organization · Reporting owner
GoldenTree Asset Management LLC
Disclosed activity across 8 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GoldenTree Opportunistic Credit FundNONE · Entity 39350 | 10% owner | June 09, 2026 | June 11, 2026 |
| Kadmon Holdings, Inc.KDMN · Entity 133686 | 10% owner | June 29, 2017 | September 14, 2017 |
| Keenova Therapeutics plcNONE · Entity 28960 | 10% owner | September 24, 2026 | October 06, 2026 |
| QVC Group, Inc.QVCG · Entity 1478 | 10% owner | October 09, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GoldenTree Opportunistic Credit Fund
Report date June 09, 2026 · Filed June 11, 2026
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, GoldenVest LLC, Tananbaum Steven A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 23,570,899.38 |
Reported balance
After 2026-06-09 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-09 · Purchase · Acquired 465,230.17 · Balance 23,570,899.38 F1: Includes 33,908.90 shares acquired by accounts managed by GoldenTree Asset Management LP pursuant to the Issuer's dividend reinvestment plan. F2: These securities are held by accounts managed by GoldenTree Asset Management LP. GoldenTree Asset Management LLC (the "General Partner") is the general partner of GoldenTree Asset Management LP. Steven A. Tananbaum is the managing member of the General Partner. Accordingly, each of the foregoing entities and Steven A. Tananbaum may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any. |
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 1,986,843.31 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,986,843.31 F3: The securities are held of record by GoldenVest LLC. Steven A. Tananbaum is the managing member of GoldenVest LLC and therefore may be deemed to share beneficial ownership of the securities held of record by GoldenVest LLC. Steven A. Tananbaum disclaims any such beneficial ownership except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 33,908.90 shares acquired by accounts managed by GoldenTree Asset Management LP pursuant to the Issuer's dividend reinvestment plan.
F2: These securities are held by accounts managed by GoldenTree Asset Management LP. GoldenTree Asset Management LLC (the "General Partner") is the general partner of GoldenTree Asset Management LP. Steven A. Tananbaum is the managing member of the General Partner. Accordingly, each of the foregoing entities and Steven A. Tananbaum may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.
F3: The securities are held of record by GoldenVest LLC. Steven A. Tananbaum is the managing member of GoldenVest LLC and therefore may be deemed to share beneficial ownership of the securities held of record by GoldenVest LLC. Steven A. Tananbaum disclaims any such beneficial ownership except to the extent of his pecuniary interest therein, if any.
Kadmon Holdings, Inc.
Report date June 29, 2017 · Filed September 14, 2017 · Amendment
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 115,094 |
Reported balance
After 2017-06-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-06-29 · Sale · Disposed 1,501 · Balance 115,094 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F3: See Exhibit 99.1; footnote (3). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 241,997 |
Reported balance
After 2017-06-29 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-06-29 · Sale · Disposed 3,155 · Balance 241,997 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F4: See Exhibit 99.1; footnote (4). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,806 |
Reported balance
After 2017-06-29 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2017-06-29 · Sale · Disposed 62 · Balance 4,806 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F5: See Exhibit 99.1; footnote (5). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,733,955 |
Reported balance
After 2017-06-29 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2017-06-29 · Sale · Disposed 50,490 · Balance 2,733,955 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F6: See Exhibit 99.1; footnote (6). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 575,117 |
Reported balance
After 2017-06-29 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2017-06-29 · Sale · Disposed 7,498 · Balance 575,117 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F7: See Exhibit 99.1; footnote (7). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 131,147 |
Reported balance
After 2017-06-29 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2017-06-29 · Sale · Disposed 1,709 · Balance 131,147 F1: See Exhibit 99.1; footnote (1). F2: See Exhibit 99.1; footnote (2). F8: See Exhibit 99.1; footnote (8). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 75,828 |
Reported balance
Holding disclosure · report date 2017-06-29 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 75,828 F2: See Exhibit 99.1; footnote (2). F9: See Exhibit 99.1; footnote (9). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,063,140 |
Reported balance
Holding disclosure · report date 2017-06-29 · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · Balance 1,063,140 F2: See Exhibit 99.1; footnote (2). F10: See Exhibit 99.1; footnote (10). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1; footnote (1).
F2: See Exhibit 99.1; footnote (2).
F3: See Exhibit 99.1; footnote (3).
F4: See Exhibit 99.1; footnote (4).
F5: See Exhibit 99.1; footnote (5).
F6: See Exhibit 99.1; footnote (6).
