Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Globalstar, Inc.GSAT · Entity 3507 | Director | August 27, 2026 | August 28, 2026 |
| Palladyne AI Corp.PDYN · Entity 6068 | Director · PRESIDENT & CEO | September 08, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Globalstar, Inc.
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 4,116 |
Ending reported balance
After 2026-08-27 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-27 · Exercise / conversion · Acquired 6,666 · Balance 10,782 Row 2 · 2026-08-27 · Exercise / conversion · Acquired 6,666 · Balance 17,448 Row 3 · 2026-08-27 · Exercise / conversion · Acquired 4,444 · Balance 21,892 Row 4 · 2026-08-27 · Exercise / conversion · Acquired 2,222 · Balance 24,114 Row 5 · 2026-08-27 · Sale · Disposed 19,998 · Balance 4,116 F1: The shares were sold in multiple transactions at prices ranging from $81.7301 to $82.1400 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.40 · Expires 2032-01-04 | Direct | 0 |
Reported balance
After 2026-08-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-27 · Exercise / conversion · Disposed 6,666 · Balance 0 F2: Award vested and became exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.50 · Expires 2033-01-03 | Direct | 0 |
Reported balance
After 2026-08-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-27 · Exercise / conversion · Disposed 6,666 · Balance 0 F3: Award vested and became exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.05 · Expires 2034-01-02 | Direct | 2,222 |
Reported balance
After 2026-08-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-27 · Exercise / conversion · Disposed 4,444 · Balance 2,222 F4: Award vests and becomes exercisable as to one third on each of January 2, 2025, 2026, and 2027. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.85 · Expires 2035-01-06 | Direct | 4,444 |
Reported balance
After 2026-08-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-08-27 · Exercise / conversion · Disposed 2,222 · Balance 4,444 F5: Award vests and becomes exercisable as to one third on each of January 6, 2026, 2027, and 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in multiple transactions at prices ranging from $81.7301 to $82.1400 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Award vested and became exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.
F3: Award vested and became exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026.
F4: Award vests and becomes exercisable as to one third on each of January 2, 2025, 2026, and 2027.
F5: Award vests and becomes exercisable as to one third on each of January 6, 2026, 2027, and 2028.
Palladyne AI Corp.
Report date September 08, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 400,240 |
Reported balance
After 2026-09-08 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-08 · Purchase · Acquired 17,121 · Balance 400,240 F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2: Represents shares held by Mare's Leg Capital, LLC ("MLC"). MLC is an entity wholly owned by Mr. Wolff and his spouse Julie Wolff. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 107,526 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 107,526 F3: Represents shares held by MLC Solo 401k Trust FOB Benjamin Wolff ("401k Trust"). Mr. Wolff and his spouse Julie Wolff are the trustees of the 401k Trust and share voting and dispositive power over equity held by the trust. Mr. Wolff is the sole beneficiary of the 401k Trust. |
| Common StockSEC Table I · non-derivative | Direct | 7,308,343 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,308,343 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 904 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 904 |
Filing footnotes · ownership attribution and instrument terms
F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
F2: Represents shares held by Mare's Leg Capital, LLC ("MLC"). MLC is an entity wholly owned by Mr. Wolff and his spouse Julie Wolff.
