person · Reporting owner

SUBIN NEIL S

Disclosed activity across 16 companies

Tapewire entity: 18689
SEC CIK: 0001201333

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Advanzeon Solutions, Inc.CHCR · Entity 133968	10% owner	May 13, 2020	June 29, 2020
CENTRUS ENERGY CORPLEU · Entity 4159	Director	June 20, 2023	June 22, 2023
Capstone Holding Corp.CAPS · Entity 8383	10% owner	December 21, 2018	December 28, 2018
Cohen & Co Inc.IFMI · Entity 7376	Director	February 17, 2017	February 21, 2017
DETERMINE, INC.DTRM · Entity 158391	10% owner · See Remarks	April 10, 2019	April 12, 2019
Kaspien Holdings Inc.TWMC · Entity 113955	10% owner	December 21, 2018	December 28, 2018
LEARNING TREE INTERNATIONAL, INC.LTRE · Entity 160661	10% owner	December 21, 2018	December 28, 2018
NEXTNAV INC.NN · Entity 2565	Director	June 22, 2026	June 25, 2026
Optimum Communications, Inc.OPTU · Entity 5768	10% owner	July 29, 2026	October 09, 2026
Spartacus Acquisition CorpTMTS · Entity 134119	10% owner	October 26, 2021	October 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Advanzeon Solutions, Inc.

Report date May 13, 2020 · Filed June 29, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Marli B. Miller Trust A-4	4,525,312	Reported balance Holding disclosure · report date 2020-05-13 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,525,312 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Trust A-4	4,525,312	Reported balance Holding disclosure · report date 2020-05-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,525,312 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Milfam II L.P.	3,119,164	Reported balance Holding disclosure · report date 2020-05-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 3,119,164 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA	656,807	Reported balance Holding disclosure · report date 2020-05-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 656,807 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	418,100	Reported balance Holding disclosure · report date 2020-05-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 418,100 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Catherine Miller Trust C	289,343	Reported balance Holding disclosure · report date 2020-05-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 289,343 F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy Marli B. Miller Trust A-4	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy Lloyd I. Miller, III Trust A-4	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy Milfam II L.P.	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy Lloyd I. Miller, III Revocable Trust	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-05-13	IndirectBy Catherine Miller Trust C	Not disclosed	Reported balance Holding disclosure · report date 2020-05-13 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance Not disclosed F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III.

F2: Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.

CENTRUS ENERGY CORP

Report date June 20, 2023 · Filed June 22, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	39,886	Reported balance After 2023-06-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-06-20 · Grant · Acquired 2,781 · Balance 39,886 F1: FN #1 - Includes 37,105 RSU's pursuant to the Company's equity incentive plan. The newly acquired restricted stock units vests on the earlier of June 20, 2024 or the date of the 2024 annual meeting and will be settled at the time by issuing shares.
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	38,933	Reported balance After 2023-06-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-06-20 · Tax withholding · Disposed 953 · Balance 38,933 F2: FN #2 - Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of RSU's.

Filing footnotes · ownership attribution and instrument terms

F1: FN #1 - Includes 37,105 RSU's pursuant to the Company's equity incentive plan. The newly acquired restricted stock units vests on the earlier of June 20, 2024 or the date of the 2024 annual meeting and will be settled at the time by issuing shares.

F2: FN #2 - Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of RSU's.

Capstone Holding Corp.

Report date December 21, 2018 · Filed December 28, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	2,708,484	Reported balance After 2018-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-21 · Sale · Disposed 206,000 · Balance 2,708,484 F1: The reported transaction involved a sale of a total of 206,000 shares of Capstone Therapeutics Corp. ("Capstone") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.052 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	727,100	Reported balance After 2018-12-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-12-21 · Purchase · Acquired 103,000 · Balance 727,100 F1: The reported transaction involved a sale of a total of 206,000 shares of Capstone Therapeutics Corp. ("Capstone") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.052 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	2,914,484	Reported balance Holding disclosure · report date 2018-12-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,914,484 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	641,218	Reported balance Holding disclosure · report date 2018-12-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 641,218 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	90,344	Reported balance Holding disclosure · report date 2018-12-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 90,344 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	472,792	Reported balance Holding disclosure · report date 2018-12-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 472,792 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved a sale of a total of 206,000 shares of Capstone Therapeutics Corp. ("Capstone") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.052 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC.

F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.

F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.

F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

Cohen & Co Inc.

Report date February 17, 2017 · Filed February 21, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	299,190	Reported balance After 2017-02-17 transaction · row 1 1 source row Row 1 · 2017-02-17 · Grant · Acquired 41,667 · Balance 299,190 F1: Mr. Subin was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Subin was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.

DETERMINE, INC.

