TapewireFind a company

person · Reporting owner

Wolf Kurt James

Disclosed activity across 3 companies

Tapewire entity
18568
SEC CIK
0001693906

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GameStop Corp.GME · Entity 3621DirectorMarch 30, 2021April 01, 2021
PITNEY BOWES INC /DE/PBI · Entity 4392Director · President & CEOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GameStop Corp.

Report date March 30, 2021 · Filed April 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectHestia Capital Management, LLC0 Reported balance After 2021-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-03-30 · Other · Disposed 91,000 · Balance 0

F1: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectHestia Capital Partners, LP318,600 Reported balance Holding disclosure · report date 2021-03-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 318,600

F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Shares beneficially owned directly by Hestia Capital Partners, LP ("Hestia Fund"). Hestia LLC, as the general partner of the Hestia Fund, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

Class A Common StockSEC Table I · non-derivativeDirect50,689 Reported balance Holding disclosure · report date 2021-03-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 50,689

F4: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Mr. Wolf and his wife have not sold any directly held shares.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F2: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Shares beneficially owned directly by Hestia Capital Partners, LP ("Hestia Fund"). Hestia LLC, as the general partner of the Hestia Fund, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

F4: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Mr. Wolf and his wife have not sold any directly held shares.

PITNEY BOWES INC /DE/

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Hestia Capital Partners, LP883,191 Reported balance After 2026-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-01 · Sale · Disposed 136,500 · Balance 883,191

F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Separately Managed Accounts91,321 Reported balance After 2026-10-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-01 · Sale · Disposed 13,500 · Balance 91,321

F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect1,611,438 Reported balance Holding disclosure · report date 2026-10-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,611,438

Filing footnotes · ownership attribution and instrument terms

F1: The broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. This transaction was executed in multiple transactions at prices ranging from $15.90 to $16.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EDGEWATER TECHNOLOGY INC/DE/

Report date November 01, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-01 transaction · row 1
1 source row

Row 1 · 2018-11-01 · Disposition to issuer · Disposed 23,348 · Balance 0

F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).

Common StockSEC Table I · non-derivativeIndirectOwned By Hestia Capital0 Reported balance After 2018-11-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-11-01 · Other · Disposed 125,000 · Balance 0

F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2022-02-16Direct0 Reported balance After 2018-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-01 · Disposition to issuer · Disposed 20,000 · Balance 0

F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-06-14Direct0 Reported balance After 2018-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-01 · Disposition to issuer · Disposed 5,400 · Balance 0

F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

Filing footnotes · ownership attribution and instrument terms

F1: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).

F2: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2026 Filed Apr 3, 2026 20:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 3,593 $11.14 $40,015.24
Disclosure

SEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 5

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 539,618

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 20:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 36,326 $11.14 $404,562.66
Disclosure

SEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 4

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 7,415,979

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 14,426 $11.06 $159,565.99
Disclosure

SEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 543,211

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.925 to $11.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 145,863 $11.06 $1,613,390.64
Disclosure

SEC source: 0001693906-26-000003 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 7,452,305

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.925 to $11.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 13:31 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 13,500 $10.38 $140,089.50
Disclosure

SEC source: 0001693906-26-000002 · primarydocument.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 557,637

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.235 to $10.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 13:31 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 136,500 $10.38 $1,416,460.50
Disclosure

SEC source: 0001693906-26-000002 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 7,598,168

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.235 to $10.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:35 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 13,500 $10.31 $139,117.50
Disclosure

SEC source: 0001693906-26-000001 · primarydocument.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 571,137

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.245 to $10.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:35 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 136,500 $10.31 $1,406,632.50
Disclosure

SEC source: 0001693906-26-000001 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 7,734,668

F1 · kind: The stock option exercises and broker-assisted sales transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2025 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.245 to $10.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital), and (b) Hestia LLC, the investment manager of Hestia Capital and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein

Read SEC document
November 21, 2025 Filed Nov 24, 2025 23:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 26,008 $0.00 $0.00
Disclosure

SEC source: 0001693906-25-000003 · primarydocument.xml · derivative · entry 5

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 26,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Restricted Stock Units granted on November 21, 2024 have a one year cliff vesting.

