Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUDIOEYE INCAEYE · Entity 6844 | Director | July 08, 2020 | July 10, 2020 |
| BEYOND MEAT, INC.BYND · Entity 6266 | Director | May 20, 2026 | May 22, 2026 |
| EVO Transportation & Energy Services, Inc.EVOA · Entity 109203 | Director | March 11, 2022 | July 13, 2023 |
| Lazydays Holdings, Inc.GORV · Entity 72472 | Director | July 07, 2025 | July 14, 2025 |
| META MATERIALS INC.TRCH · Entity 95865 | Director | June 22, 2021 | June 23, 2021 |
| SCHMITT INDUSTRIES INCSMIT · Entity 14032 | Director | October 12, 2022 | October 17, 2022 |
| Slam Corp.SLAM · Entity 54573 | Director | February 02, 2023 | February 06, 2023 |
| Stark Novus Financial Inc.NRDE · Entity 7504 | Director | August 26, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUDIOEYE INC
Report date July 08, 2020 · Filed July 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHZ Investments Family LP | 26,660 |
Reported balance
After 2020-07-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-07-08 · Purchase · Acquired 16,260 · Balance 26,660 F1: Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP. |
| Common StockSEC Table I · non-derivative | Direct | 57,680 |
Reported balance
Holding disclosure · report date 2020-07-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 57,680 |
| Common StockSEC Table I · non-derivative | IndirectEquity Trust Custodian, FBO Alexandre Zyngier IRA | 123,430 |
Reported balance
Holding disclosure · report date 2020-07-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 123,430 F2: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP.
F2: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.
BEYOND MEAT, INC.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,555 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 152,555 · Balance 152,555 F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan (the "Plan") on May 20, 2026. The RSU award vests on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the day prior to the first annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service through the vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). The Reporting Person has elected to defer the receipt of the shares underlying the RSUs upon vesting of the RSUs in accordance with a deferral election provided by the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan (the "Plan") on May 20, 2026. The RSU award vests on the earlier to occur of (i) the one-year anniversary of the grant date, and (ii) the day prior to the first annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service through the vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). The Reporting Person has elected to defer the receipt of the shares underlying the RSUs upon vesting of the RSUs in accordance with a deferral election provided by the Company.
EVO Transportation & Energy Services, Inc.
Report date March 11, 2022 · Filed July 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2027-09-08 | IndirectBy Batuta Capital Advisors LLC | 1,016,724 |
Reported balance
After 2023-07-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-11 · Grant · Acquired 1,016,724 · Balance 1,016,724 F6: Fully exercisable. F4: This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control. F5: The Reporting Person is the Managing Director of Batuta Capital Advisors LLC. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2027-03-11 | IndirectBy Batuta Capital Advisors LLC | 265,993 |
Reported balance
After 2022-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-11 · Grant · Acquired 265,993 · Balance 265,993 F6: Fully exercisable. F5: The Reporting Person is the Managing Director of Batuta Capital Advisors LLC. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy Batuta Capital Advisors LLC | 2,377,489 |
Reported balance
After 2023-07-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-07-11 · Grant · Acquired 2,377,489 · Balance 2,377,489 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer. F3: Fully vested. F5: The Reporting Person is the Managing Director of Batuta Capital Advisors LLC. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,188,744 |
Reported balance
Holding disclosure · report date 2022-03-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 1,188,744 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer. F2: 396,248 restricted stock units vest on each of 1/1/23, 1/1/24 and 1/1/25. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2031-08-03 | Direct | 105,500 |
Reported balance
Holding disclosure · report date 2022-03-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 105,500 F3: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F2: 396,248 restricted stock units vest on each of 1/1/23, 1/1/24 and 1/1/25.
F3: Fully vested.
F4: This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.
F5: The Reporting Person is the Managing Director of Batuta Capital Advisors LLC.
F6: Fully exercisable.
Lazydays Holdings, Inc.
Report date July 07, 2025 · Filed July 14, 2025
This filing explicitly reported no securities owned.
META MATERIALS INC.
