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MCCONNELL MARC H

Disclosed activity across 2 companies

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186
SEC CIK
0001257238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARTS WAY MANUFACTURING CO INCARTW · Entity 177Director · President, CEO and Chairman · 10% ownerAugust 31, 2026September 02, 2026
Capital Bancorp IncCBNK · Entity 5367DirectorSeptember 23, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARTS WAY MANUFACTURING CO INC

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect257,500 Reported balance After 2026-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 1,000 · Balance 257,500

F1: Includes (i) 207,501 shares of fully vested stock; (ii) 6,666 shares of restricted stock for which risks of forfeiture lapse on 2/7/2027; (iii) 13,333 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/24/2027 and 6,666 shares on 1/24/2028; and (iv) 30,000 shares of restricted stock for which risks of forfeiture lapse as to 10,000 shares on 1/21/2027 and as to 10,000 shares on each of 1/21/2028 and 1/21/2029.

Common StockSEC Table I · non-derivativeIndirectBy IRA #15,580 Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,580

Common StockSEC Table I · non-derivativeIndirectBy Child #15,000 Reported balance Holding disclosure · report date 2026-08-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,000

Common StockSEC Table I · non-derivativeIndirectBy Child #25,000 Reported balance Holding disclosure · report date 2026-08-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,000

Common StockSEC Table I · non-derivativeIndirectMcConnell Legacy Investments, LLC2,149,819 Reported balance Holding disclosure · report date 2026-08-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,149,819

F2: The Reporting Person serves as Managing Member of McConnell Legacy Investments, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 207,501 shares of fully vested stock; (ii) 6,666 shares of restricted stock for which risks of forfeiture lapse on 2/7/2027; (iii) 13,333 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/24/2027 and 6,666 shares on 1/24/2028; and (iv) 30,000 shares of restricted stock for which risks of forfeiture lapse as to 10,000 shares on 1/21/2027 and as to 10,000 shares on each of 1/21/2028 and 1/21/2029.

F2: The Reporting Person serves as Managing Member of McConnell Legacy Investments, LLC.

Capital Bancorp Inc

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,547 Ending reported balance After 2026-09-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-23 · Exercise / conversion · Acquired 646 · Balance 19,172

Row 2 · 2026-09-23 · Exercise / conversion · Acquired 375 · Balance 19,547

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.09 · Expires 2033-09-20Direct646 Reported balance After 2026-09-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-23 · Exercise / conversion · Disposed 646 · Balance 646

F1: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.51 · Expires 2030-03-03Direct1,125 Reported balance After 2026-09-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-23 · Exercise / conversion · Disposed 375 · Balance 1,125

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.95 · Expires 2034-01-24Direct1,614 Reported balance Holding disclosure · report date 2026-09-23 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 1,614

F3: Received in the Merger in exchange for an employee stock option to acquire 2,500 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.41 · Expires 2031-03-02Direct526 Reported balance Holding disclosure · report date 2026-09-23 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 526

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy McConnell Legacy Investments, LLC156,926 Reported balance Holding disclosure · report date 2026-09-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 156,926

Common StockSEC Table I · non-derivativeIndirectBy Marc H McConnell IRA3,345 Reported balance Holding disclosure · report date 2026-09-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,345

Common StockSEC Table I · non-derivativeIndirectBy Marc H McConnell Revocable Trust44,823 Reported balance Holding disclosure · report date 2026-09-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 44,823

Common StockSEC Table I · non-derivativeIndirectBy son557 Reported balance Holding disclosure · report date 2026-09-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 557

Common StockSEC Table I · non-derivativeIndirectBy daughter557 Reported balance Holding disclosure · report date 2026-09-23 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 557

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect136 Reported balance Holding disclosure · report date 2026-09-23 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 136

F4: Each Restricted Stock Unit represents the right to receive one share of common stock.

F5: The Restricted Stock Units will vest on 3/2/2027.