F3 · derivative.expiration_date: Restricted Stock Units granted on November 21, 2024 have a one year cliff vesting.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 23:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 8,170 $9.67 $79,003.90
Disclosure

SEC source: 0001693906-25-000003 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,466

Read SEC document
November 21, 2025 Filed Nov 24, 2025 23:34 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 26,008 $0.00 $0.00
Disclosure

SEC source: 0001693906-25-000003 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 21:47 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 OtherCommon Stock 3,060,251 $9.88 $30,235,279.88
Disclosure

SEC source: 0001693906-25-000002 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 7,871,168

F2 · kind: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

F2 · shares: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

F2 · price: In connection with the liquidation of Helios' assets, several investors in Helios elected to have their ending capital balance applied as a capital contribution to Hestia Capital Partners, LP. The number of shares acquired was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 21:47 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 OtherCommon Stock 6,369,877 $9.88 $62,934,384.76
Disclosure

SEC source: 0001693906-25-000002 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 0

F1 · kind: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

F1 · shares: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

F1 · price: Helios I, LP (Helios) was terminated on October 31, 2025 and its assets liquidated effective November 6, 2025. The number of shares disposed of was calculated based on the closing price of Pitney Bowes common stock on October 31, 2025.

Read SEC document
August 15, 2025 Filed Aug 15, 2025 21:17 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 OtherCommon Stock 269,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-005834 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 6,369,877

F1 · kind: These shares were transferred to two investors of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request.

F1 · price: These shares were transferred to two investors of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request.

F2 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Hestia Partners GP, Hestia Capital, and Hestia LLC are collectively referred to as the Hestia Parties.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 12:21 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 OtherCommon Stock 1,670,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-004916 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 6,639,492

F1 · kind: These shares were transferred to an investor of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request.

F1 · price: These shares were transferred to an investor of the Hestia Parties (as defined in footnote 2) in order to meet a redemption request.

F2 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners, LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Hestia Partners GP, Hestia Capital, and Hestia LLC are collectively referred to as the Hestia Parties.

Read SEC document
May 27, 2025 Filed May 29, 2025 17:26 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 23,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004259 · primarydocument.xml · derivative · entry 6

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,469

Underlying: Common Stock · 23,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The Restricted Stock Units granted May 24, 2024 cliff vested May 27, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units granted May 24, 2024 cliff vested May 27, 2025.

Read SEC document
May 27, 2025 Filed May 29, 2025 17:26 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 7,434 $10.27 $76,310.01
Disclosure

SEC source: 0001562180-25-004259 · primarydocument.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,280

Read SEC document
May 27, 2025 Filed May 29, 2025 17:26 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 23,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004259 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:55 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Options (Right to buy) · Derivative 229,709 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,709

Underlying: Common Stock · 229,709 shares

Expires 2030-05-22

F4 · derivative.exercise_price: The exercise price for the stock options is $12.00. The closing price of the company's common stock on the grant date of the stock options was $9.96.

F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028).

Read SEC document
May 22, 2025 Filed May 27, 2025 20:55 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Options (Right to buy) · Derivative 229,709 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,709

Underlying: Common Stock · 229,709 shares

Expires 2030-05-22

F3 · derivative.exercise_price: The exercise price for the stock options is $14.00. The closing price of the company's common stock on the grant date of the stock options was $9.96.

F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028).

Read SEC document
May 22, 2025 Filed May 27, 2025 20:55 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Options (Right to buy) · Derivative 229,709 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004203 · primarydocument.xml · derivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,709

Underlying: Common Stock · 229,709 shares

Expires 2030-05-22

F1 · derivative.exercise_price: The exercise price for the stock options is $16.00. The closing price of the company's common stock on the grant date of the stock options was $9.96.

