person · Reporting owner

Tananbaum Steven A.

Disclosed activity across 9 companies

Tapewire entity: 18376
SEC CIK: 0001435626

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FS Credit Income FundFCRIX · Entity 62819	10% owner	November 01, 2017	November 01, 2017
GoldenTree Opportunistic Credit FundNONE · Entity 39350	10% owner	June 09, 2026	June 11, 2026
Kadmon Holdings, Inc.KDMN · Entity 133686	10% owner	June 29, 2017	September 14, 2017
Keenova Therapeutics plcNONE · Entity 28960	10% owner	September 24, 2026	October 06, 2026
QVC Group, Inc.QVCG · Entity 1478	10% owner	October 09, 2026	October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FS Credit Income Fund

Report date November 01, 2017 · Filed November 01, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common SharesSEC Table I · non-derivative	IndirectBy GTAM TS Investment LLC	397,873	Reported balance Holding disclosure · report date 2017-11-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 397,873 F1: The reporting person disclaims beneficial ownership of any shares held by GTAM TS Investment LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by GTAM TS Investment LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

GoldenTree Opportunistic Credit Fund

Report date June 09, 2026 · Filed June 11, 2026

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC, GoldenVest LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	23,570,899.38	Reported balance After 2026-06-09 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-06-09 · Purchase · Acquired 465,230.17 · Balance 23,570,899.38 F1: Includes 33,908.90 shares acquired by accounts managed by GoldenTree Asset Management LP pursuant to the Issuer's dividend reinvestment plan. F2: These securities are held by accounts managed by GoldenTree Asset Management LP. GoldenTree Asset Management LLC (the "General Partner") is the general partner of GoldenTree Asset Management LP. Steven A. Tananbaum is the managing member of the General Partner. Accordingly, each of the foregoing entities and Steven A. Tananbaum may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.
Class I Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee Footnote	1,986,843.31	Reported balance Holding disclosure · report date 2026-06-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,986,843.31 F3: The securities are held of record by GoldenVest LLC. Steven A. Tananbaum is the managing member of GoldenVest LLC and therefore may be deemed to share beneficial ownership of the securities held of record by GoldenVest LLC. Steven A. Tananbaum disclaims any such beneficial ownership except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 33,908.90 shares acquired by accounts managed by GoldenTree Asset Management LP pursuant to the Issuer's dividend reinvestment plan.

F2: These securities are held by accounts managed by GoldenTree Asset Management LP. GoldenTree Asset Management LLC (the "General Partner") is the general partner of GoldenTree Asset Management LP. Steven A. Tananbaum is the managing member of the General Partner. Accordingly, each of the foregoing entities and Steven A. Tananbaum may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.

F3: The securities are held of record by GoldenVest LLC. Steven A. Tananbaum is the managing member of GoldenVest LLC and therefore may be deemed to share beneficial ownership of the securities held of record by GoldenVest LLC. Steven A. Tananbaum disclaims any such beneficial ownership except to the extent of his pecuniary interest therein, if any.

Kadmon Holdings, Inc.

Report date June 29, 2017 · Filed September 14, 2017 · Amendment

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	115,094	Reported balance After 2017-06-29 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2017-06-29 · Sale · Disposed 1,501 · Balance 115,094 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F3: See Exhibit 99.1; footnote (3).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	241,997	Reported balance After 2017-06-29 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2017-06-29 · Sale · Disposed 3,155 · Balance 241,997 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F4: See Exhibit 99.1; footnote (4).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	4,806	Reported balance After 2017-06-29 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2017-06-29 · Sale · Disposed 62 · Balance 4,806 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F5: See Exhibit 99.1; footnote (5).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	2,733,955	Reported balance After 2017-06-29 transaction · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · 2017-06-29 · Sale · Disposed 50,490 · Balance 2,733,955 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F6: See Exhibit 99.1; footnote (6).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	575,117	Reported balance After 2017-06-29 transaction · row 5 Amendment: may correct only part of an earlier disclosure. 1 source row Row 5 · 2017-06-29 · Sale · Disposed 7,498 · Balance 575,117 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F7: See Exhibit 99.1; footnote (7).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	131,147	Reported balance After 2017-06-29 transaction · row 6 Amendment: may correct only part of an earlier disclosure. 1 source row Row 6 · 2017-06-29 · Sale · Disposed 1,709 · Balance 131,147 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F8: See Exhibit 99.1; footnote (8).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	75,828	Reported balance Holding disclosure · report date 2017-06-29 · row 7 Amendment: may correct only part of an earlier disclosure. 1 source row Row 7 · Balance 75,828 F2: See Exhibit 99.1; footnote (2). F9: See Exhibit 99.1; footnote (9).
Common StockSEC Table I · non-derivative	IndirectSee footnotes	1,063,140	Reported balance Holding disclosure · report date 2017-06-29 · row 8 Amendment: may correct only part of an earlier disclosure. 1 source row Row 8 · Balance 1,063,140 F2: See Exhibit 99.1; footnote (2). F10: See Exhibit 99.1; footnote (10).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1; footnote (1).