Report date April 10, 2019 · Filed April 12, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy Milfam II L.P.	0	Reported balance After 2019-04-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-04-10 · Other · Disposed 899,112.94 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy Milfam II L.P.	0	Reported balance After 2019-04-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-04-10 · Other · Disposed 767,439.97 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-12-27	IndirectBy Milfam II L.P.	0	Reported balance After 2019-04-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2019-04-10 · Other · Disposed 1,303,946.46 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy Lloyd I. Miller, III Revocable Trust	0	Reported balance After 2019-04-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-04-10 · Other · Disposed 899,109.97 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy Lloyd I. Miller, III Revocable Trust	0	Reported balance After 2019-04-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-04-10 · Other · Disposed 767,439.97 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy LIM III - Trust A-4	0	Reported balance After 2019-04-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-04-10 · Other · Disposed 449,554.99 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy LIM III - Trust A-4	0	Reported balance After 2019-04-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2019-04-10 · Other · Disposed 383,719.99 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy MBM - Trust A-4	0	Reported balance After 2019-04-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-04-10 · Other · Disposed 449,554.99 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy MBM - Trust A-4	0	Reported balance After 2019-04-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2019-04-10 · Other · Disposed 383,719.99 · Balance 0 F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019. F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019. F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	6,576,315	Reported balance Holding disclosure · report date 2019-04-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 6,576,315 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	354,789	Reported balance Holding disclosure · report date 2019-04-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 354,789 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	354,786	Reported balance Holding disclosure · report date 2019-04-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 354,786 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	301,590	Reported balance Holding disclosure · report date 2019-04-10 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 301,590 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	211,351	Reported balance Holding disclosure · report date 2019-04-10 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 211,351 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	2,100	Reported balance Holding disclosure · report date 2019-04-10 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 2,100 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	250,820	Reported balance Holding disclosure · report date 2019-04-10 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 250,820 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.

F2: On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Note, including PIK interest accrued through April 10, 2019.

F3: Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019.

Kaspien Holdings Inc.

Report date December 21, 2018 · Filed December 28, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	0	Reported balance After 2018-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-21 · Sale · Disposed 1,027,434 · Balance 0 F1: The reported transaction involved a sale of a total of 1,027,434 shares of Trans World Entertainment Corporation ("Trans World") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.637 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	522,117	Reported balance After 2018-12-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-12-21 · Purchase · Acquired 513,717 · Balance 522,117 F1: The reported transaction involved a sale of a total of 1,027,434 shares of Trans World Entertainment Corporation ("Trans World") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.637 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM - Trust A-4	1,027,433	Reported balance Holding disclosure · report date 2018-12-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,027,433 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-1 - Lloyd I. Miller	27,197	Reported balance Holding disclosure · report date 2018-12-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 27,197 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-2 - Lloyd I. Miller	4,000	Reported balance Holding disclosure · report date 2018-12-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 4,000 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-3 - Lloyd I. Miller	112,791	Reported balance Holding disclosure · report date 2018-12-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 112,791 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy AMIL of Ohio, LLC	35,002	Reported balance Holding disclosure · report date 2018-12-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 35,002 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	448,972	Reported balance Holding disclosure · report date 2018-12-21 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 448,972 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Catherine C. Miller	6,000	Reported balance Holding disclosure · report date 2018-12-21 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 6,000 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Kimberly S. Miller	6,000	Reported balance Holding disclosure · report date 2018-12-21 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 6,000 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Lloyd I. Miller	6,000	Reported balance Holding disclosure · report date 2018-12-21 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 6,000 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Susan F. Miller	36,031	Reported balance Holding disclosure · report date 2018-12-21 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 36,031 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	2,472,384	Reported balance Holding disclosure · report date 2018-12-21 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 2,472,384 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBY Lloyd I. Miller, III Revocable Trust	1,189,802	Reported balance Holding disclosure · report date 2018-12-21 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 1,189,802 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	62,572	Reported balance Holding disclosure · report date 2018-12-21 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 62,572 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	45,491	Reported balance Holding disclosure · report date 2018-12-21 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 45,491 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved a sale of a total of 1,027,434 shares of Trans World Entertainment Corporation ("Trans World") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.637 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC.

LEARNING TREE INTERNATIONAL, INC.

Report date December 21, 2018 · Filed December 28, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	658,550	Reported balance After 2018-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-21 · Sale · Disposed 89,500 · Balance 658,550 F1: The reported transaction involved a sale of a total of 89,500 shares of Learning Tree International, Inc. ("Learning Tree") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $1.10 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	57,250	Reported balance After 2018-12-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-12-21 · Purchase · Acquired 44,750 · Balance 57,250 F1: The reported transaction involved a sale of a total of 89,500 shares of Learning Tree International, Inc. ("Learning Tree") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $1.10 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC. F2: The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	748,050	Reported balance Holding disclosure · report date 2018-12-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 748,050 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	25,000	Reported balance Holding disclosure · report date 2018-12-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 25,000 F3: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F4: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved a sale of a total of 89,500 shares of Learning Tree International, Inc. ("Learning Tree") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $1.10 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC.

NEXTNAV INC.

