Rapp Karen Marie

SEC source: 0001209191-22-005101 · doc4.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2022.

SEC source: 0001062993-22-001317 · form4.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,136

Underlying: Common Stock · 21,136 shares

Expires 2037-05-01

F3 · derivative.exercise_price: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2024.

F3 · derivative.exercise_date: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2024.

SEC source: 0001062993-22-001317 · form4.xml · nonDerivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,370

F2 · shares: Represents restricted stock units granted on January 18, 2022 which will vest in three equal installments on the anniversary of the grant date.

SEC source: 0001062993-22-001317 · form4.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,279

F1 · shares: Represents the number of shares of Common Stock vested pursuant to the performance-based restricted stock unit ("PRSU") award that was granted on January 22, 2019 and reported voluntarily on the Form 4 filed with the Securities and Exchange Commission on January 24, 2019, based upon the determination that 62% of the PRSU vested given that the issuer's total shareholder return ranked at the 32.33 percentile as compared to the Russell 2000 Index over the performance period.

SEC source: 0000827054-21-000249 · wf-form4_162992792178816.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microchip Technology Incorporated common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on August 24, 2022 as long as the individual remains a service provider through the vesting date. Vested shares will be delivered to the reporting person upon vest.

F3 · derivative.expiration_date: The restricted stock units will vest in full on August 24, 2022 as long as the individual remains a service provider through the vesting date. Vested shares will be delivered to the reporting person upon vest.

SEC source: 0000827054-21-000249 · wf-form4_162992792178816.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units will vest in full on August 23, 2021 as long as the individual remains a service provider through the vesting date. Vested shares will be delivered to the reporting person upon vest.

F1 · derivative.expiration_date: The restricted stock units will vest in full on August 23, 2021 as long as the individual remains a service provider through the vesting date. Vested shares will be delivered to the reporting person upon vest.

SEC source: 0000827054-21-000249 · wf-form4_162992792178816.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-009061 · doc1.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the anniversary of the vesting commencement date of May 1, 2017.

SEC source: 0001567619-21-009061 · doc1.xml · nonDerivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,216

SEC source: 0001567619-21-009061 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-21-008396 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,097

SEC source: 0001209191-21-005656 · doc4.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

SEC source: 0001209191-21-005656 · doc4.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 27, 2021.

SEC source: 0001209191-21-005656 · doc4.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

Underlying: Common Stock · 2,069 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2022.

F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2022.

F2 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2022.

F2 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2022.

SEC source: 0001567619-21-001328 · doc1.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,043

Underlying: Common Stock · 21,043 shares

Expires 2036-05-01

F1 · derivative.exercise_price: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2023.

F1 · derivative.exercise_date: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2023.

SEC source: 0001567619-21-001328 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,397

SEC source: 0001567619-20-009089 · doc1.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the anniversary of the vesting commencement date of May 1, 2017.

SEC source: 0001567619-20-009089 · doc1.xml · nonDerivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,354

SEC source: 0001567619-20-009089 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-20-004629 · doc1.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,657

Underlying: Common Stock · 15,657 shares

Expires 2035-05-01

F1 · derivative.exercise_price: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2022.

F1 · derivative.exercise_date: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2022.

SEC source: 0001567619-20-004629 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

SEC source: 0001209191-20-005378 · doc4.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

Underlying: Common Stock · 2,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 27, 2021.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 27, 2021.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 27, 2021.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 27, 2021.

SEC source: 0001209191-20-004665 · doc4.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

SEC source: 0001209191-20-004665 · doc4.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 21, 2020.

SEC source: 0001567619-19-009636 · doc1.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the anniversary of the vesting commencement date of May 1, 2017.

SEC source: 0001567619-19-009636 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-19-001605 · doc1.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

Underlying: Common Stock · 13,006 shares

Expires 2034-05-01

F1 · derivative.exercise_price: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2021.

F1 · derivative.exercise_date: The number of performance-based restricted stock units ("PRSUs") reported in Table II represents the target number of PRSUs that were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of the Issuer's common stock that the reporting person is ultimately entitled to receive at the time of vesting ranges from 0% to 200% of the target number of PRSUs granted, subject to how the Issuer's total shareholder return ranks in comparison to companies that comprise the Russell 2000 Index over a performance period consisting of the three years ended December 31, 2021.

SEC source: 0001567619-19-001605 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,398

SEC source: 0001209191-19-004989 · doc4.xml · derivative · entry 2

Rapp Karen Marie · CIK 0001707073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Underlying: Common Stock · 2,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

SEC source: 0001140361-18-021368 · doc1.xml · derivative · entry 3

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the anniversary of the vesting commencement date of May 1, 2017.

SEC source: 0001140361-18-021368 · doc1.xml · nonDerivative · entry 2

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,392

SEC source: 0001140361-18-021368 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001140361-18-020299 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,635

SEC source: 0001140361-18-013120 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of stock under Issuer's employee stock purchase plan.

SEC source: 0001140361-17-043110 · doc1.xml · nonDerivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of stock under Issuer's employee stock purchase plan.

SEC source: 0001140361-17-028956 · doc1.xml · derivative · entry 1

Rapp Karen Marie · CIK 0001707073 · CFO, Treasurer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-05-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the anniversary of the vesting commencement date of May 1, 2017.