Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | EVP, Chief Mktg & Stgy Officer | September 22, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIAVI SOLUTIONS INC.
Report date September 22, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,832 |
Ending reported balance
After 2026-09-22 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-09-22 · Exercise / conversion · Acquired 19,318 · Balance 44,957 F1: Each stock unit converts upon vesting into one share of common stock. Row 2 · 2026-09-22 · Tax withholding · Disposed 9,829 · Balance 35,128 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2026-09-22 · Exercise / conversion · Acquired 28,108 · Balance 63,236 F1: Each stock unit converts upon vesting into one share of common stock. Row 4 · 2026-09-22 · Tax withholding · Disposed 14,302 · Balance 48,934 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2026-09-22 · Exercise / conversion · Acquired 22,188 · Balance 71,122 F1: Each stock unit converts upon vesting into one share of common stock. Row 6 · 2026-09-22 · Tax withholding · Disposed 11,290 · Balance 59,832 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-09-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-22 · Exercise / conversion · Disposed 19,318 · Balance 0 F1: Each stock unit converts upon vesting into one share of common stock. F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,739 |
Reported balance
After 2026-09-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-22 · Exercise / conversion · Disposed 28,108 · Balance 18,739 F1: Each stock unit converts upon vesting into one share of common stock. F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 29,586 |
Reported balance
After 2026-09-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-22 · Exercise / conversion · Disposed 22,188 · Balance 29,586 F1: Each stock unit converts upon vesting into one share of common stock. F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
F4: There are no expiration dates on MSUs.
F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2017 Filed Sep 20, 2017 01:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 44,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035991 · doc1.xml · derivative · entry 4 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,755 Underlying: Common Stock · 44,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 15, 2017 Filed Sep 20, 2017 01:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 16,819 | $9.79 | $164,658.01 |
DisclosureSEC source: 0001140361-17-035991 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,936 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 15, 2017 Filed Sep 20, 2017 01:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 44,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035991 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2017 Filed Aug 31, 2017 01:13 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 27,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-033842 · doc1.xml · derivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F3 · derivative.exercise_date: See Exhibit 99.17B F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2017 Filed Aug 31, 2017 01:13 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 27,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-033842 · doc1.xml · derivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 23:05 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 8,915 | $10.04 | $89,520.86 |
DisclosureSEC source: 0001140361-17-033216 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.09 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · derivative · entry 6 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,238 Underlying: Common Stock · 3,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,338 | $10.09 | $13,500.42 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 4 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,915 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · derivative · entry 5 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,775 Underlying: Common Stock · 10,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 4,031 | $10.22 | $41,176.67 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,694 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 00:39 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 01:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,222 | $11.13 | $24,730.86 |
DisclosureSEC source: 0001140361-17-025527 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022057 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797 Underlying: Common Stock · 3,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,338 | $10.95 | $14,651.10 |
DisclosureSEC source: 0001140361-17-022057 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022057 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 3,702 | $11.52 | $42,647.04 |
DisclosureSEC source: 0001140361-17-019864 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: All shares were sold at an exact price. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:32 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008941 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,357 Underlying: Common Stock · 3,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:32 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,559 | $10.71 | $16,696.89 |
DisclosureSEC source: 0001140361-17-008941 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,237 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:32 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008941 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019836 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,357 Underlying: Common Stock · 3,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,559 | $10.71 | $16,696.89 |
DisclosureSEC source: 0001140361-17-019836 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5 of Table I. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction. Read SEC document |
| February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019836 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5 of Table I. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:13 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087807 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,916 Underlying: Common Stock · 3,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:13 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,857 | $7.94 | $14,744.58 |
DisclosureSEC source: 0001140361-16-087807 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,237 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:13 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087807 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 3,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019834 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,916 Underlying: Common Stock · 3,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,857 | $7.94 | $14,744.58 |
DisclosureSEC source: 0001140361-17-019834 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019834 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 23:07 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 35,535 | $7.41 | $263,314.35 |
DisclosureSEC source: 0001140361-16-082320 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.43 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| September 30, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 10,161 | $7.40 | $75,191.40 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 6 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,535 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| September 30, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 5,041 | $7.40 | $37,303.40 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 5 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,696 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 67,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · derivative · entry 8 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,510 Underlying: Common Stock · 67,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 21,249 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · derivative · entry 7 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,334 Underlying: Common Stock · 21,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 26,556 | $7.26 | $192,796.56 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 4 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,737 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 67,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 11,088 | $7.26 | $80,498.88 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,161 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 21,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 19, 2016 Filed Sep 22, 2016 01:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 27,936 | $7.40 | $206,773.89 |
DisclosureSEC source: 0001140361-16-080487 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.415 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| September 19, 2016 Filed Sep 22, 2016 01:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 8,754 | $7.40 | $64,794.48 |
DisclosureSEC source: 0001140361-16-080487 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,936 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.415 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 44,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080242 · doc1.xml · derivative · entry 3 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,510 Underlying: Common Stock · 44,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 16,819 | $7.47 | $125,637.93 |
DisclosureSEC source: 0001140361-16-080242 · doc1.xml · nonDerivative · entry 2 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,690 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 44,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080242 · doc1.xml · nonDerivative · entry 1 McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.