F7: See Exhibit 99.1; footnote (7).
F8: See Exhibit 99.1; footnote (8).
F9: See Exhibit 99.1; footnote (9).
F10: See Exhibit 99.1; footnote (10).
Keenova Therapeutics plc
Report date September 24, 2026 · Filed October 06, 2026
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnotes | 8,442,827 |
Reported balance
After 2026-09-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-24 · Purchase · Acquired 463,000 · Balance 8,442,827 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Ordinary Shares held by the Funds. F3: The securities reported herein include 8,389,212 Ordinary Shares held directly by certain funds and separate accounts managed by the Advisor and 53,615 Ordinary Shares held directly by Mr. Tananbaum. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor and the General Partner have a pecuniary interest.
F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Ordinary Shares held by the Funds.
F3: The securities reported herein include 8,389,212 Ordinary Shares held directly by certain funds and separate accounts managed by the Advisor and 53,615 Ordinary Shares held directly by Mr. Tananbaum.
QVC Group, Inc.
Report date October 09, 2026 · Filed October 14, 2026
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 12,679,754 |
Reported balance
After 2026-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-10-09 · Purchase · Acquired 1,352,000 · Balance 12,679,754 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the securities held by the Funds. F3: The securities are held directly by certain funds and separate accounts managed by the Advisor. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the securities reported herein in which the Advisor and the General Partner have a pecuniary interest.
F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the securities held by the Funds.
F3: The securities are held directly by certain funds and separate accounts managed by the Advisor.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
California Resources Corp
Report date April 05, 2022 · Filed April 07, 2022
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
Section 16 reporting ended · disclosed 2022-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,498,085 |
Last balance in matching sequence
After 2022-04-06 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-04-05 · Sale · Disposed 90,000 · Balance 7,637,387 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 2 · 2022-04-05 · Sale · Disposed 110,000 · Balance 7,527,387 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 3 · 2022-04-06 · Sale · Disposed 29,302 · Balance 7,498,085 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.
F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.
F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.
DENBURY INC
Report date January 04, 2021 · Filed January 06, 2021
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
Section 16 reporting ended · disclosed 2021-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,753,706 |
Last balance in matching sequence
After 2021-01-06 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2021-01-04 · Sale · Disposed 29,173 · Balance 5,490,254 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 2 · 2021-01-04 · Sale · Disposed 58,271 · Balance 5,431,983 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 3 · 2021-01-05 · Sale · Disposed 128,217 · Balance 5,303,766 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 4 · 2021-01-06 · Sale · Disposed 52,693 · Balance 5,251,073 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 5 · 2021-01-06 · Sale · Disposed 86,775 · Balance 5,164,298 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 6 · 2021-01-06 · Sale · Disposed 285,047 · Balance 4,879,251 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Row 7 · 2021-01-06 · Sale · Disposed 125,545 · Balance 4,753,706 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.
F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.
F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.
Eagle Bulk Shipping Inc.
Report date July 02, 2021 · Filed July 02, 2021
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 96,925 |
Reported balance
After 2021-07-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-02 · Sale · Disposed 174,184 · Balance 96,925 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 603,445 |
Reported balance
After 2021-07-02 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-07-02 · Sale · Disposed 1,084,467 · Balance 603,445 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 123,800 |
Reported balance
After 2021-07-02 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-07-02 · Sale · Disposed 219,761 · Balance 123,800 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-07-02 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-07-02 · Sale · Disposed 432,272 · Balance 0 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,310 |
Reported balance
After 2021-07-02 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-07-02 · Sale · Disposed 38,775 · Balance 24,310 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 100,430 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,430 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 16,960 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 16,960 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 38,905 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 38,905 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,044 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 33,044 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,900 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 5,900 F1: See Exhibit 99.1 F11: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,385 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 24,385 F1: See Exhibit 99.1 F12: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,775 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 7,775 F1: See Exhibit 99.1 F13: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 9,395 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 9,395 F1: See Exhibit 99.1 F14: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,950 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 5,950 F1: See Exhibit 99.1 F15: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1
F11: See Exhibit 99.1
F12: See Exhibit 99.1
F13: See Exhibit 99.1
F14: See Exhibit 99.1
F15: See Exhibit 99.1
Thryv Holdings, Inc.
Report date August 31, 2021 · Filed September 02, 2021
Jointly reported with GOLDENTREE ASSET MANAGEMENT LP, Tananbaum Steven A.
