Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GameStop Corp.GME · Entity 3621 | Director | March 30, 2021 | April 01, 2021 |
| PITNEY BOWES INC /DE/PBI · Entity 4392 | Director · President & CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GameStop Corp.
Report date March 30, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHestia Capital Management, LLC | 0 |
Reported balance
After 2021-03-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-30 · Other · Disposed 91,000 · Balance 0 F1: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectHestia Capital Partners, LP | 318,600 |
Reported balance
Holding disclosure · report date 2021-03-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 318,600 F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: Shares beneficially owned directly by Hestia Capital Partners, LP ("Hestia Fund"). Hestia LLC, as the general partner of the Hestia Fund, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. |
| Class A Common StockSEC Table I · non-derivative | Direct | 50,689 |
Reported balance
Holding disclosure · report date 2021-03-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,689 F4: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Mr. Wolf and his wife have not sold any directly held shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.
F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: Shares beneficially owned directly by Hestia Capital Partners, LP ("Hestia Fund"). Hestia LLC, as the general partner of the Hestia Fund, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.
F4: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Mr. Wolf and his wife have not sold any directly held shares.
PITNEY BOWES INC /DE/
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Hestia Capital Partners, LP | 883,191 |
Reported balance
After 2026-10-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-10-01 · Sale · Disposed 136,500 · Balance 883,191 F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Separately Managed Accounts | 91,321 |
Reported balance
After 2026-10-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-10-01 · Sale · Disposed 13,500 · Balance 91,321 F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 1,611,438 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,611,438 |
Filing footnotes · ownership attribution and instrument terms
F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").
F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EDGEWATER TECHNOLOGY INC/DE/
Report date November 01, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 1
1 source rowRow 1 · 2018-11-01 · Disposition to issuer · Disposed 23,348 · Balance 0 F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). |
| Common StockSEC Table I · non-derivative | IndirectOwned By Hestia Capital | 0 |
Reported balance
After 2018-11-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-01 · Other · Disposed 125,000 · Balance 0 F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2022-02-16 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-06-14 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-01 · Disposition to issuer · Disposed 5,400 · Balance 0 F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).
F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2026 Filed Apr 3, 2026 20:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 3,593 | $11.14 | $40,015.24 |
DisclosureSEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 5 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 539,618 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 36,326 | $11.14 | $404,562.66 |
DisclosureSEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 4 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 7,415,979 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 14,426 | $11.06 | $159,565.99 |
DisclosureSEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 543,211 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.925 to $11.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 145,863 | $11.06 | $1,613,390.64 |
DisclosureSEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 7,452,305 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.925 to $11.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 13:31 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 13,500 | $10.38 | $140,089.50 |
DisclosureSEC source: 0001693906-26-000002 · primarydocument.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 557,637 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.235 to $10.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 13:31 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 136,500 | $10.38 | $1,416,460.50 |
DisclosureSEC source: 0001693906-26-000002 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 7,598,168 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.235 to $10.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:35 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 13,500 | $10.31 | $139,117.50 |
DisclosureSEC source: 0001693906-26-000001 · primarydocument.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 571,137 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.245 to $10.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:35 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 136,500 | $10.31 | $1,406,632.50 |
DisclosureSEC source: 0001693906-26-000001 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 7,734,668 F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.245 to $10.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 23:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionRestricted Stock Unit · Derivative | 26,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001693906-25-000003 · primarydocument.xml · derivative · entry 5 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 26,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock. F3 · derivative.exercise_date: Restricted Stock Units granted on November 21, 2024 have a one year cliff vesting. F3 · derivative.expiration_date: Restricted Stock Units granted on November 21, 2024 have a one year cliff vesting. Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 23:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Tax withholdingCommon Stock | 8,170 | $9.67 | $79,003.90 |
DisclosureSEC source: 0001693906-25-000003 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,466 Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 23:34 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionCommon Stock | 26,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001693906-25-000003 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 7, 2025 21:47 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | OtherCommon Stock | 3,060,251 | $9.88 | $30,235,279.88 |
DisclosureSEC source: 0001693906-25-000002 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 7,871,168 F2 · kind: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. F2 · shares: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. F2 · price: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. Read SEC document |
| November 06, 2025 Filed Nov 7, 2025 21:47 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | OtherCommon Stock | 6,369,877 | $9.88 | $62,934,384.76 |
DisclosureSEC source: 0001693906-25-000002 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Helios I, LP Disclosed balance after: 0 F1 · kind: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. F1 · shares: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. F1 · price: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025. Read SEC document |