Report date June 22, 2021 · Filed June 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2021-06-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-06-22 · Exercise / conversion · Acquired 200,000 · Balance 200,000 F1: The reporting person also has 262,001 shares of unvested restricted common stock. Row 2 · 2021-06-22 · Exercise / conversion · Acquired 200,000 · Balance 400,000 F1: The reporting person also has 262,001 shares of unvested restricted common stock. Row 3 · 2021-06-22 · Exercise / conversion · Acquired 200,000 · Balance 600,000 F1: The reporting person also has 262,001 shares of unvested restricted common stock. Row 4 · 2021-06-22 · Sale · Disposed 600,000 · Balance 0 F1: The reporting person also has 262,001 shares of unvested restricted common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.85 · Expires 2024-11-13 | Direct | 0 |
Reported balance
After 2021-06-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-22 · Exercise / conversion · Disposed 200,000 · Balance 0 F2: 100,000 of the stock options vested on November 13, 2019, and the remaining 100,000 stock options vested on November 13, 2020. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2023-08-16 | Direct | 0 |
Reported balance
After 2021-06-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-22 · Exercise / conversion · Disposed 200,000 · Balance 0 F3: 100,000 of the stock options vested on August 16, 2018, and the remaining 100,000 stock options vested on August 16, 2019. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2022-08-17 | Direct | 0 |
Reported balance
After 2021-06-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-06-22 · Exercise / conversion · Disposed 200,000 · Balance 0 F4: 100,000 of the stock options vested on August 17, 2017, and the remaining 100,000 stock options vested on August 17, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has 262,001 shares of unvested restricted common stock.
F2: 100,000 of the stock options vested on November 13, 2019, and the remaining 100,000 stock options vested on November 13, 2020.
F3: 100,000 of the stock options vested on August 16, 2018, and the remaining 100,000 stock options vested on August 16, 2019.
F4: 100,000 of the stock options vested on August 17, 2017, and the remaining 100,000 stock options vested on August 17, 2018.
SCHMITT INDUSTRIES INC
Report date October 12, 2022 · Filed October 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,880 |
Reported balance
After 2022-10-12 transaction · row 1
1 source rowRow 1 · 2022-10-12 · Grant · Acquired 3,346 · Balance 9,880 F1: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.
Slam Corp.
Report date February 02, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2023-02-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 (the "Class B Shares"), will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: On February 2, 2023, the Sponsor sold 10,000 Class B Shares to Alexandre Zyngier for $10,000, or approximately $1.00 per share, in connection with Mr. Zyngier's appointment to the board of directors of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 (the "Class B Shares"), will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: On February 2, 2023, the Sponsor sold 10,000 Class B Shares to Alexandre Zyngier for $10,000, or approximately $1.00 per share, in connection with Mr. Zyngier's appointment to the board of directors of the issuer.
Stark Novus Financial Inc.
Report date August 26, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectBy HZ Investments LLC | 318,535 |
Last balance in matching sequence
After 2026-08-28 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-08-26 · Purchase · Acquired 100 · Balance 307,987 F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Row 2 · 2026-08-26 · Purchase · Acquired 8 · Balance 307,995 F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Row 3 · 2026-08-27 · Purchase · Acquired 10,000 · Balance 317,995 F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Row 4 · 2026-08-27 · Purchase · Acquired 308 · Balance 318,303 F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Row 5 · 2026-08-28 · Purchase · Acquired 232 · Balance 318,535 F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 192,997 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 192,997 F2: Consists of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is the managing member of HZ Investments LLC and, by virtue of such position, has voting and dispositive power over the securities held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: Consists of restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Urgent.ly Inc.
Report date April 25, 2026 · Filed April 29, 2026
Section 16 reporting ended · disclosed 2026-04-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,943 |
Reported balance
After 2026-04-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-25 · Other · Disposed 556 · Balance 1,943 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Agero, Inc. ("Parent") and Medford Hawk, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of March 13, 2026 (the "Merger Agreement"), pursuant to which the Purchaser completed a tender offer for the shares of Issuer common stock and thereafter merged with and into the Issuer effective as of April 28, 2026 (the "Effective Time"). F2: Pursuant to the Merger Agreement, each share of Issuer common stock was tendered in exchange for $5.50 in cash, without interest and subject to any applicable withholding taxes (the "Offer Price"). F3: The shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer common stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-28 · Disposition to issuer · Disposed 1,943 · Balance 0 F3: The shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement and at the Effective Time, each RSU accelerated vesting in full and was cancelled in exchange for the right to receive an amount in cash, without interest and subject to withholding for all required taxes, equal to the product obtained by multiplying (i) the Offer Price by (ii) the total number of shares of Issuer common stock subject to the RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Agero, Inc. ("Parent") and Medford Hawk, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of March 13, 2026 (the "Merger Agreement"), pursuant to which the Purchaser completed a tender offer for the shares of Issuer common stock and thereafter merged with and into the Issuer effective as of April 28, 2026 (the "Effective Time").