F2: See Exhibit 99.1; footnote (2).

F3: See Exhibit 99.1; footnote (3).

F4: See Exhibit 99.1; footnote (4).

F5: See Exhibit 99.1; footnote (5).

F6: See Exhibit 99.1; footnote (6).

F7: See Exhibit 99.1; footnote (7).

F8: See Exhibit 99.1; footnote (8).

F9: See Exhibit 99.1; footnote (9).

F10: See Exhibit 99.1; footnote (10).

Keenova Therapeutics plc

Report date September 24, 2026 · Filed October 06, 2026

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnotes	8,442,827	Reported balance After 2026-09-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-24 · Purchase · Acquired 463,000 · Balance 8,442,827 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Ordinary Shares held by the Funds. F3: The securities reported herein include 8,389,212 Ordinary Shares held directly by certain funds and separate accounts managed by the Advisor and 53,615 Ordinary Shares held directly by Mr. Tananbaum.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Ordinary Shares held by the Funds.

F3: The securities reported herein include 8,389,212 Ordinary Shares held directly by certain funds and separate accounts managed by the Advisor and 53,615 Ordinary Shares held directly by Mr. Tananbaum.

QVC Group, Inc.

Report date October 09, 2026 · Filed October 14, 2026

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	12,679,754	Reported balance After 2026-10-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-10-09 · Purchase · Acquired 1,352,000 · Balance 12,679,754 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the securities held by the Funds. F3: The securities are held directly by certain funds and separate accounts managed by the Advisor.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the securities held by the Funds.

F3: The securities are held directly by certain funds and separate accounts managed by the Advisor.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

California Resources Corp

Report date April 05, 2022 · Filed April 07, 2022

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Section 16 reporting ended · disclosed 2022-04-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	7,498,085	Last balance in matching sequence After 2022-04-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2022-04-05 · Sale · Disposed 90,000 · Balance 7,637,387 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 2 · 2022-04-05 · Sale · Disposed 110,000 · Balance 7,527,387 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 3 · 2022-04-06 · Sale · Disposed 29,302 · Balance 7,498,085 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

DENBURY INC

Report date January 04, 2021 · Filed January 06, 2021

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Section 16 reporting ended · disclosed 2021-01-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	4,753,706	Last balance in matching sequence After 2021-01-06 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 7 source rows Row 1 · 2021-01-04 · Sale · Disposed 29,173 · Balance 5,490,254 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 2 · 2021-01-04 · Sale · Disposed 58,271 · Balance 5,431,983 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 3 · 2021-01-05 · Sale · Disposed 128,217 · Balance 5,303,766 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 4 · 2021-01-06 · Sale · Disposed 52,693 · Balance 5,251,073 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 5 · 2021-01-06 · Sale · Disposed 86,775 · Balance 5,164,298 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 6 · 2021-01-06 · Sale · Disposed 285,047 · Balance 4,879,251 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 7 · 2021-01-06 · Sale · Disposed 125,545 · Balance 4,753,706 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Eagle Bulk Shipping Inc.