Report date June 22, 2026 · Filed June 25, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPersian Road I, LP	502,707	Reported balance After 2026-06-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-06-22 · Conversion · Acquired 502,707 · Balance 502,707 F2: Pursuant to a Note Purchase Agreement with NextNav Inc. (the "Issuer"), dated March 12, 2025 (the "NPA"), Persian Road purchased $6,300,000 aggregate principal amount of the Issuer's 5.00% Senior Secured Convertible Notes due 2028 (the "2028 Notes"), at a price of 100% of the principal amount. The 2028 Notes are convertible, as of the date of issue on March 27, 2025, into the Issuer's shares of common stock, $0.0001 par value per share (the "Common Stock"), at a price of $12.56 per share. The 2028 Notes originally had a maturity date of June 30, 2028. On June 15, 2026, the Issuer elected to redeem all outstanding 2028 Notes pursuant to their terms, which accelerated the last date for their conversion to June 23, 2026. Persian Road converted the 2028 Notes prior to such redemption deadline. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3: The Reporting Person previously reported beneficial ownership of 2028 Notes representing the number of shares into which the principal amount was convertible. At the time of conversion, the 2028 Notes converted into 502,707 shares of Common Stock, consisting of 501,592 shares attributable to outstanding principal and the remaining shares attributable to accrued but unpaid interest. Accordingly, the number of shares of Common Stock acquired upon conversion exceeds the number of shares initially reported as underlying the 2028 Notes. F1: The Reporting Person is Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM GP LLC, the general partner of Persian Road I, LP, a limited partnership ("Persian Road").
Common StockSEC Table I · non-derivative	IndirectMILFAM Investments LLC	2,765,213	Reported balance After 2026-06-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-06-23 · Other · Acquired 250,000 · Balance 2,765,213 F5: Represents the cash exercise of 250,000 warrants (the "Public Warrants") to purchase shares of the Issuer's Common Stock at an exercise price of $11.50 per share, pursuant to the terms of the Amended and Restated Warrant Agreement, dated as of October 28, 2021 (the "Warrant Agreement"), by and among Spartacus Acquisition Corporation, the Issuer, and Continental Stock Transfer & Trust Company, as warrant agent. MILFAM Investments paid the aggregate exercise price in cash and received 250,000 shares of Common Stock upon exercise. No separate consideration was received for the Public Warrants upon exercise. F4: The Reporting Person is the Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM Investments LLC ("MILFAM Investments"). The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
5.00% Senior Secured Convertible Notes due 2028SEC Table II · derivative / convertible security · Conversion / exercise price $12.56	IndirectPersian Road I, LP	0	Reported balance After 2026-06-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-06-22 · Conversion · Disposed 502,707 · Balance 0 F2: Pursuant to a Note Purchase Agreement with NextNav Inc. (the "Issuer"), dated March 12, 2025 (the "NPA"), Persian Road purchased $6,300,000 aggregate principal amount of the Issuer's 5.00% Senior Secured Convertible Notes due 2028 (the "2028 Notes"), at a price of 100% of the principal amount. The 2028 Notes are convertible, as of the date of issue on March 27, 2025, into the Issuer's shares of common stock, $0.0001 par value per share (the "Common Stock"), at a price of $12.56 per share. The 2028 Notes originally had a maturity date of June 30, 2028. On June 15, 2026, the Issuer elected to redeem all outstanding 2028 Notes pursuant to their terms, which accelerated the last date for their conversion to June 23, 2026. Persian Road converted the 2028 Notes prior to such redemption deadline. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3: The Reporting Person previously reported beneficial ownership of 2028 Notes representing the number of shares into which the principal amount was convertible. At the time of conversion, the 2028 Notes converted into 502,707 shares of Common Stock, consisting of 501,592 shares attributable to outstanding principal and the remaining shares attributable to accrued but unpaid interest. Accordingly, the number of shares of Common Stock acquired upon conversion exceeds the number of shares initially reported as underlying the 2028 Notes. F1: The Reporting Person is Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM GP LLC, the general partner of Persian Road I, LP, a limited partnership ("Persian Road").
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectMILFAM Investments LLC	0	Reported balance After 2026-06-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-06-23 · Other · Disposed 250,000 · Balance 0 F5: Represents the cash exercise of 250,000 warrants (the "Public Warrants") to purchase shares of the Issuer's Common Stock at an exercise price of $11.50 per share, pursuant to the terms of the Amended and Restated Warrant Agreement, dated as of October 28, 2021 (the "Warrant Agreement"), by and among Spartacus Acquisition Corporation, the Issuer, and Continental Stock Transfer & Trust Company, as warrant agent. MILFAM Investments paid the aggregate exercise price in cash and received 250,000 shares of Common Stock upon exercise. No separate consideration was received for the Public Warrants upon exercise. F6: The Public Warrants became exercisable 30 days after the completion of the Issuer's initial business combination, which closed on October 28, 2021 (the "Business Combination"). F7: The Public Warrants originally had an expiration date five years after the completion of the Business Combination. On May 27, 2026, the Issuer announced that it elected to redeem all outstanding Public Warrants, and set a redemption date of June 26, 2026 (the "Redemption Date"). Holders of Public Warrants may exercise their Public Warrants for cash at the exercise price at any time prior to 5:00 p.m. New York City time on the Redemption Date, in accordance with the terms of the Warrant Agreement. MILFAM Investments exercised the Public Warrants prior to such redemption deadline. F4: The Reporting Person is the Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM Investments LLC ("MILFAM Investments"). The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Common StockSEC Table I · non-derivative	Direct	168,892	Reported balance Holding disclosure · report date 2026-06-22 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 168,892 F8: Includes 7,550 restricted shares, 100% of which will vest on May 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM GP LLC, the general partner of Persian Road I, LP, a limited partnership ("Persian Road").