Section 16 reporting ended · disclosed 2021-09-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 3,444,880 |
Reported balance
After 2021-08-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-31 · Sale · Disposed 12,244 · Balance 3,444,880 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,242,219 |
Reported balance
After 2021-09-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-01 · Sale · Disposed 202,661 · Balance 3,242,219 F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.
F2: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.
F3: Common Stock held directly by certain funds and separate accounts managed by the Advisor.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Sep 2, 2021 20:49 UTC | Thryv Holdings, Inc. THRY · Entity 6909 | SaleCommon Stock, par value $0.001 per share ("Common Stock") | 12,244 | $31.09 | $380,665.96 |
DisclosureSEC source: 0000950142-21-002803 · es210181878_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,444,880 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:53 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 9,950 | $7.35 Strike: $36.00 | $73,132.50 |
DisclosureSEC source: 0000950142-21-002792 · es210180987_4-crc.xml · derivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 301,082 Underlying: Common Stock · 9,950 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:53 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 3,445 | $33.83 | $116,544.35 |
DisclosureSEC source: 0000950142-21-002792 · es210180987_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,212,276 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:48 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 77,500 | $30.92 | $2,396,300.00 |
DisclosureSEC source: 0000950142-21-002758 · es210180469_4-crc.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,215,721 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:48 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 150,000 | $30.56 | $4,584,000.00 |
DisclosureSEC source: 0000950142-21-002758 · es210180469_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,293,221 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:48 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 18,007 | $30.51 | $549,393.57 |
DisclosureSEC source: 0000950142-21-002758 · es210180469_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,443,221 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:48 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 109,411 | $30.54 | $3,341,411.94 |
DisclosureSEC source: 0000950142-21-002758 · es210180469_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,461,228 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 21:21 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 272,582 | $30.58 | $8,335,557.56 |
DisclosureSEC source: 0000950142-21-002740 · es210179835_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,570,639 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 21:21 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 3,728 | $30.33 | $113,070.24 |
DisclosureSEC source: 0000950142-21-002740 · es210179835_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,843,221 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 21:21 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 8,300 | $30.26 | $251,158.00 |
DisclosureSEC source: 0000950142-21-002740 · es210179835_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,846,949 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 23:00 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 335 | $30.12 | $10,090.20 |
DisclosureSEC source: 0000950142-21-002633 · es210177696_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,855,249 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:54 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 9,777 | $30.14 | $294,678.78 |
DisclosureSEC source: 0000950142-21-002599 · es210176795_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,855,584 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:54 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 8,921 | $30.15 | $268,968.15 |
DisclosureSEC source: 0000950142-21-002599 · es210176795_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,865,361 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 21:58 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 6,555 | $30.21 | $198,026.55 |
DisclosureSEC source: 0000950142-21-002583 · es210176209_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,874,282 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:58 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 162,384 | $30.21 | $4,905,620.64 |
DisclosureSEC source: 0000950142-21-002583 · es210176209_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,880,837 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:04 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 104,400 | $28.30 | $2,954,520.00 |
DisclosureSEC source: 0000950142-21-002548 · es210174425_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,043,221 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 22:04 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 83,317 | $28.26 | $2,354,538.42 |
DisclosureSEC source: 0000950142-21-002548 · es210174425_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,147,621 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 22:04 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 274 | $28.12 | $7,704.88 |
DisclosureSEC source: 0000950142-21-002548 · es210174425_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,230,938 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 21:26 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 191,349 | $28.47 | $5,447,706.03 |
DisclosureSEC source: 0000950142-21-002518 · es210173301_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,231,212 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 21:26 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 39,453 | $28.19 | $1,112,180.07 |
DisclosureSEC source: 0000950142-21-002518 · es210173301_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,422,561 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 21:04 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 200 | $28.10 | $5,620.00 |
DisclosureSEC source: 0000950142-21-002383 · es210169411_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,462,014 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 21:04 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 9,438 | $28.11 | $265,302.18 |
DisclosureSEC source: 0000950142-21-002383 · es210169411_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,462,214 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 20:20 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 3,742 | $7.00 Strike: $36.00 | $26,194.00 |
DisclosureSEC source: 0000950142-21-002315 · es210167403_4-crc.xml · derivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 311,032 Underlying: Common Stock · 3,742 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 20:20 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 38,736 | $28.61 | $1,108,236.96 |