Report date July 02, 2021 · Filed July 02, 2021

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnotes	96,925	Reported balance After 2021-07-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-07-02 · Sale · Disposed 174,184 · Balance 96,925 F1: See Exhibit 99.1 F2: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	603,445	Reported balance After 2021-07-02 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2021-07-02 · Sale · Disposed 1,084,467 · Balance 603,445 F1: See Exhibit 99.1 F3: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	123,800	Reported balance After 2021-07-02 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2021-07-02 · Sale · Disposed 219,761 · Balance 123,800 F1: See Exhibit 99.1 F4: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2021-07-02 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2021-07-02 · Sale · Disposed 432,272 · Balance 0 F1: See Exhibit 99.1 F5: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	24,310	Reported balance After 2021-07-02 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2021-07-02 · Sale · Disposed 38,775 · Balance 24,310 F1: See Exhibit 99.1 F6: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	100,430	Reported balance Holding disclosure · report date 2021-07-02 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 100,430 F1: See Exhibit 99.1 F7: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	16,960	Reported balance Holding disclosure · report date 2021-07-02 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 16,960 F1: See Exhibit 99.1 F8: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	38,905	Reported balance Holding disclosure · report date 2021-07-02 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 38,905 F1: See Exhibit 99.1 F9: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	33,044	Reported balance Holding disclosure · report date 2021-07-02 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 33,044 F1: See Exhibit 99.1 F10: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	5,900	Reported balance Holding disclosure · report date 2021-07-02 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 5,900 F1: See Exhibit 99.1 F11: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	24,385	Reported balance Holding disclosure · report date 2021-07-02 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 24,385 F1: See Exhibit 99.1 F12: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	7,775	Reported balance Holding disclosure · report date 2021-07-02 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 7,775 F1: See Exhibit 99.1 F13: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	9,395	Reported balance Holding disclosure · report date 2021-07-02 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 9,395 F1: See Exhibit 99.1 F14: See Exhibit 99.1
Common StockSEC Table I · non-derivative	IndirectSee footnotes	5,950	Reported balance Holding disclosure · report date 2021-07-02 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 5,950 F1: See Exhibit 99.1 F15: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1

F10: See Exhibit 99.1

F11: See Exhibit 99.1

F12: See Exhibit 99.1

F13: See Exhibit 99.1

F14: See Exhibit 99.1

F15: See Exhibit 99.1

Thryv Holdings, Inc.