F2: Pursuant to the Merger Agreement, each share of Issuer common stock was tendered in exchange for $5.50 in cash, without interest and subject to any applicable withholding taxes (the "Offer Price").
F3: The shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer common stock.
F4: Pursuant to the Merger Agreement and at the Effective Time, each RSU accelerated vesting in full and was cancelled in exchange for the right to receive an amount in cash, without interest and subject to withholding for all required taxes, equal to the product obtained by multiplying (i) the Offer Price by (ii) the total number of shares of Issuer common stock subject to the RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2019 Filed Nov 19, 2019 16:21 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantStock Options · Derivative | 200,000 | Not disclosed Strike: $0.85 | Not disclosed |
DisclosureSEC source: 0001654954-19-013191 · section16.xml · derivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-11-13 F1 · security: Granted under the Amended and Restated 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on November 13, 2020. F2 · price: Director compensation. F1 · derivative.exercise_date: Granted under the Amended and Restated 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on November 13, 2020. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 9 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-09-26 F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 8 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-10-16 F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherCommon Stock | 60,000 | $1.63 | $97,800.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · nonDerivative · entry 2 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 123,430 F1 · kind: Reflects the exercise of warrants to purchase shares of the Issuer's common stock. See Footnote 4 below. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 7 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-09-26 F4 · derivative.exercise_price: On August 14, 2019, the Issuer and certain holders of outstanding warrants to purchase the Issuer's common stock, including Equity Trust Custodian, FBO Alexandre Zyngier IRA, entered into an amendment pursuant to which the exercise price of such warrants was adjusted to $1.63 per share, if the warrants were exercised on or before August 16, 2019, provided the warrants were exercised in full and the exercise price was paid in cash, or $2.50, if the warrants were exercised after August 16, 2019. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 6 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2020-10-16 F4 · derivative.exercise_price: On August 14, 2019, the Issuer and certain holders of outstanding warrants to purchase the Issuer's common stock, including Equity Trust Custodian, FBO Alexandre Zyngier IRA, entered into an amendment pursuant to which the exercise price of such warrants was adjusted to $1.63 per share, if the warrants were exercised on or before August 16, 2019, provided the warrants were exercised in full and the exercise price was paid in cash, or $2.50, if the warrants were exercised after August 16, 2019. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 5 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-09-26 F4 · derivative.exercise_price: On August 14, 2019, the Issuer and certain holders of outstanding warrants to purchase the Issuer's common stock, including Equity Trust Custodian, FBO Alexandre Zyngier IRA, entered into an amendment pursuant to which the exercise price of such warrants was adjusted to $1.63 per share, if the warrants were exercised on or before August 16, 2019, provided the warrants were exercised in full and the exercise price was paid in cash, or $2.50, if the warrants were exercised after August 16, 2019. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 23:52 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001144204-19-040463 · tv527880_4.xml · derivative · entry 4 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-10-16 F4 · derivative.exercise_price: On August 14, 2019, the Issuer and certain holders of outstanding warrants to purchase the Issuer's common stock, including Equity Trust Custodian, FBO Alexandre Zyngier IRA, entered into an amendment pursuant to which the exercise price of such warrants was adjusted to $1.63 per share, if the warrants were exercised on or before August 16, 2019, provided the warrants were exercised in full and the exercise price was paid in cash, or $2.50, if the warrants were exercised after August 16, 2019. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:25 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 11,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029918 · tv523118_4.xml · nonDerivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,760 F1 · kind: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest on the first anniversary of the Grant Date (i.e., on June 3, 2020), subject to the Reporting Person's continuing service with the Issuer through such date, and will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on June 3, 2026) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5). Read SEC document |
| December 31, 2018 Filed Dec 31, 2018 22:43 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 11,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-066790 · tv510087_form4.xml · nonDerivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 F1 · kind: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions. F1 · price: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions. Read SEC document |
| October 29, 2018 Filed Dec 31, 2018 22:43 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherCommon Stock | 13,384 | $3.75 | $50,190.00 |