| August 15, 2025 Filed Aug 15, 2025 21:17 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | OtherCommon Stock | 269,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-25-005834 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Helios I, LP Disclosed balance after: 6,369,877 F1 · kind: These shares were transferred to two investors of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request. F1 · price: These shares were transferred to two investors of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request. F2 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Hestia Partners GP, Hestia Capital, and Hestia LLC are collectively referred to as the Hestia Parties. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 12:21 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | OtherCommon Stock | 1,670,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-25-004916 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Helios I, LP Disclosed balance after: 6,639,492 F1 · kind: These shares were transferred to an investor of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request. F1 · price: These shares were transferred to an investor of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request. F2 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Hestia Partners GP, Hestia Capital, and Hestia LLC are collectively referred to as the Hestia Parties. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:26 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionRestricted Stock Unit · Derivative | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004259 · primarydocument.xml · derivative · entry 6 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,469 Underlying: Common Stock · 23,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock. F3 · derivative.exercise_date: The Restricted Stock Units granted May 24, 2024 cliff vested May 27, 2025. F3 · derivative.expiration_date: The Restricted Stock Units granted May 24, 2024 cliff vested May 27, 2025. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:26 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Tax withholdingCommon Stock | 7,434 | $10.27 | $76,310.01 |
DisclosureSEC source: 0001562180-25-004259 · primarydocument.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,280 Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:26 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionCommon Stock | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004259 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:55 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantStock Options (Right to buy) · Derivative | 229,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,709 Underlying: Common Stock · 229,709 shares Expires 2030-05-22 F4 · derivative.exercise_price: The exercise price for the stock options is $12.00. The closing price of the company's common stock on the grant date of the stock options was $9.96. F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028). Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:55 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantStock Options (Right to buy) · Derivative | 229,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,709 Underlying: Common Stock · 229,709 shares Expires 2030-05-22 F3 · derivative.exercise_price: The exercise price for the stock options is $14.00. The closing price of the company's common stock on the grant date of the stock options was $9.96. F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028). Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:55 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantStock Options (Right to buy) · Derivative | 229,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,709 Underlying: Common Stock · 229,709 shares Expires 2030-05-22 F1 · derivative.exercise_price: The exercise price for the stock options is $16.00. The closing price of the company's common stock on the grant date of the stock options was $9.96. F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028). Read SEC document |
| May 13, 2025 Filed May 14, 2025 21:16 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Unit · Derivative | 10,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003827 · primarydocument.xml · derivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,279 Underlying: Common Stock · 10,461 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock. F2 · derivative.exercise_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. F2 · derivative.expiration_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. Read SEC document |
| May 02, 2025 Filed May 6, 2025 21:04 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionRestricted Stock Unit · Derivative | 18,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003621 · primarydocument.xml · derivative · entry 5 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,818 Underlying: Common Stock · 18,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock. F3 · derivative.exercise_date: RSUs granted on May 6, 2024 have a one year (as defined in the Pitney Bowes Inc. Directors' Stock Plan) cliff vesting. F3 · derivative.expiration_date: RSUs granted on May 6, 2024 have a one year (as defined in the Pitney Bowes Inc. Directors' Stock Plan) cliff vesting. Read SEC document |
| May 02, 2025 Filed May 6, 2025 21:04 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | Exercise / conversionCommon Stock | 18,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003621 · primarydocument.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 21,653 | $10.77 | $233,202.81 |
DisclosureSEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 584,636 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive. F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 283,909 | $10.77 | $3,057,699.93 |
DisclosureSEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Helios I, LP Disclosed balance after: 8,309,492 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive. F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 175,637 | $10.77 | $1,891,610.49 |
DisclosureSEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 4,810,917 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive. The reporting person undertakes to provide to Pitney Bowes Inc., any security holder of Pitney Bowes Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote, as well as footnotes through 3 below. F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 3,523 | $10.66 | $37,555.18 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 9 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 606,289 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 46,188 | $10.66 | $492,364.08 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 8 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Helios I, LP Disclosed balance after: 8,593,401 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 28,574 | $10.66 | $304,598.84 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 7 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 4,986,554 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 12,438 | $10.65 | $132,464.70 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 6 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 609,812 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 163,072 | $10.65 | $1,736,716.80 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 5 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Helios I, LP Disclosed balance after: 8,639,589 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 100,883 | $10.65 | $1,074,403.95 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 4 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 5,015,128 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 56,250 | $9.66 | $543,375.00 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Separately Managed Accounts Disclosed balance after: 622,250 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 737,500 | $9.66 | $7,124,250.00 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Helios I, LP Disclosed balance after: 8,802,661 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2025 Filed Feb 15, 2025 02:15 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | SaleCommon Stock | 456,250 | $9.66 | $4,407,375.00 |
DisclosureSEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 5,116,011 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive. The reporting person undertakes to provide to Pitney Bowes Inc., any security holder of Pitney Bowes Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote, as well as footnotes through 9 below. F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024. F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 23:03 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Unit · Derivative | 26,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007974 · primarydocument.xml · derivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,722 Underlying: Common Stock · 26,008 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock. F2 · derivative.exercise_date: RSUs granted on November 21, 2024 have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. F2 · derivative.expiration_date: RSUs granted on November 21, 2024 have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. Read SEC document |
| May 24, 2024 Filed May 28, 2024 19:48 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Units · Derivative | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004422 · primarydocument.xml · derivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,714 Underlying: Common Stock · 23,810 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F2 · derivative.exercise_date: The RSUs were granted on May 24, 2024 and have a one year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. F2 · derivative.expiration_date: The RSUs were granted on May 24, 2024 and have a one year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:51 UTC | PITNEY BOWES INC /DE/ PBI · Entity 4392 | GrantRestricted Stock Units · Derivative | 18,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003916 · primarydocument.xml · derivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,904 Underlying: Common Stock · 18,904 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. F2 · derivative.exercise_date: The RSUs were granted on May 6, 2024 and have a one year (as defined in the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan) cliff vesting. F2 · derivative.expiration_date: The RSUs were granted on May 6, 2024 and have a one year (as defined in the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan) cliff vesting. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 22:40 UTC | GameStop Corp. GME · Entity 3621 | OtherClass A Common Stock | 91,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001326380-21-000037 · wf-form4_161731677593326.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hestia Capital Management, LLC Disclosed balance after: 0 F1 · kind: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F1 · price: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F1 · ownership.nature: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F2 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 23:59 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 20,000 | $31.08 | $621,600.00 |
DisclosureSEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 5 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hestia Capital Management, LLC Disclosed balance after: 91,000 F7 · kind: Shares sold by Hestia LLC on behalf of a separately managed account in order to better align with the maximum concentration guidelines for single stock investment of the separately managed account. F8 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $30.82 to $31.36, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 23:59 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 70,000 | $31.08 | $2,175,600.00 |
DisclosureSEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 4 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 318,600 F1 · kind: Shares sold by Hestia Capital Partners, LP ("Hestia Capital") in order to better align with the maximum concentration guidelines for single stock investment of Hestia Capital. F8 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $30.82 to $31.36, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F3 · ownership.nature: Shares beneficially owned directly by Hestia Capital. Hestia Capital Management, LLC ("Hestia LLC"), as the general partner of Hestia Capital, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:59 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 160,000 | $19.99 | $3,198,400.00 |
DisclosureSEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hestia Capital Management, LLC Disclosed balance after: 111,000 F7 · kind: Shares sold by Hestia LLC on behalf of a separately managed account in order to better align with the maximum concentration guidelines for single stock investment of the separately managed account. F2 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.33, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:59 UTC | GameStop Corp. GME · Entity 3621 | OtherClass A Common Stock | 135,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hestia Capital Management, LLC Disclosed balance after: 271,000 F5 · kind: Represents shares held in two separately managed accounts that were previously reported as beneficially owned by Hestia LLC, of which Mr. Wolf serves as the managing member. Such shares were returned to the account holders and as such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F5 · price: Represents shares held in two separately managed accounts that were previously reported as beneficially owned by Hestia LLC, of which Mr. Wolf serves as the managing member. Such shares were returned to the account holders and as such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:59 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 560,000 | $19.99 | $11,194,400.00 |
DisclosureSEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hestia Capital Partners, LP Disclosed balance after: 388,600 F1 · kind: Shares sold by Hestia Capital Partners, LP ("Hestia Capital") in order to better align with the maximum concentration guidelines for single stock investment of Hestia Capital. F2 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.33, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Shares beneficially owned directly by Hestia Capital. Hestia Capital Management, LLC ("Hestia LLC"), as the general partner of Hestia Capital, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 20:29 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 29,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000528 · edgar.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,689 F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer. F2 · balance_after: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 12:50 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerStock Option · Derivative | 5,400 | Not disclosed Strike: $6.99 | Not disclosed |
DisclosureSEC source: 0000899243-18-028157 · doc4.xml · derivative · entry 4 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2022-06-14 F2 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. F2 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 12:50 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerStock Option · Derivative | 20,000 | Not disclosed Strike: $6.45 | Not disclosed |
DisclosureSEC source: 0000899243-18-028157 · doc4.xml · derivative · entry 3 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-02-16 F2 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. F2 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 12:50 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | OtherCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028157 · doc4.xml · nonDerivative · entry 2 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned By Hestia Capital Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 12:50 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock | 23,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028157 · doc4.xml · nonDerivative · entry 1 Wolf Kurt James · CIK 0001693906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.