F3: Represents shares held by MLC Solo 401k Trust FOB Benjamin Wolff ("401k Trust"). Mr. Wolff and his spouse Julie Wolff are the trustees of the 401k Trust and share voting and dispositive power over equity held by the trust. Mr. Wolff is the sole beneficiary of the 401k Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 15, 2024 21:56 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 12,000 | $1.31 | $15,730.80 |
DisclosureSEC source: 0001415889-24-013261 · form4-05152024_090509.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,256,963 F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 13, 2024 Filed May 15, 2024 21:56 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 11,176 | $1.35 | $15,064.13 |
DisclosureSEC source: 0001415889-24-013261 · form4-05152024_090509.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,244,963 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:25 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 50,000 | $1.23 | $61,500.00 |
DisclosureSEC source: 0001366868-24-000077 · wk-form4_1715718301.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,870 F1 · shares: Award of Restricted Stock under Globalstar, Inc.'s Equity Incentive Plan, which vests one year after the grant date. Read SEC document |
| February 27, 2024 Filed Feb 27, 2024 21:45 UTC | Palladyne AI Corp. STRC · Entity 6068 | Disposition to issuerStock Option (right to buy) · Derivative | 170,974 | $0.00 Strike: $52.74 | $0.00 |
DisclosureSEC source: 0001415889-24-005509 · form4-02272024_090227.xml · derivative · entry 4 Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,974 shares Expires 2031-05-11 F4 · price: On February 27, 2024, Mr. Wolff voluntarily cancelled an option to purchase 170,974 shares of the Common Stock held by Mr. Wolff. Mr. Wolff voluntarily cancelled his outstanding options in order to make more shares and options available under the Issuer's 2021 Equity Incentive Plan for employee recruiting and retention purposes. F3 · derivative.exercise_date: Vests and becomes exercisable as to 25% of the grant on the one-year anniversary of the closing of the Business Combination, and as to 1/36th of the remaining portion of the grant at the end of each month thereafter, provided that 100% immediately vests and becomes exercisable upon the earlier of (i) a termination of service for reason other than a voluntary termination by Mr. Wolff that is not for "good reason" or a termination by Sarcos for cause, in either case, on or within the twelve (12) month period following the consummation of a change of control or (ii) the death of Mr. Wolff. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:45 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 625,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005509 · form4-02272024_090227.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,233,787 F1 · kind: Represents a restricted stock award ("RSA"). 100% of the RSA vests February 23, 2025, subject to continued service through such date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:29 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001366868-24-000017 · wk-form4_1704403729.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2034-01-02 F2 · derivative.exercise_date: Represents an award under the Issuer's Equity Incentive Plan. The awarded options vest and become exercisable as to one third on each of January 2, 2025, 2026, and 2027. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:29 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 26,738 | $1.87 | $50,000.06 |
DisclosureSEC source: 0001366868-24-000017 · wk-form4_1704403729.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 727,870 F1 · shares: Represents an award of restricted stock under the Issuer's Equity Incentive Plan. The awarded shares vest on January 2, 2025. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:42 UTC | Palladyne AI Corp. STRC · Entity 6068 | GiftCommon Stock | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 3 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,787 F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:42 UTC | Palladyne AI Corp. STRC · Entity 6068 | OtherCommon Stock | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,858,787 F1 · kind: On September 8, 2023, Mare's Leg Capital, LLC ("MLC") transferred 1,250,000 shares to Benjamin Wolff and his spouse Julie Wolff as members of MLC for no consideration. Subsequently, on September 8, 2023, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 416,666 shares to Corrival Trust, 416,667 shares to WXW Trust and 416,667 shares to Mare's Leg Trust (each, a "Trust" ), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family. F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:42 UTC | Palladyne AI Corp. STRC · Entity 6068 | OtherCommon Stock | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 383,119 F1 · kind: On September 8, 2023, Mare's Leg Capital, LLC ("MLC") transferred 1,250,000 shares to Benjamin Wolff and his spouse Julie Wolff as members of MLC for no consideration. Subsequently, on September 8, 2023, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 416,666 shares to Corrival Trust, 416,667 shares to WXW Trust and 416,667 shares to Mare's Leg Trust (each, a "Trust" ), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family. F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023. F3 · ownership.nature: Represents shares held by MLC, an entity wholly owned by Mr. Wolff and Mrs. Wolff. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:27 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 50,000 | $1.02 | $51,000.00 |
DisclosureSEC source: 0001366868-23-000068 · wf-form4_168392683190915.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,132 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on May 10, 2024. Read SEC document |
| March 31, 2023 Filed Jun 16, 2023 22:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | Disposition to issuerStock Option (right to buy) · Derivative | 78,128 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001209191-23-038058 · doc4.xml · derivative · entry 5 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 78,128 shares Expires 2032-05-20 F5 · derivative.exercise_date: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 78,128 Options that had previously been reported in Table II. These forfeited Options have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 9. Read SEC document |
| March 31, 2023 Filed Jun 16, 2023 22:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | Disposition to issuerStock Option (right to buy) · Derivative | 70,527 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001209191-23-038058 · doc4.xml · derivative · entry 4 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 211,580 Underlying: Common Stock · 70,527 shares Expires 2030-03-22 F4 · derivative.exercise_date: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 70,527 stock options (the "Options") that had previously been reported in Table II. These forfeited Options have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 9. Read SEC document |