F2: Pursuant to a Note Purchase Agreement with NextNav Inc. (the "Issuer"), dated March 12, 2025 (the "NPA"), Persian Road purchased $6,300,000 aggregate principal amount of the Issuer's 5.00% Senior Secured Convertible Notes due 2028 (the "2028 Notes"), at a price of 100% of the principal amount. The 2028 Notes are convertible, as of the date of issue on March 27, 2025, into the Issuer's shares of common stock, $0.0001 par value per share (the "Common Stock"), at a price of $12.56 per share. The 2028 Notes originally had a maturity date of June 30, 2028. On June 15, 2026, the Issuer elected to redeem all outstanding 2028 Notes pursuant to their terms, which accelerated the last date for their conversion to June 23, 2026. Persian Road converted the 2028 Notes prior to such redemption deadline. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3: The Reporting Person previously reported beneficial ownership of 2028 Notes representing the number of shares into which the principal amount was convertible. At the time of conversion, the 2028 Notes converted into 502,707 shares of Common Stock, consisting of 501,592 shares attributable to outstanding principal and the remaining shares attributable to accrued but unpaid interest. Accordingly, the number of shares of Common Stock acquired upon conversion exceeds the number of shares initially reported as underlying the 2028 Notes.

F4: The Reporting Person is the Manager of MILFAM LLC. MILFAM LLC is the manager of MILFAM Investments LLC ("MILFAM Investments"). The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F5: Represents the cash exercise of 250,000 warrants (the "Public Warrants") to purchase shares of the Issuer's Common Stock at an exercise price of $11.50 per share, pursuant to the terms of the Amended and Restated Warrant Agreement, dated as of October 28, 2021 (the "Warrant Agreement"), by and among Spartacus Acquisition Corporation, the Issuer, and Continental Stock Transfer & Trust Company, as warrant agent. MILFAM Investments paid the aggregate exercise price in cash and received 250,000 shares of Common Stock upon exercise. No separate consideration was received for the Public Warrants upon exercise.

F6: The Public Warrants became exercisable 30 days after the completion of the Issuer's initial business combination, which closed on October 28, 2021 (the "Business Combination").

F7: The Public Warrants originally had an expiration date five years after the completion of the Business Combination. On May 27, 2026, the Issuer announced that it elected to redeem all outstanding Public Warrants, and set a redemption date of June 26, 2026 (the "Redemption Date"). Holders of Public Warrants may exercise their Public Warrants for cash at the exercise price at any time prior to 5:00 p.m. New York City time on the Redemption Date, in accordance with the terms of the Warrant Agreement. MILFAM Investments exercised the Public Warrants prior to such redemption deadline.

F8: Includes 7,550 restricted shares, 100% of which will vest on May 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

Optimum Communications, Inc.

Report date July 29, 2026 · Filed October 09, 2026 · Amendment

Jointly reported with MILFAM LLC, MILFAM GP, LLC, Dark Mirage, LP

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	19,549,309	Last balance in matching sequence After 2026-08-25 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 8 source rows Row 1 · 2026-07-29 · Purchase · Acquired 129,808 · Balance 16,646,763 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 2 · 2026-07-30 · Purchase · Acquired 732,279 · Balance 17,379,042 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 3 · 2026-07-31 · Purchase · Acquired 120,958 · Balance 17,500,000 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 4 · 2026-08-19 · Purchase · Acquired 1,291,471 · Balance 18,791,471 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 5 · 2026-08-20 · Purchase · Acquired 50,536 · Balance 18,842,007 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 6 · 2026-08-21 · Purchase · Acquired 535,191 · Balance 19,377,198 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 7 · 2026-08-24 · Purchase · Acquired 171,711 · Balance 19,548,909 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein. Row 8 · 2026-08-25 · Purchase · Acquired 400 · Balance 19,549,309 F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock, par value $0.01 per share ("Class A Common Shares"), of Optimum Communications, Inc. (the "Issuer") owned by Dark Mirage, LP. MILFAM LLC is the investment advisor of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. MILFAM GP, LLC is the general partner of Dark Mirage, LP and therefore may be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin is the President and Manager of MILFAM LLC, which is the Manager of MILFAM GP, LLC, consequently, he may also be deemed the beneficial owner of the Class A Common Shares owned by Dark Mirage, LP. Mr. Subin, MILFAM GP, LLC and MILFAM LLC each disclaims beneficial ownership of any Class A Common Shares other than to the extent he or it may have a pecuniary interest therein.

