock units were assumed by BMS and converted into service-based restricted stock units relating to BMS common stock and contingent value rights ("CVRs") in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 27,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001376 · form4-11222019_071108.xml · derivative · entry 5

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2 · price: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 4,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001376 · form4-11222019_071108.xml · derivative · entry 4

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2 · price: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 6,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001376 · form4-11222019_071108.xml · derivative · entry 3

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2 · price: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 1,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001376 · form4-11222019_071108.xml · derivative · entry 2

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2 · price: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 07:31 UTC CELGENE CORP /DE/ CELG · Entity 15781 Disposition to issuerRestricted Stock Unit · Derivative 3,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001376 · form4-11222019_071108.xml · derivative · entry 1

Curran Terrie · CIK 0001690298 · PRES., GLBL INFLAM. AND IMMUN.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F2 · price: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and contingent value rights in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 16:05 UTC CELGENE CORP /DE/ CELG · Entity 15781 Exercise / conversionRestricted Stock Unit · Derivative 3,281 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001256 · form4-11042019_041110.xml · derivative · entry 4

Curran Terrie · CIK 0001690298 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units granted to the reporting person on October 31, 2016 have vested and settled for shares of the Company's common stock.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · price: The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the Company's 2008 Stock Incentive Plan).

F1 · derivative.exercise_date: The restricted stock units granted to the reporting person on October 31, 2016 have vested and settled for shares of the Company's common stock.

F1 · derivative.expiration_date: The restricted stock units granted to the reporting person on October 31, 2016 have vested and settled for shares of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.