| March 31, 2023 Filed Jun 16, 2023 22:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | Disposition to issuerCommon Stock | 49,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038058 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 5,431 F1 · shares: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 49,425 restricted share units ("RSUs") that had previously been reported in Table 1. These forfeited RSUs have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 5. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:38 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 95,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006905 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457,666 F1 · shares: Represents restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) February 1, 2024 or (ii) the day prior to the date of the annual meeting of the Company's stockholders next following February 1, 2023, in each case, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. F2 · balance_after: Includes 1,405,074 RSUs. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:09 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000004 · wf-form4_167296372538296.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:09 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000004 · wf-form4_167296372538296.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,132 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| December 24, 2022 Filed Dec 28, 2022 21:51 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 619,698 | $0.55 | $340,895.87 |
DisclosureSEC source: 0001209191-22-062840 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,361,748 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock. F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,306 vested on December 24, 2022 and were then reduced by the 619,698 shares withheld for taxes as reported on this Form 4, including in connection with settlements on June 24, 2022 and September 24, 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:16 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 48,105 | $0.70 | $33,461.84 |
DisclosureSEC source: 0001209191-22-061480 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981,446 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 122,249 settled on December 13, 2022 and were then reduced by the 48,105 shares withheld for taxes as reported on this Form 4. Read SEC document |
| September 24, 2022 Filed Sep 27, 2022 20:38 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 442,859 | $2.43 | $1,076,147.37 |
DisclosureSEC source: 0001209191-22-051367 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,029,551 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock. F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,305 vested on September 24, 2022. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 15:41 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 5,193 | $1.75 | $9,063.86 |
DisclosureSEC source: 0001366868-22-000081 · wf-form4_166325649800527.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,670 F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.73 to $1.75 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 19:05 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 8,000 | $1.81 | $14,460.00 |
DisclosureSEC source: 0001366868-22-000079 · wf-form4_166318231876507.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,477 F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.76 to $1.83 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 15:46 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 10,000 | $1.81 | $18,111.00 |
DisclosureSEC source: 0001366868-22-000069 · wf-form4_166299758413420.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,477 F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.77 to $1.88 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 20:36 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 451,207 | $2.81 | $1,267,891.67 |
DisclosureSEC source: 0001209191-22-039622 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,472,410 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock. F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,306 vested on June 24, 2022. Read SEC document |
| June 14, 2022 Filed Jun 16, 2023 22:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 195,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038058 · doc4.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,652,725 F2 · balance_after: Includes 195,059 RSUs, each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:33 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantStock Option (right to buy) · Derivative | 78,128 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001209191-22-031519 · doc4.xml · derivative · entry 6 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 78,128 Underlying: Common Stock · 78,128 shares Expires 2032-05-20 F6 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:33 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 3,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 4 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 54,856 F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:33 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 3 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · BySpouse Disclosed balance after: 58,380 F3 · shares: Represents restricted stock granted pursuant to the Plan. 100% of the award vested on the date of grant. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:33 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 122,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,923,617 F2 · shares: Represents RSUs granted pursuant to the Plan which can only be settled with shares of common stock. 100% of the award will vest on December 13, 2022, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:33 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 49,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 49,425 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:23 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 50,000 | $1.06 | $53,000.00 |
DisclosureSEC source: 0001366868-22-000042 · wf-form4_165238691986097.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,477 F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2023. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 20:53 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 503,499 | $7.29 | $3,670,507.71 |
DisclosureSEC source: 0001209191-22-021332 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,801,368 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock. F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,305 vested on March 24, 2022. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:50 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 100,846 | $5.45 | $549,610.70 |