DisclosureSEC source: 0000950142-21-002315 · es210167403_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,471,652 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 20:36 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 38,775 | $44.87 | $1,739,834.25 |
DisclosureSEC source: 0001567619-21-012937 · doc1.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,310 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 20:36 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 432,272 | $44.87 | $19,396,044.64 |
DisclosureSEC source: 0001567619-21-012937 · doc1.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 20:36 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 219,761 | $44.87 | $9,860,676.07 |
DisclosureSEC source: 0001567619-21-012937 · doc1.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 123,800 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 20:36 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 1,084,467 | $44.87 | $48,660,034.29 |
DisclosureSEC source: 0001567619-21-012937 · doc1.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 603,445 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 20:36 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 174,184 | $44.87 | $7,815,636.08 |
DisclosureSEC source: 0001567619-21-012937 · doc1.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 96,925 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 20:15 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 100 | $8.00 Strike: $36.00 | $800.00 |
DisclosureSEC source: 0000950142-21-002143 · es210164409_4-crc.xml · derivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 314,774 Underlying: Common Stock · 100 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:15 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 3,000 | $8.10 Strike: $36.00 | $24,300.00 |
DisclosureSEC source: 0000950142-21-002143 · es210164409_4-crc.xml · derivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 314,874 Underlying: Common Stock · 3,000 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:15 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 143,081 | $33.52 | $4,796,075.12 |
DisclosureSEC source: 0000950142-21-002143 · es210164409_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,510,388 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:15 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 1,050,000 | $33.23 | $34,891,500.00 |
DisclosureSEC source: 0000950142-21-002143 · es210164409_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,653,469 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 4,500 | $8.25 Strike: $36.00 | $37,125.00 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · derivative · entry 7 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 317,874 Underlying: Common Stock · 4,500 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 103,860 | $32.97 | $3,424,264.20 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,703,469 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 20,548 | $32.95 | $677,056.60 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,807,329 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 41,430 | $32.92 | $1,363,875.60 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,827,877 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 1,600 | $8.10 Strike: $36.00 | $12,960.00 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · derivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 322,374 Underlying: Common Stock · 1,600 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 12,266 | $32.97 | $404,410.02 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,869,307 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:16 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 51,367 | $32.79 | $1,684,323.93 |
DisclosureSEC source: 0000950142-21-002119 · es210163518_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,881,573 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:00 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 10,677 | $8.15 Strike: $36.00 | $87,017.55 |
DisclosureSEC source: 0000950142-21-002089 · es210162771_4-crc.xml · derivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 323,974 Underlying: Common Stock · 10,677 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:00 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 99,371 | $33.09 | $3,288,186.39 |
DisclosureSEC source: 0000950142-21-002089 · es210162771_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,932,940 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:00 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 47,000 | $33.08 | $1,554,760.00 |
DisclosureSEC source: 0000950142-21-002089 · es210162771_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,032,310 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:00 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 258,912 | $32.77 | $8,484,546.24 |
DisclosureSEC source: 0000950142-21-002089 · es210162771_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,079,310 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:39 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 4,849 | $7.75 Strike: $36.00 | $37,579.75 |
DisclosureSEC source: 0000950142-21-002076 · es210162075_4-crc.xml · derivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 334,651 Underlying: Common Stock · 4,849 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:39 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 6,810 | $7.91 Strike: $36.00 | $53,867.10 |
DisclosureSEC source: 0000950142-21-002076 · es210162075_4-crc.xml · derivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 339,500 Underlying: Common Stock · 6,810 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 22:53 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 98,561 | $7.75 Strike: $36.00 | $763,847.75 |
DisclosureSEC source: 0000950142-21-002036 · es210160951_4-crc.xml · derivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 346,310 Underlying: Common Stock · 98,561 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 22:53 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 4,400 | $8.04 Strike: $36.00 | $35,376.00 |
DisclosureSEC source: 0000950142-21-002036 · es210160951_4-crc.xml · derivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 444,871 Underlying: Common Stock · 4,400 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 22:53 UTC | California Resources Corp CRC · Entity 3937 | SaleWarrants (right to buy) · Derivative | 16,822 | $7.86 Strike: $36.00 | $132,220.92 |
DisclosureSEC source: 0000950142-21-002036 · es210160951_4-crc.xml · derivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 449,271 Underlying: Common Stock · 16,822 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 22:53 UTC | California Resources Corp CRC · Entity 3937 | SaleCommon Stock | 10,809 | $33.61 | $363,290.49 |
DisclosureSEC source: 0000950142-21-002036 · es210160951_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,338,222 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.