Spartacus Acquisition Corp

Report date October 26, 2021 · Filed October 29, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,605,000	Reported balance After 2021-10-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-10-28 · Purchase · Acquired 1,105,000 · Balance 1,605,000 F9: Includes 500,000 shares of Class A common stock are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50). F1: Held by MILFAM Investments LLC. Mr. Subin is the President and Manager of MILFAM LLC, which serves as manager of Milfam Investments LLC.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	0	Reported balance After 2021-10-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-10-26 · Other · Disposed 8,104,244 · Balance 0 F2: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor. F3: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. F4: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation. F7: MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	4,140,085	Reported balance After 2021-10-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-10-26 · Other · Acquired 3,890,085 · Balance 4,140,085 F2: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor. F3: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. F4: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation. F8: Includes 250,000 warrants are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50). F1: Held by MILFAM Investments LLC. Mr. Subin is the President and Manager of MILFAM LLC, which serves as manager of Milfam Investments LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnote	4,245,498	Reported balance After 2021-10-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-10-26 · Other · Disposed 754,502 · Balance 4,245,498 F5: As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F6: Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor. F7: MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnote	4,145,498	Reported balance After 2021-10-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-10-27 · Other · Disposed 100,000 · Balance 4,145,498 F5: As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F6: Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor. F7: MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Held by MILFAM Investments LLC. Mr. Subin is the President and Manager of MILFAM LLC, which serves as manager of Milfam Investments LLC.

F2: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F3: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.

F4: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.

F5: As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F6: Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F7: MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F8: Includes 250,000 warrants are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).

F9: Includes 500,000 shares of Class A common stock are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAFEPRESS INC.

Report date November 08, 2018 · Filed November 09, 2018

Section 16 reporting ended · disclosed 2018-11-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	Reported balance After 2018-11-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-11-08 · Other · Disposed 552,023 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	Reported balance After 2018-11-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-11-08 · Other · Disposed 552,023 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	Reported balance After 2018-11-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-11-08 · Other · Disposed 60,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	Reported balance After 2018-11-08 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-11-08 · Other · Disposed 918,774 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	Reported balance After 2018-11-08 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-11-08 · Other · Disposed 1,233,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	Reported balance After 2018-11-08 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-11-08 · Other · Disposed 10,400 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	Reported balance After 2018-11-08 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2018-11-08 · Other · Disposed 19,700 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	Reported balance After 2018-11-08 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2018-11-08 · Other · Disposed 25,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of September 28, 2018, by and among Snapfish LLC, Snapfish Merger Sub, Inc. and CafePress Inc. in exchange for $1.48 for each share of common stock, par value $0.0001 per share, of the Issuer held by the reporting person.

F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Gulf Coast Ultra Deep Royalty Trust

Report date November 27, 2024 · Filed December 02, 2024

Section 16 reporting ended · disclosed 2024-12-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectCatherine C Miller Irrevocable GST Trust	Reported balance After 2024-11-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-11-27 · Sale · Disposed 134,204 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectLIM III Estate LLC	Reported balance After 2024-11-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-11-27 · Sale · Disposed 1,716,375 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectLIMFAM LLC	Reported balance After 2024-11-27 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-11-27 · Sale · Disposed 2,711,445 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectLloyd A Crider Trust	Reported balance After 2024-11-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2024-11-27 · Sale · Disposed 191,275 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectMarli B Miller Trust A4	Reported balance After 2024-11-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2024-11-27 · Sale · Disposed 1,181,780 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectMILFAM I, LP	Reported balance After 2024-11-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2024-11-27 · Sale · Disposed 191,454 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectMILFAM II, LP	Reported balance After 2024-11-27 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2024-11-27 · Sale · Disposed 25,498,192 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectMILFAM, LLC	Reported balance After 2024-11-27 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2024-11-27 · Sale · Disposed 168,811 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectMiller Family Education and Medical Trust	Reported balance After 2024-11-27 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2024-11-27 · Sale · Disposed 590,892 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectSusan F Miller Spousal Trust A4	Reported balance After 2024-11-27 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 10 · 2024-11-27 · Sale · Disposed 590,891 · Balance 0 F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Neil Subin is the President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

ID SYSTEMS INC

Report date December 07, 2018 · Filed December 11, 2018

Section 16 reporting ended · disclosed 2018-12-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	Reported balance After 2018-12-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-07 · Sale · Disposed 1,044,830 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	Reported balance After 2018-12-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-12-07 · Sale · Disposed 121,031 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	Reported balance After 2018-12-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-12-07 · Sale · Disposed 376,910 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	Reported balance After 2018-12-07 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-12-07 · Sale · Disposed 376,909 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	Reported balance After 2018-12-07 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-12-07 · Sale · Disposed 88,491 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	Reported balance After 2018-12-07 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-12-07 · Sale · Disposed 24,600 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Co-Trustee GST Lloyd A. Crider	Reported balance After 2018-12-07 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2018-12-07 · Sale · Disposed 7,900 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Catherine C. Miller	Reported balance After 2018-12-07 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2018-12-07 · Sale · Disposed 20,500 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Kimberly S. Miller	Reported balance After 2018-12-07 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2018-12-07 · Sale · Disposed 20,500 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trustee GST Lloyd I. Miller	Reported balance After 2018-12-07 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 10 · 2018-12-07 · Sale · Disposed 20,500 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd Miller Dynasty Trust	Reported balance After 2018-12-07 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 11 · 2018-12-07 · Sale · Disposed 9,000 · Balance 0 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