DisclosureSEC source: 0001209191-22-019920 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,304,867 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs. F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 276,491 settled on March 15, 2022. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:24 UTC | Palladyne AI Corp. STRC · Entity 6068 | GiftCommon Stock | 4,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 3 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,405,713 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:24 UTC | Palladyne AI Corp. STRC · Entity 6068 | OtherCommon Stock | 4,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,205,713 F1 · kind: On March 11, 2022, Mare's Leg Capital, LLC ("MLC") transferred 4,800,000 shares to Mr. Wolff and Mrs. Wolff as members of MLC for no consideration. Subsequently, on March 11, 2022, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 1,600,000 shares to each of Mare's Leg Trust, WXW Trust and Corrival Trust (each, a "Trust" and collectively, the "Trusts" and such shares, the "Transfer Shares"), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC (the "Trustee") and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:24 UTC | Palladyne AI Corp. STRC · Entity 6068 | OtherCommon Stock | 4,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,798,714 F1 · kind: On March 11, 2022, Mare's Leg Capital, LLC ("MLC") transferred 4,800,000 shares to Mr. Wolff and Mrs. Wolff as members of MLC for no consideration. Subsequently, on March 11, 2022, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 1,600,000 shares to each of Mare's Leg Trust, WXW Trust and Corrival Trust (each, a "Trust" and collectively, the "Trusts" and such shares, the "Transfer Shares"), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC (the "Trustee") and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family. F2 · ownership.nature: Represents shares held by MLC, an entity wholly owned by Mr. Wolff and Mrs. Wolff, together with their family members. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:35 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001366868-22-000006 · wf-form4_164150849312258.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2032-01-04 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:35 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 43,104 | $1.16 | $50,000.64 |
DisclosureSEC source: 0001366868-22-000006 · wf-form4_164150849312258.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,477 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 22:47 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 10,714 | $9.83 | $105,318.62 |
DisclosureSEC source: 0001209191-21-071625 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,405,713 F1 · security: Includes shares represented by restricted stock units, or RSUs, of which all 287,205 have vested. Settlement of the remaining vested RSUs will not occur until March 15, 2022. F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs. Read SEC document |
| September 24, 2021 Filed Sep 24, 2021 21:37 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001209191-21-057691 · doc4.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,598,714 F1 · shares: On April 5, 2021, the issuer entered into subscription agreements with certain investors (the PIPE Investors) pursuant to which the PIPE Investors agreed to purchase shares of the common stock of the issuer for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the Business Combination). As one of the PIPE Investors, on September 24, 2021, Mares Leg Capital, LLC (Mares Leg) acquired 50,000 shares of the common stock of the issuer for $10.00 per share. Mares Leg is an entity wholly owned by Mr. Wolff and his spouse Julie Wolff. F1 · ownership.nature: On April 5, 2021, the issuer entered into subscription agreements with certain investors (the PIPE Investors) pursuant to which the PIPE Investors agreed to purchase shares of the common stock of the issuer for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the Business Combination). As one of the PIPE Investors, on September 24, 2021, Mares Leg Capital, LLC (Mares Leg) acquired 50,000 shares of the common stock of the issuer for $10.00 per share. Mares Leg is an entity wholly owned by Mr. Wolff and his spouse Julie Wolff. Read SEC document |
| May 10, 2021 Filed May 12, 2021 13:22 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 50,000 | $1.09 | $54,500.00 |
DisclosureSEC source: 0001366868-21-000045 · wf-form4_162082575032240.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,373 F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2022. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:13 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 146,456 | $0.34 | $50,000.08 |
DisclosureSEC source: 0001366868-21-000004 · wf-form4_160988481862035.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,373 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:13 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001366868-21-000004 · wf-form4_160988481862035.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2031-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024. Read SEC document |
| May 18, 2020 Filed Jun 4, 2020 16:36 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 50,000 | $0.31 | $15,390.00 |
DisclosureSEC source: 0001366868-20-000049 · wf-form4_159128857969004.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,917 F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 18, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.54 Strike: $0.54 | $54,000.00 |
DisclosureSEC source: 0001366868-20-000016 · wf-form4_157835025316763.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2030-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | Globalstar, Inc. GSAT · Entity 3507 | GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000016 · wf-form4_157835025316763.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,917 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 22:32 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 5,000 | $0.38 | $1,900.00 |
DisclosureSEC source: 0001366868-19-000094 · wf-form4_157662191369250.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,392 Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 20:37 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 5,000 | $0.39 | $1,950.00 |
DisclosureSEC source: 0001366868-19-000090 · wf-form4_157652860806507.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,392 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:03 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 1,500 | $0.41 | $615.00 |
DisclosureSEC source: 0001366868-19-000088 · wf-form4_157627460289522.xml · nonDerivative · entry 3 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,392 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:03 UTC | Globalstar, Inc. GSAT · Entity 3507 | PurchaseVoting Common Stock | 7,500 | $0.40 | $3,000.00 |
DisclosureSEC source: 0001366868-19-000088 · wf-form4_157627460289522.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,892 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.