Report date August 31, 2021 · Filed September 02, 2021

Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Asset Management LLC

Section 16 reporting ended · disclosed 2021-09-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	3,444,880	Reported balance After 2021-08-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-08-31 · Sale · Disposed 12,244 · Balance 3,444,880 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,242,219	Reported balance After 2021-09-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-09-01 · Sale · Disposed 202,661 · Balance 3,242,219 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	14,977	$4.58	$68,666.55	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 9 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 968,551 F19 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	3,739	$4.51	$16,868.12	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 8 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,409 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	92,813	$4.51	$418,716.57	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 7 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,936,942 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	19,041	$4.51	$85,901.57	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,198,937 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	14,907	$4.51	$67,251.44	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 953,574 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	221	$4.61	$1,018.06	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,670 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	5,480	$4.61	$25,244.17	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,844,129 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	1,124	$4.61	$5,177.82	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,179,896 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 14, 2018 Filed Nov 15, 2018 01:07 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	880	$4.61	$4,053.81	Disclosure SEC source: 0001567619-18-006409 · doc1.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 938,667 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	8,506	$4.58	$38,977.04	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 16 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,449 F20 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	211,148	$4.58	$967,543.48	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 15 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,838,649 F20 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	43,318	$4.58	$198,496.07	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 14 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,178,772 F20 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	33,915	$4.58	$155,408.70	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 13 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 937,787 F20 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	3,304	$4.58	$15,144.54	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 12 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,943 F19 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	82,011	$4.58	$375,913.82	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 11 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,627,501 F19 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	16,825	$4.58	$77,120.75	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 10 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,135,454 F19 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	13,172	$4.58	$60,376.50	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 9 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 903,872 F19 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	665	$4.63	$3,081.68	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 8 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,639 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	16,508	$4.63	$76,499.72	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 7 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,545,490 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	3,387	$4.63	$15,695.70	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,118,629 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	2,651	$4.63	$12,285.00	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 890,700 F18 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	7,971	$4.56	$36,325.44	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,974 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	197,858	$4.56	$901,678.48	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,528,982 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock	40,592	$4.56	$184,985.86	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,115,242 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:05 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	31,779	$4.56	$144,823.26	Disclosure SEC source: 0001567619-18-006408 · doc1.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 888,049 F17 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:12 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	SaleCommon Stock	10,868	$5.27	$57,262.41	Disclosure SEC source: 0001140361-18-019815 · doc1.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,025,904 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:12 UTC	Eagle Bulk Shipping Inc. EGLE · Entity 92053	SaleCommon Stock, par value $0.01 per share ("Common Stock").	37,132	$5.21	$193,609.96	Disclosure SEC source: 0001140361-18-019815 · doc1.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,036,772 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,979	$2.62	$5,184.98	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 25 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 216,167 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F7 · ownership.nature: See Exhibit 99.1; footnote (7). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	888	$2.62	$2,326.56	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 24 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 103,502 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F6 · ownership.nature: See Exhibit 99.1; footnote (6). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,174	$2.62	$3,075.88	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 23 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 115,436 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F5 · ownership.nature: See Exhibit 99.1; footnote (5). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	5,022	$2.62	$13,157.64	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 22 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 508,327 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F4 · ownership.nature: See Exhibit 99.1; footnote (4). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	40,937	$2.62	$107,254.94	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 21 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,166,805 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F3 · ownership.nature: See Exhibit 99.1; footnote (3). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,979	$2.74	$5,422.46	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 20 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 218,146 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F7 · ownership.nature: See Exhibit 99.1; footnote (7). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	888	$2.74	$2,433.12	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 19 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 104,390 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F6 · ownership.nature: See Exhibit 99.1; footnote (6). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,174	$2.74	$3,216.76	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 18 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 116,610 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F5 · ownership.nature: See Exhibit 99.1; footnote (5). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	5,022	$2.74	$13,760.28	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 17 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 513,349 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F4 · ownership.nature: See Exhibit 99.1; footnote (4). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	40,937	$2.74	$112,167.38	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 16 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,207,742 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F3 · ownership.nature: See Exhibit 99.1; footnote (3). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	3,958	$2.76	$10,924.08	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 15 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 220,125 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F7 · ownership.nature: See Exhibit 99.1; footnote (7). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,776	$2.76	$4,901.76	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 14 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 105,278 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F6 · ownership.nature: See Exhibit 99.1; footnote (6). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	2,348	$2.76	$6,480.48	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 13 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 117,784 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F5 · ownership.nature: See Exhibit 99.1; footnote (5). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	10,044	$2.76	$27,721.44	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 12 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 518,371 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F4 · ownership.nature: See Exhibit 99.1; footnote (4). Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	81,874	$2.76	$225,972.24	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 11 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,248,679 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F3 · ownership.nature: See Exhibit 99.1; footnote (3). Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	3,958	$2.76	$10,924.48	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 10 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 224,083 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F7 · ownership.nature: See Exhibit 99.1; footnote (7). Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	1,776	$2.76	$4,901.94	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 9 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 107,054 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F6 · ownership.nature: See Exhibit 99.1; footnote (6). Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	2,348	$2.76	$6,480.71	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 8 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 120,132 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F5 · ownership.nature: See Exhibit 99.1; footnote (5). Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	10,044	$2.76	$27,722.44	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 7 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 528,415 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F4 · ownership.nature: See Exhibit 99.1; footnote (4). Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	81,874	$2.76	$225,980.43	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,330,553 F2 · ownership.nature: See Exhibit 99.1; footnote (2). F3 · ownership.nature: See Exhibit 99.1; footnote (3). Read SEC document
August 08, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	117	$2.55	$298.27	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 228,041 F1 · price: See Exhibit 99.1; footnote (1). F2 · ownership.nature: See Exhibit 99.1; footnote (2). F7 · ownership.nature: See Exhibit 99.1; footnote (7). Read SEC document
August 08, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	53	$2.55	$135.11	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 108,830 F1 · price: See Exhibit 99.1; footnote (1). F2 · ownership.nature: See Exhibit 99.1; footnote (2). F6 · ownership.nature: See Exhibit 99.1; footnote (6). Read SEC document
August 08, 2017 Filed Sep 7, 2017 23:26 UTC	Kadmon Holdings, Inc. KDMN · Entity 133686	SaleCommon Stock	69	$2.55	$175.90	Disclosure SEC source: 0001140361-17-034858 · doc1.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 122,480 F1 · price: See Exhibit 99.1; footnote (1). F2 · ownership.nature: See Exhibit 99.1; footnote (2). F5 · ownership.nature: See Exhibit 99.1; footnote (5). Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.