INTERMOLECULAR INC

Report date February 22, 2019 · Filed February 25, 2019

Section 16 reporting ended · disclosed 2019-02-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	1,412,048	Reported balance After 2019-02-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-02-22 · Sale · Disposed 58,263 · Balance 1,412,048 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM III- Trust A-4	1,412,048	Reported balance After 2019-02-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-02-22 · Sale · Disposed 58,263 · Balance 1,412,048 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-3 - Lloyd I. Miller	307,156	Reported balance After 2019-02-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-02-22 · Sale · Disposed 12,674 · Balance 307,156 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	1,708,711	Reported balance After 2019-02-22 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-02-22 · Sale · Disposed 70,502 · Balance 1,708,711 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	13,575	Reported balance After 2019-02-22 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-02-22 · Sale · Disposed 560 · Balance 13,575 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	67,515	Reported balance After 2019-02-22 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-02-22 · Sale · Disposed 2,786 · Balance 67,515 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	47,319	Reported balance After 2019-02-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2019-02-22 · Sale · Disposed 1,952 · Balance 47,319 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F2: The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.

ITERIS, INC.

Report date February 27, 2019 · Filed February 28, 2019

Section 16 reporting ended · disclosed 2019-02-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust A-2 - Lloyd I. Miller	34,911	Reported balance After 2019-02-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-02-27 · Sale · Disposed 53,624 · Balance 34,911 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	436,782	Reported balance After 2019-02-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-02-27 · Sale · Disposed 670,904 · Balance 436,782 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	436,781	Reported balance After 2019-02-27 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-02-27 · Sale · Disposed 670,904 · Balance 436,781 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	67,627	Reported balance After 2019-02-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-02-27 · Sale · Disposed 103,877 · Balance 67,627 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	20,150	Reported balance After 2019-02-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-02-27 · Sale · Disposed 30,952 · Balance 20,150 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III Revocable Trust	15,057	Reported balance After 2019-02-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-02-27 · Sale · Disposed 23,129 · Balance 15,057 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	508,491	Reported balance After 2019-02-27 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2019-02-27 · Sale · Disposed 781,048 · Balance 508,491 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	129,930	Reported balance After 2019-02-27 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2019-02-27 · Sale · Disposed 199,574 · Balance 129,930 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	11,238	Reported balance After 2019-02-27 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2019-02-27 · Sale · Disposed 17,261 · Balance 11,238 F1: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