F2 · derivative.exercise_date: Each Stock Option award will vest and become exercisable in three approximately equal installments on each of the first, second, and third anniversaries of the Award Date (May 22, 2026, May 22, 2027, and May 22, 2028).

Read SEC document
May 13, 2025 Filed May 14, 2025 21:16 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Unit · Derivative 10,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003827 · primarydocument.xml · derivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,279

Underlying: Common Stock · 10,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

Read SEC document
May 02, 2025 Filed May 6, 2025 21:04 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 18,904 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003621 · primarydocument.xml · derivative · entry 5

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,818

Underlying: Common Stock · 18,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: RSUs granted on May 6, 2024 have a one year (as defined in the Pitney Bowes Inc. Directors' Stock Plan) cliff vesting.

F3 · derivative.expiration_date: RSUs granted on May 6, 2024 have a one year (as defined in the Pitney Bowes Inc. Directors' Stock Plan) cliff vesting.

Read SEC document
May 02, 2025 Filed May 6, 2025 21:04 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 18,904 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003621 · primarydocument.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 01:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 21,653 $10.77 $233,202.81
Disclosure

SEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 584,636

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive.

F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 01:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 283,909 $10.77 $3,057,699.93
Disclosure

SEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 8,309,492

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive.

F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 01:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 175,637 $10.77 $1,891,610.49
Disclosure

SEC source: 0000950170-25-034068 · ownership.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 4,810,917

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.96, inclusive. The reporting person undertakes to provide to Pitney Bowes Inc., any security holder of Pitney Bowes Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote, as well as footnotes through 3 below.

F4 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F5 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 3,523 $10.66 $37,555.18
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 9

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 606,289

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 46,188 $10.66 $492,364.08
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 8

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 8,593,401

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 28,574 $10.66 $304,598.84
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 7

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 4,986,554

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.73, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 12,438 $10.65 $132,464.70
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 6

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 609,812

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 163,072 $10.65 $1,736,716.80
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 5

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 8,639,589

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 100,883 $10.65 $1,074,403.95
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 4

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 5,015,128

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.80, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 12, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 56,250 $9.66 $543,375.00
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Separately Managed Accounts

Disclosed balance after: 622,250

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 12, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 737,500 $9.66 $7,124,250.00
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Helios I, LP

Disclosed balance after: 8,802,661

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 12, 2025 Filed Feb 15, 2025 02:15 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 SaleCommon Stock 456,250 $9.66 $4,407,375.00
Disclosure

SEC source: 0000950170-25-021714 · ownership.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 5,116,011

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.95, inclusive. The reporting person undertakes to provide to Pitney Bowes Inc., any security holder of Pitney Bowes Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote, as well as footnotes through 9 below.

F10 · ownership.nature: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2024.

F11 · ownership.nature: The reporting person is the managing member of (a) Hestia Partners GP, the general partner of Hestia Capital Partners , LP (Hestia Capital) and Helios I, LP (Helios), and (b) Hestia LLC, the investment manager of Hestia Capital, Helios, and certain separately managed accounts (the SMAs). As the managing member of each of Hestia Partners GP and Hestia LLC, the reporting person may be deemed the beneficial owner of the shares directly owned by Hestia Capital, shares directly owned by Helios, and shares held in the SMAs. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 23:03 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Unit · Derivative 26,008 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007974 · primarydocument.xml · derivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,722

Underlying: Common Stock · 26,008 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: RSUs granted on November 21, 2024 have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: RSUs granted on November 21, 2024 have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

Read SEC document
May 24, 2024 Filed May 28, 2024 19:48 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 23,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004422 · primarydocument.xml · derivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,714

Underlying: Common Stock · 23,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The RSUs were granted on May 24, 2024 and have a one year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: The RSUs were granted on May 24, 2024 and have a one year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:51 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 18,904 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003916 · primarydocument.xml · derivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,904

Underlying: Common Stock · 18,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The RSUs were granted on May 6, 2024 and have a one year (as defined in the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: The RSUs were granted on May 6, 2024 and have a one year (as defined in the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan) cliff vesting.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:40 UTC GameStop Corp. GME · Entity 3621 OtherClass A Common Stock 91,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001326380-21-000037 · wf-form4_161731677593326.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hestia Capital Management, LLC