DisclosureSEC source: 0001144204-18-066790 · tv510087_form4.xml · nonDerivative · entry 2 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 63,430 F4 · kind: As previously disclosed, investors in the October 2015 transaction had the right, within a three-year period, to purchase an additional note and warrant. The reporting person exercised their right and received 20,000 warrants on the exercise date and 13,384 shares of common stock following maturity of the note. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| September 26, 2018 Filed Dec 31, 2018 22:43 UTC | AUDIOEYE INC AEYE · Entity 6844 | OtherWarrants (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001144204-18-066790 · tv510087_form4.xml · derivative · entry 4 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-09-26 F4 · kind: As previously disclosed, investors in the October 2015 transaction had the right, within a three-year period, to purchase an additional note and warrant. The reporting person exercised their right and received 20,000 warrants on the exercise date and 13,384 shares of common stock following maturity of the note. F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 18:02 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantStock Options · Derivative | 200,000 | Not disclosed Strike: $1.19 | Not disclosed |
DisclosureSEC source: 0001654954-18-009433 · section16.xml · derivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2023-08-16 F1 · security: Granted under the Amended and Restated 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on August 16, 2019 F2 · price: Director compensation F1 · derivative.exercise_date: Granted under the Amended and Restated 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on August 16, 2019 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 18:04 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantStock Options · Derivative | 200,000 | Not disclosed Strike: $1.10 | Not disclosed |
DisclosureSEC source: 0001654954-17-007812 · section16.xml · derivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-08-17 F1 · security: Granted under the 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on August 17, 2018. F2 · price: Director compensation. F1 · derivative.exercise_date: Granted under the 2015 Stock Option Plan. 100,000 of the stock options vested immediately, and the remaining 100,000 stock options will vest on August 17, 2018. Read SEC document |
| July 12, 2017 Filed Jul 27, 2017 20:37 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-17-006714 · section16.xml · nonDerivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,001 F1 · security: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · shares: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · price: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · balance_after: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. Read SEC document |
| June 19, 2017 Filed Jun 19, 2017 21:06 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantCommon Stock | 23,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-17-005716 · section16.xml · nonDerivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,001 F1 · security: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · shares: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · price: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · balance_after: The issuer issued these securities to Mr. Zyngier as compensation for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier's term as director ends due to death or disability; (b) Mr. Zyngier's term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier's term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:14 UTC | META MATERIALS INC. TRCH · Entity 95865 | GrantCommon Stock | 213,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001354488-17-000204 · issuerdirect_section16.xml · nonDerivative · entry 1 ZYNGIER ALEXANDRE · CIK 0001679876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,116 F1 · security: The issuer issued these securities to Mr. Zyngier as compensation for serving on the Board of Directors and for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier?s term as director ends due to death or disability; (b) Mr. Zyngier?s term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier?s term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · shares: The issuer issued these securities to Mr. Zyngier as compensation for serving on the Board of Directors and for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier?s term as director ends due to death or disability; (b) Mr. Zyngier?s term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier?s term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · price: The issuer issued these securities to Mr. Zyngier as compensation for serving on the Board of Directors and for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier?s term as director ends due to death or disability; (b) Mr. Zyngier?s term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier?s term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. F1 · balance_after: The issuer issued these securities to Mr. Zyngier as compensation for serving on the Board of Directors and for serving on a committee of the Board of Directors. All of the shares are presently unvested. The shares will not vest to Mr. Zyngier until the earliest to occur of the following: (a) Mr. Zyngier?s term as director ends due to death or disability; (b) Mr. Zyngier?s term as director ends for reasons other than (i) his removal for cause or (ii) because of his voluntary decision to retire, resign, or refuse to stand for reelection; or (c) the issuer has a change of control, defined as the issuer selling more than 30% of its common stock to one entity. In the event Mr. Zyngier?s term as director ends because he is removed for cause or because of his voluntary decision to retire, resign, or refuse to stand for reelection, any of these shares that have not yet vested will be forfeited and cancelled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.