TRANS WORLD CORP

Report date April 30, 2018 · Filed May 02, 2018

Section 16 reporting ended · disclosed 2018-05-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	Reported balance After 2018-04-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-04-30 · Other · Disposed 659,948 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	Reported balance After 2018-04-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-04-30 · Other · Disposed 659,947 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	Reported balance After 2018-04-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-04-30 · Other · Disposed 166,667 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	Reported balance After 2018-04-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-04-30 · Other · Disposed 641,667 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, IRA	Reported balance After 2018-04-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-04-30 · Other · Disposed 1,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 15, 2018 Filed Oct 16, 2018 16:07 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	8,949	$6.25	$55,931.25	Disclosure SEC source: 0001209191-18-055107 · doc4.xml · nonDerivative · entry 4 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 388,364 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $6.25 to $6.27 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 16:07 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	8,949	$6.25	$55,931.25	Disclosure SEC source: 0001209191-18-055107 · doc4.xml · nonDerivative · entry 3 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 388,365 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $6.25 to $6.27 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 16:07 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	2,874	$6.25	$17,962.50	Disclosure SEC source: 0001209191-18-055107 · doc4.xml · nonDerivative · entry 2 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 124,710 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $6.25 to $6.27 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 16:07 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	24,806	$6.25	$155,037.50	Disclosure SEC source: 0001209191-18-055107 · doc4.xml · nonDerivative · entry 1 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 1,076,583 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $6.25 to $6.27 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	158	$4.41	$697.10	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIMFAM LLC Disclosed balance after: 30,592 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	1,826	$4.41	$8,056.31	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 353,701 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	7,144	$4.41	$31,519.33	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 7 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 1,384,228 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	195	$4.41	$860.34	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 6 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 40,770 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	283	$4.41	$1,248.60	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 5 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust D - Lloyd I. Miller Disclosed balance after: 54,855 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	950	$4.41	$4,191.40	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 4 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust C - Lloyd I. Miller Disclosed balance after: 184,100 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	6,138	$4.41	$27,080.86	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 3 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 1,189,023 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	6,138	$4.41	$27,080.86	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 2 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 1,189,024 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 15, 2018 Filed Oct 16, 2018 15:59 UTC	ITERIS, INC. ITI · Entity 86402	SaleCommon Stock	491	$4.41	$2,166.29	Disclosure SEC source: 0001209191-18-055105 · doc4.xml · nonDerivative · entry 1 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust A-2 - Lloyd I. Miller Disclosed balance after: 95,036 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 10, 2018 Filed Oct 11, 2018 15:06 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	25	$6.60	$165.00	Disclosure SEC source: 0001209191-18-054769 · doc4.xml · nonDerivative · entry 5 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 93,282 F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 10, 2018 Filed Oct 11, 2018 15:06 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	104	$6.60	$686.40	Disclosure SEC source: 0001209191-18-054769 · doc4.xml · nonDerivative · entry 4 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 397,313 F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 10, 2018 Filed Oct 11, 2018 15:06 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	104	$6.60	$686.40	Disclosure SEC source: 0001209191-18-054769 · doc4.xml · nonDerivative · entry 3 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 397,314 F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 10, 2018 Filed Oct 11, 2018 15:06 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	34	$6.60	$224.40	Disclosure SEC source: 0001209191-18-054769 · doc4.xml · nonDerivative · entry 2 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 127,584 F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
October 10, 2018 Filed Oct 11, 2018 15:06 UTC	ID SYSTEMS INC IDSY · Entity 154608	SaleCommon Stock	289	$6.60	$1,907.40	Disclosure SEC source: 0001209191-18-054769 · doc4.xml · nonDerivative · entry 1 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 1,101,389 F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:07 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	36,172.47	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-052981 · doc4.xml · derivative · entry 12 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 409,601 Underlying: Common Stock · 12,057 shares Expires 2021-12-27 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:07 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,999.7	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-052981 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 121,687 Underlying: Common Stock · 2,999 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:07 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,999.7	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-052981 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 121,687 Underlying: Common Stock · 2,999 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:07 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	17,999.4	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-052981 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 243,379 Underlying: Common Stock · 5,999 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:07 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	17,999.4	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-052981 · doc4.xml · derivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 243,379 Underlying: Common Stock · 5,999 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 11, 2018 Filed Sep 13, 2018 14:20 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	10,500.42	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-050775 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 74,725 Underlying: Common Stock · 1,842 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F8 · balance_after: Due to a clerical error, the reporting person previously reported that, prior to the PIK shares reported as being acquired herein, MBM - Trust A-4 held 72,884 shares, when in fact it should have been 72,883. Read SEC document
September 11, 2018 Filed Sep 13, 2018 14:20 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	10,500.42	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-050775 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 74,725 Underlying: Common Stock · 1,842 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F7 · balance_after: Due to a clerical error, the reporting person previously reported that, prior to the PIK shares reported as being acquired herein, LIM III - Trust A-4 held 72,884 shares, when in fact it should have been 72,883. Read SEC document
September 11, 2018 Filed Sep 13, 2018 14:20 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	21,000.84	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-050775 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 149,453 Underlying: Common Stock · 3,684 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
September 11, 2018 Filed Sep 13, 2018 14:20 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	21,000.91	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-050775 · doc4.xml · derivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 149,454 Underlying: Common Stock · 3,684 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F6 · balance_after: Due to a clerical error, the reporting person previously reported that, prior to the PIK shares reported as being acquired herein, Milfam II L.P. held 145,769 shares, when in fact it should have been 145,770. Read SEC document
June 30, 2018 Filed Jul 3, 2018 11:51 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	32,825.04	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-040594 · doc4.xml · derivative · entry 12 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 397,544 Underlying: Common Stock · 10,941 shares Expires 2021-12-27 F6 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F6 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F5 · balance_after: Subject to adjustment for fractional shares. F7 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F9 · balance_after: In addition, as reported in Amendment No. 2 to the Schedule 13D filed by the reporting person on June 25, 2018, the reporting person entered into the Amendment to Guaranty Fee Agreement, pursuant to which the reporting person agreed to forgo the future rights to receive the Additional Extension Payment Shares that had previously been reported on that certain Form 3 dated January 22, 2018. Read SEC document