Disclosed balance after: 0

F1 · kind: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F1 · price: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F1 · ownership.nature: Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F2 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 23:59 UTC GameStop Corp. GME · Entity 3621 SaleClass A Common Stock 20,000 $31.08 $621,600.00
Disclosure

SEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 5

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hestia Capital Management, LLC

Disclosed balance after: 91,000

F7 · kind: Shares sold by Hestia LLC on behalf of a separately managed account in order to better align with the maximum concentration guidelines for single stock investment of the separately managed account.

F8 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $30.82 to $31.36, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 23:59 UTC GameStop Corp. GME · Entity 3621 SaleClass A Common Stock 70,000 $31.08 $2,175,600.00
Disclosure

SEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 4

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 318,600

F1 · kind: Shares sold by Hestia Capital Partners, LP ("Hestia Capital") in order to better align with the maximum concentration guidelines for single stock investment of Hestia Capital.

F8 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $30.82 to $31.36, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · ownership.nature: Shares beneficially owned directly by Hestia Capital. Hestia Capital Management, LLC ("Hestia LLC"), as the general partner of Hestia Capital, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 23:59 UTC GameStop Corp. GME · Entity 3621 SaleClass A Common Stock 160,000 $19.99 $3,198,400.00
Disclosure

SEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hestia Capital Management, LLC

Disclosed balance after: 111,000

F7 · kind: Shares sold by Hestia LLC on behalf of a separately managed account in order to better align with the maximum concentration guidelines for single stock investment of the separately managed account.

F2 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.33, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 23:59 UTC GameStop Corp. GME · Entity 3621 OtherClass A Common Stock 135,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hestia Capital Management, LLC

Disclosed balance after: 271,000

F5 · kind: Represents shares held in two separately managed accounts that were previously reported as beneficially owned by Hestia LLC, of which Mr. Wolf serves as the managing member. Such shares were returned to the account holders and as such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F5 · price: Represents shares held in two separately managed accounts that were previously reported as beneficially owned by Hestia LLC, of which Mr. Wolf serves as the managing member. Such shares were returned to the account holders and as such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf.

F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6 · ownership.nature: Shares held in a separately managed account that is beneficially owned by Hestia LLC. Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 23:59 UTC GameStop Corp. GME · Entity 3621 SaleClass A Common Stock 560,000 $19.99 $11,194,400.00
Disclosure

SEC source: 0000899243-21-002090 · doc4.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hestia Capital Partners, LP

Disclosed balance after: 388,600

F1 · kind: Shares sold by Hestia Capital Partners, LP ("Hestia Capital") in order to better align with the maximum concentration guidelines for single stock investment of Hestia Capital.

F2 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.33, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holder of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares beneficially owned directly by Hestia Capital. Hestia Capital Management, LLC ("Hestia LLC"), as the general partner of Hestia Capital, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares.

F4 · ownership.nature: Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:29 UTC GameStop Corp. GME · Entity 3621 GrantClass A Common Stock 29,289 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000528 · edgar.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,689

F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

F2 · balance_after: Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 12:50 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Disposition to issuerStock Option · Derivative 5,400 Not disclosed Strike: $6.99 Not disclosed
Disclosure

SEC source: 0000899243-18-028157 · doc4.xml · derivative · entry 4

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2022-06-14

F2 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

F2 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 12:50 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Disposition to issuerStock Option · Derivative 20,000 Not disclosed Strike: $6.45 Not disclosed
Disclosure

SEC source: 0000899243-18-028157 · doc4.xml · derivative · entry 3

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-02-16

F2 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

F2 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 12:50 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 OtherCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028157 · doc4.xml · nonDerivative · entry 2

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Hestia Capital

Disclosed balance after: 0

F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 12:50 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Disposition to issuerCommon Stock 23,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028157 · doc4.xml · nonDerivative · entry 1

Wolf Kurt James · CIK 0001693906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.