Filing footnotes · ownership attribution and instrument terms

F1: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

F3: Received in the Merger in exchange for an employee stock option to acquire 2,500 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

F4: Each Restricted Stock Unit represents the right to receive one share of common stock.

F5: The Restricted Stock Units will vest on 3/2/2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2023 Filed Apr 28, 2023 21:04 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-011660 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:26 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005576 · form4.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:56 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001610 · form4.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,500

F1 · shares: Represents 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/26/2024 and as to 8,333 shares on 1/26/2025 and 1/26/2026.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:20 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023203 · form4.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:09 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021810 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 20:05 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014249 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:17 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009532 · rdgdoc.xml · nonDerivative · entry 3

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
March 02, 2022 Filed Apr 22, 2022 20:17 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 OtherCommon Stock 1,512,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009532 · rdgdoc.xml · nonDerivative · entry 2

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · McConnell Legacy Investments, LLC

Disclosed balance after: 2,149,819

F2 · shares: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

F2 · ownership.nature: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:15 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005016 · rdgdoc.xml · nonDerivative · entry 5

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:58 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-001979 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,500

F1 · shares: Represents 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/27/2023 and as to 8,333 shares on 1/27/2024 and 1/27/2025.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:22 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027764 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and(iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
October 08, 2021 Filed Apr 22, 2022 20:17 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 OtherCommon Stock 637,819 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009532 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · McConnell Legacy Investments, LLC

Disclosed balance after: 637,819

F2 · shares: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

F2 · ownership.nature: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:57 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000330 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:32 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000177 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:25 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000127 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:41 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000079 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:23 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000019 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

F1 · shares: Represents 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on each of 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iv) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:56 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000431 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:03 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000378 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:46 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000205 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:37 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000164 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:11 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000100 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:14 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000037 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,500

F1 · shares: Represents 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

F2 · balance_after: Includes (i) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:19 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000446 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:17 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000362 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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May 31, 2019 Filed Jun 4, 2019 20:21 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000191 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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April 16, 2019 Filed Apr 18, 2019 20:05 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000112 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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February 28, 2019 Filed Mar 4, 2019 21:51 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000077 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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January 31, 2019 Filed Feb 4, 2019 21:54 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000016 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

F1 · shares: Represents 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments annually beginning on January 31, 2020.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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November 30, 2018 Filed Dec 4, 2018 22:03 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000517 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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August 31, 2018 Filed Sep 5, 2018 20:26 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000389 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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May 31, 2018 Filed Jun 4, 2018 20:40 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000259 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Represents 1,000 shares of fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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April 25, 2018 Filed Apr 26, 2018 20:48 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000181 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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February 28, 2018 Filed Mar 1, 2018 21:57 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000104 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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February 08, 2018 Filed Feb 12, 2018 21:34 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 PurchaseCommon Stock 5,000 $2.42 $12,083.50
Disclosure

SEC source: 0000914190-18-000024 · edgar.xml · nonDerivative · entry 6

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #2

Disclosed balance after: 5,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 08, 2018 Filed Feb 12, 2018 21:34 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 PurchaseCommon Stock 5,000 $2.42 $12,083.50
Disclosure

SEC source: 0000914190-18-000024 · edgar.xml · nonDerivative · entry 5

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #1

Disclosed balance after: 5,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 05, 2018 Filed Feb 7, 2018 21:46 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000019 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: Represents 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments annually beginning on February 5, 2019.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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October 18, 2017 Filed Oct 20, 2017 20:18 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 PurchaseCommon Stock 4,000 $2.35 $9,400.00
Disclosure

SEC source: 0000914190-17-000324 · edgar.xml · nonDerivative · entry 4

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,250

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April 27, 2017 Filed May 1, 2017 20:37 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000140 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

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January 27, 2017 Filed Jan 31, 2017 21:58 UTC ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000023 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Represents 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments annually beginning on January 27, 2018.

F2 · balance_after: Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.