June 30, 2018 Filed Jul 3, 2018 11:51 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,280.82	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-040594 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 118,688 Underlying: Common Stock · 2,760 shares Expires 2020-12-16 F6 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F6 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F5 · balance_after: Subject to adjustment for fractional shares. F7 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F8 · balance_after: Due to a clerical error, the reporting person previously reported that, prior to the PIK shares reported as being acquired herein, LIM III - Trust A-4 held 115,929 shares, when in fact it should have been 115,928 shares. Read SEC document
June 30, 2018 Filed Jul 3, 2018 11:51 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,280.82	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-040594 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 118,688 Underlying: Common Stock · 2,760 shares Expires 2020-12-16 F6 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F6 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F5 · balance_after: Subject to adjustment for fractional shares. F7 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F8 · balance_after: Due to a clerical error, the reporting person previously reported that, prior to the PIK shares reported as being acquired herein, LIM III - Trust A-4 held 115,929 shares, when in fact it should have been 115,928 shares. Read SEC document
June 30, 2018 Filed Jul 3, 2018 11:51 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,561.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-040594 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 237,380 Underlying: Common Stock · 5,520 shares Expires 2020-12-16 F6 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F6 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F5 · balance_after: Subject to adjustment for fractional shares. F7 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
June 30, 2018 Filed Jul 3, 2018 11:51 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,561.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-040594 · doc4.xml · derivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 237,380 Underlying: Common Stock · 5,520 shares Expires 2020-12-16 F6 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F6 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F5 · balance_after: Subject to adjustment for fractional shares. F7 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:26 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,767.83	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-037239 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 72,884 Underlying: Common Stock · 1,713 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F6 · balance_after: The transaction reported herein does not affect those certain Series A Warrants that expire on November 30, 2018. The Reporting Person had previously inadvertently reported that such warrants expire on May 31, 2018. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:26 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,767.83	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-037239 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 72,884 Underlying: Common Stock · 1,713 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F6 · balance_after: The transaction reported herein does not affect those certain Series A Warrants that expire on November 30, 2018. The Reporting Person had previously inadvertently reported that such warrants expire on May 31, 2018. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:26 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	19,535.67	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-037239 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 145,769 Underlying: Common Stock · 3,427 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F6 · balance_after: The transaction reported herein does not affect those certain Series A Warrants that expire on November 30, 2018. The Reporting Person had previously inadvertently reported that such warrants expire on May 31, 2018. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:26 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	19,535.73	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-037239 · doc4.xml · derivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 145,769 Underlying: Common Stock · 3,427 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. F6 · balance_after: The transaction reported herein does not affect those certain Series A Warrants that expire on November 30, 2018. The Reporting Person had previously inadvertently reported that such warrants expire on May 31, 2018. Read SEC document
May 17, 2018 Filed May 18, 2018 18:20 UTC	CENTRUS ENERGY CORP LEU · Entity 4159	GrantClass A Common Stock	5,000	$0.00	$0.00	Disclosure SEC source: 0001140361-18-024645 · doc1.xml · nonDerivative · entry 1 SUBIN NEIL S · CIK 0001201333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: Includes 10,000 RSUs pursuant to the Company's equity incentive plan. The newly acquired restricted stock units vest on the earlier of (i) May 17, 2019 or (ii) the date of the 2019 annual meeting of stockholders. However, vesting is accelerated upon (1) the director attaining eligibility for retirement, (2) termination of the director's service by reason of death or disability, or (3) a change in control. Read SEC document
April 30, 2018 Filed May 2, 2018 14:46 UTC	TRANS WORLD CORP TWOC · Entity 167079	OtherCommon Stock	1,000	$4.19	$4,188.60	Disclosure SEC source: 0001209191-18-027298 · doc4.xml · nonDerivative · entry 5 SUBIN NEIL S · CIK 0001201333 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, IRA Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2 · ownership.direct: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
April 30, 2018 Filed May 2, 2018 14:46 UTC	TRANS WORLD CORP TWOC · Entity 167079	OtherCommon Stock	641,667	$4.19	$2,687,686.40	Disclosure SEC source: 0001209191-18-027298 · doc4.xml · nonDerivative · entry 4 SUBIN NEIL S · CIK 0001201333 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2 · ownership.direct: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
April 30, 2018 Filed May 2, 2018 14:46 UTC	TRANS WORLD CORP TWOC · Entity 167079	OtherCommon Stock	166,667	$4.19	$698,101.40	Disclosure SEC source: 0001209191-18-027298 · doc4.xml · nonDerivative · entry 3 SUBIN NEIL S · CIK 0001201333 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIMFAM LLC Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2 · ownership.direct: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
April 30, 2018 Filed May 2, 2018 14:46 UTC	TRANS WORLD CORP TWOC · Entity 167079	OtherCommon Stock	659,947	$4.19	$2,764,254.00	Disclosure SEC source: 0001209191-18-027298 · doc4.xml · nonDerivative · entry 2 SUBIN NEIL S · CIK 0001201333 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2 · ownership.direct: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
April 30, 2018 Filed May 2, 2018 14:46 UTC	TRANS WORLD CORP TWOC · Entity 167079	OtherCommon Stock	659,948	$4.19	$2,764,258.19	Disclosure SEC source: 0001209191-18-027298 · doc4.xml · nonDerivative · entry 1 SUBIN NEIL S · CIK 0001201333 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person. F2 · ownership.direct: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. Read SEC document
March 31, 2018 Filed Apr 3, 2018 14:32 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	32,464.32	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-022749 · doc4.xml · derivative · entry 12 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 386,603 Underlying: Common Stock · 10,821 shares Expires 2021-12-27 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 31, 2018 Filed Apr 3, 2018 14:32 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,189.82	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-022749 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 115,929 Underlying: Common Stock · 2,729 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 31, 2018 Filed Apr 3, 2018 14:32 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,189.82	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-022749 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 115,929 Underlying: Common Stock · 2,729 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 31, 2018 Filed Apr 3, 2018 14:32 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,379.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-022749 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 231,860 Underlying: Common Stock · 5,459 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 31, 2018 Filed Apr 3, 2018 14:32 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,379.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-022749 · doc4.xml · derivative · entry 8 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 231,860 Underlying: Common Stock · 5,459 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 11, 2018 Filed Mar 13, 2018 14:54 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,555.49	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-019082 · doc4.xml · derivative · entry 11 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 71,171 Underlying: Common Stock · 1,676 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 11, 2018 Filed Mar 13, 2018 14:54 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,555.49	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-019082 · doc4.xml · derivative · entry 10 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 71,171 Underlying: Common Stock · 1,676 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document
March 11, 2018 Filed Mar 13, 2018 14:54 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	19,110.98	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-18-019082 · doc4.xml · derivative · entry 9 SUBIN NEIL S · CIK 0001201333 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lloyd I. Miller, III Revocable Trust Disclosed balance after: 142,342 Underlying: Common Stock · 3,352 shares Expires 2020-12-16 F4 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. F3 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.