Shetty Manoj

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · derivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,969

Underlying: Common Stock · 2,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

Underlying: Common Stock · 1,702 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.25 to $37.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000006 · wf-form4_161498062848561.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,671

Underlying: Common Stock · 583 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000006 · wf-form4_161498062848561.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

SEC source: 0001615469-21-000006 · wf-form4_161498062848561.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000004 · wf-form4_161480785515450.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 3, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.

SEC source: 0001615469-21-000002 · wf-form4_161411646269137.xml · derivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,423

Underlying: Common Stock · 5,423 shares

Expires 2031-02-21

F4 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 21, 2021 have a four year vesting schedule with 1,356 vesting on the first anniversary date of the grant date; 1,356 vesting on the second anniversary date of the grant date; 1,356 vesting on the third anniversary date of the grant date; and 1,355 vesting on the fourth anniversary date of the grant date.

SEC source: 0001615469-21-000002 · wf-form4_161411646269137.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

F3 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on February 21, 2020.

SEC source: 0001615469-21-000002 · wf-form4_161411646269137.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,988

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

SEC source: 0001615469-21-000002 · wf-form4_161411646269137.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 17, 2019 (the "2019 Restrictive Award").

SEC source: 0001615469-20-000012 · wf-form4_160859010708914.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,254

Underlying: Common Stock · 3,746 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-20-000012 · wf-form4_160859010708914.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

SEC source: 0001615469-20-000012 · wf-form4_160859010708914.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-20-000010 · wf-form4_160815322067318.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted on March 1, 2012 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-20-000010 · wf-form4_160815322067318.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $38.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001615469-20-000010 · wf-form4_160815322067318.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · derivative · entry 6

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 2,087 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · derivative · entry 5

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,087

Underlying: Common Stock · 2,913 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-20-000008 · wf-form4_159977221175680.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001615469-20-000006 · wf-form4_158327450594498.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001615469-20-000004 · wf-form4_158154328424005.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

Underlying: Common Stock · 10,174 shares

Expires 2030-02-10

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with: 2,544 of the options vesting on the first anniversary date of the grant date; 2,544 of the options vesting on the second anniversary date of the grant date; 2,543 of the options vesting on the third anniversary date of the grant date; and 2,543 of the options vesting on the fourth anniversary date of the grant date.

SEC source: 0001615469-20-000004 · wf-form4_158154328424005.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,285

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

SEC source: 0001615469-20-000004 · wf-form4_158154328424005.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 17, 2019 (the "2019 Restrictive Award").

SEC source: 0001615469-20-000002 · wf-form5_157860908209636.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2019. This transaction isexempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 30, 2019.

SEC source: 0001615469-19-000004 · wf-form4_155191016050704.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 4, 2019. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 1, 2019.

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 5

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,250

Underlying: Common Stock · 24,250 shares

Expires 2029-01-17

F4 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on January 17, 2019 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 4

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-01-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-02-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 2

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2022-03-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 1

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-03-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001140361-17-031139 · doc1.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 5,000 options and immediate sale of 5,000 shares of common stock through broker of an award granted on 08/09/2007.

F2 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 9, 2007.

SEC source: 0001140361-17-031139 · doc1.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Cashless exercise of 5,000 options and immediate sale of 5,000 shares of common stock through broker of an award granted on 08/09/2007.

SEC source: 0001140361-17-031139 · doc1.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 5,000 options and immediate sale of 5,000 shares of common stock through broker of an award granted on 08/09/2007.