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LEDERMAN SETH

Disclosed activity across 1 company

Tapewire entity
18368
SEC CIK
0001563420

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tonix Pharmaceuticals Holding Corp.TNXP · Entity 6169Director · Chief Executive OfficerAugust 27, 2026August 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Tonix Pharmaceuticals Holding Corp.

Report date August 27, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy IRA Account11,005 Reported balance After 2026-08-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-27 · Purchase · Acquired 2,000 · Balance 11,005

F1: Reporting person may be deemed a control person of this entity.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect20,001 Reported balance Holding disclosure · report date 2026-08-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,001

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectLederman & Co.1 Reported balance Holding disclosure · report date 2026-08-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1

F1: Reporting person may be deemed a control person of this entity.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person may be deemed a control person of this entity.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 15, 2018 21:08 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 GrantStock Option · Derivative 156,601 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001615774-18-001263 · s109082_form4.xml · derivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,601

Underlying: Common Stock · 156,601 shares

Expires 2028-02-12

F2 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan.

F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
December 26, 2017 Filed Dec 27, 2017 19:04 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 5,300 $3.61 $19,133.00
Disclosure

SEC source: 0001615774-17-007619 · s108549_form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 22,700

F1 · price: The volume weighted average purchase price of common stock purchased by the reporting person in open market transactions on the transaction date. The range of purchase prices on the transaction date was $3.5834 to $3.619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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August 17, 2017 Filed Aug 18, 2017 19:40 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 15,000 $3.00 $45,067.50
Disclosure

SEC source: 0001615774-17-004563 · s107264_form4.xml · nonDerivative · entry 2

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA account

Disclosed balance after: 50,000

Read SEC document
August 16, 2017 Filed Aug 18, 2017 19:40 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 5,000 $2.99 $14,950.00
Disclosure

SEC source: 0001615774-17-004563 · s107264_form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA account

Disclosed balance after: 35,000

Read SEC document
June 30, 2017 Filed Jun 30, 2017 21:38 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 5,000 $4.33 $21,640.00
Disclosure

SEC source: 0001615774-17-003457 · s106735_form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA account

Disclosed balance after: 30,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.32797964. The range of purchase prices on the transaction date was $4.3123 to $4.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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June 26, 2017 Filed Jun 26, 2017 21:29 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 5,000 $4.40 $21,999.50
Disclosure

SEC source: 0001615774-17-003376 · s106692_form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA account

Disclosed balance after: 25,000

Read SEC document
June 20, 2017 Filed Jun 20, 2017 20:30 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 20,000 $4.22 $84,400.00
Disclosure

SEC source: 0001615774-17-003262 · s106604_lederman.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA account

Disclosed balance after: 20,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.220019425. The range of purchase prices on the transaction date was $4.13 to $4.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 02:24 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 GrantStock Option · Derivative 160,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001615774-17-000860 · s105459_form4.xml · derivative · entry 2

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2027-03-01

F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan.

F3 · derivative.exercise_date: The option vests 50% if the Issuer achieves enrollment of 250 patients in its HONOR study by December 31, 2017, with the remaining 50% vesting 1% for each patient that is enrolled in the HONOR study by December 31, 2017 in excess of 250, subject to a one year minimum service period prior to vesting.

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March 01, 2017 Filed Mar 2, 2017 02:24 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 GrantStock Option · Derivative 160,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001615774-17-000860 · s105459_form4.xml · derivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2027-03-01

F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan.

F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:23 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 98,000 $0.43 $41,924.40
Disclosure

SEC source: 0001615774-16-008539 · s104774_lederman.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 133,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.427821. The range of purchase prices on the transaction date was $0.4191 to $0.4299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:37 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock Purchase Warrant · Derivative 10,000 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001615774-16-007912 · s104485_form4.xml · derivative · entry 9

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2021-10-31

F1 · price: Included in the purchase of 10,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share.

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October 31, 2016 Filed Oct 31, 2016 20:37 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 PurchaseCommon Stock, $0.001 par value 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001615774-16-007912 · s104485_form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,815

F1 · price: Included in the purchase of 10,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share.

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June 30, 2016 Filed Feb 13, 2017 11:06 UTC Tonix Pharmaceuticals Holding Corp. TNXP · Entity 6169 OtherCommon Stock 3,296 $1.74 $5,735.04
Disclosure

SEC source: 0001615774-17-000513 · s105310_form5.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,111

F1 · kind: Shares acquired through the Tonix Pharmaceuticals Holding Corp. Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.