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Siebert Kevin Christopher

Disclosed activity across 1 company

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18505
SEC CIK
0001634069

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VIAVI SOLUTIONS INC.VIAV · Entity 3595SVP Gen. Counsel & SecretarySeptember 22, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VIAVI SOLUTIONS INC.

Report date September 22, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect71,654 Ending reported balance After 2026-09-22 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-22 · Exercise / conversion · Acquired 15,909 · Balance 56,648

F1: Each stock unit converts upon vesting into one share of common stock.

Row 2 · 2026-09-22 · Tax withholding · Disposed 7,175 · Balance 49,473

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 3 · 2026-09-22 · Exercise / conversion · Acquired 23,148 · Balance 72,621

F1: Each stock unit converts upon vesting into one share of common stock.

Row 4 · 2026-09-22 · Tax withholding · Disposed 10,440 · Balance 62,181

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 5 · 2026-09-22 · Exercise / conversion · Acquired 17,256 · Balance 79,437

F1: Each stock unit converts upon vesting into one share of common stock.

Row 6 · 2026-09-22 · Tax withholding · Disposed 7,783 · Balance 71,654

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-09-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-22 · Exercise / conversion · Disposed 15,909 · Balance 0

F1: Each stock unit converts upon vesting into one share of common stock.

F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,432 Reported balance After 2026-09-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-22 · Exercise / conversion · Disposed 23,148 · Balance 15,432

F1: Each stock unit converts upon vesting into one share of common stock.

F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,012 Reported balance After 2026-09-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-22 · Exercise / conversion · Disposed 17,256 · Balance 23,012

F1: Each stock unit converts upon vesting into one share of common stock.

F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 20:39 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007821 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 26, 2024 Filed Sep 26, 2024 19:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 2,671 $8.86 $23,665.06
Disclosure

SEC source: 0001127602-24-024477 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,373

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 4,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,317

Underlying: Common Stock · 4,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,919

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 3,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 1,331 $8.73 $11,619.63
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,044

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 4,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 377 $8.73 $3,291.21
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,956

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 1,063 $8.73 $9,279.99
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,083

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 17:49 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 8,432 $8.63 $72,768.16
Disclosure

SEC source: 0001127602-24-023219 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,617

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.48 to $8.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantRestricted Stock Unit · Derivative 46,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 46,296 shares

Expires not disclosed

F7 · derivative.exercise_date: Units subject to the Award shall vest in three equal installments.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantMarket Stock Units · Derivative 46,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 46,296 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY25 MSU for vesting schedule and terms.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 10,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Common Stock · 10,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 8,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 6,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 3,193 $8.49 $27,108.57
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,049

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 10,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,456 $8.49 $20,851.44
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,636

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,083 $8.49 $17,684.67
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,934

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 19:05 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 13,967 $10.70 $149,446.90
Disclosure

SEC source: 0001127602-24-009682 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,097

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.70 to $10.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 18:13 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 13,179 $9.08 $119,665.32
Disclosure

SEC source: 0001127602-23-024932 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,064

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.01 to $9.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 4,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 4,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 8,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 8,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 1,408 $8.88 $12,503.04
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,243

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 4,676 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

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September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,489 $8.88 $22,102.32
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,975

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 8,269 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 3,199 $8.88 $28,407.12
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,195

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 26, 2023 Filed Sep 28, 2023 20:25 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:10 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 12,994 $10.50 $136,437.00
Disclosure

SEC source: 0001127602-23-023572 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,769

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated 2/10/2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.37 to $10.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 8,159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 8,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 6,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 8,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantMarket Stock Units · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

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August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantRestricted Stock Unit · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,456 $10.21 $25,075.76
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,763

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 8,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,083 $10.21 $21,267.43
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,060

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,456 $10.21 $25,075.76
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,223

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 23, 2022 Filed Sep 27, 2022 00:23 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 17,777 $13.03 $231,634.31
Disclosure

SEC source: 0001127602-22-022987 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,521

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.95 to $13.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 22, 2022 Filed Sep 26, 2022 19:32 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 10,103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022939 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,839

Underlying: Common Stock · 10,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2021 at 146% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

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September 22, 2022 Filed Sep 26, 2022 19:32 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 11,829 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022939 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 11,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2020 at 145% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

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September 22, 2022 Filed Sep 26, 2022 19:32 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 9,022 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022939 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2019 at 108.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.