Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Director · 10% owner | February 12, 2026 | February 17, 2026 |
| Bridgeline Digital, Inc.BLIN · Entity 7897 | Director | October 01, 2016 | April 03, 2017 |
| INTELLINETICS, INC.INLX · Entity 7575 | 10% owner | October 06, 2026 | October 07, 2026 |
| Icagen, Inc.NONE · Entity 155263 | 10% owner | August 26, 2019 | August 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,159 |
Reported balance
After 2026-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-12 · Grant · Acquired 12,159 · Balance 12,159 F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date. |
| Common StockSEC Table I · non-derivative | Direct | 287,737 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 287,737 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2030-11-30 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2029-08-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2028-05-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2028-06-30 | Direct | 2,120 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,120 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2027-04-30 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.20 · Expires 2027-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.80 · Expires 2026-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,000 F3: Exercisable in full. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020. F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.
F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.
F3: Exercisable in full.
F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.
F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.
Bridgeline Digital, Inc.
Report date October 01, 2016 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred Series A StockSEC Table I · non-derivative | Direct | 814 |
Reported balance
After 2016-10-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-10-01 · Grant · Acquired 836 · Balance 814 F1: Quarterly preferred stock dividend. F2: Convertible to common stock at $0.65 per share. |
| Preferred Series A StockSEC Table I · non-derivative | Direct | 1,696 |
Reported balance
After 2017-01-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-01-01 · Grant · Acquired 1,696 · Balance 1,696 F3: Quarterly preferred stock dividend. F4: Convertible to common stock at $0.65 per share. |
| Preferred Series A Common StockSEC Table I · non-derivative | Direct | 1,710 |
Reported balance
After 2017-04-01 transaction · row 3
1 source rowRow 3 · 2017-04-01 · Grant · Acquired 1,710 · Balance 1,710 F5: Quarterly preferred stock dividend. F6: Convertible to common stock at $0.65 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly preferred stock dividend.
F2: Convertible to common stock at $0.65 per share.
F3: Quarterly preferred stock dividend.
F4: Convertible to common stock at $0.65 per share.
F5: Quarterly preferred stock dividend.
F6: Convertible to common stock at $0.65 per share.
INTELLINETICS, INC.
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 459,338 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Purchase · Acquired 4,000 · Balance 459,338 |
Icagen, Inc.
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2024-08-26 | Direct | 71,428 |
Reported balance
After 2019-08-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-26 · Grant · Acquired 71,428 · Balance 71,428 F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 | Direct | 114,285 |
Reported balance
After 2019-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-26 · Grant · Acquired 71,428 · Balance 114,285 F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date. F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. |
Filing footnotes · ownership attribution and instrument terms
F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.
F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.
F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed Dec 5, 2019 19:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 19,230 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 19,230 shares Expires 2022-01-31 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:10 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001437749-17-001942 · rdgdoc.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-02-06 F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:10 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantBLIN (Common Stock) | 28,572 | $0.63 | $18,000.36 |
DisclosureSEC source: 0001437749-17-001942 · rdgdoc.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors. Read SEC document |
| January 01, 2017 Filed Apr 3, 2017 21:38 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantPreferred Series A Stock | 1,696 | $10.00 | $16,960.00 |
DisclosureSEC source: 0001437749-17-005933 · rdgdoc.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696 F3 · shares: Quarterly preferred stock dividend. F4 · price: Convertible to common stock at $0.65 per share. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherConvertible Note · Derivative | Not disclosed | $100,000.00 Strike: $0.65 | $100,000.00 |
DisclosureSEC source: 0001144204-17-000688 · v456275_form4.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,572 Underlying: Common stock · 153,846 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherConvertible Note · Derivative | Not disclosed | $100,000.00 | $100,000.00 |
DisclosureSEC source: 0001144204-17-000688 · v456275_form4.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,726 Underlying: Common stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms as sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms as sold to other investors. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 44,677 | $50.00 Strike: $3.00 | $2,233,850.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 185,984 Underlying: Common Stock · 44,677 shares Expires 2021-11-30 F7 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,210 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,089 Underlying: Common Stock · 15,210 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseConvertible Notes · Derivative | Not disclosed | $200,000.00 Strike: $2.63 | $200,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 76,045 shares Expires 2018-11-30 Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 44,677 | $50.00 Strike: $3.00 | $2,233,850.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 185,984 Underlying: Common Stock · 44,677 shares Expires 2021-11-30 F7 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,210 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,089 Underlying: Common Stock · 15,210 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseConvertible Notes · Derivative | Not disclosed | $200,000.00 Strike: $2.63 | $200,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 76,045 shares Expires 2018-11-30 Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:41 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 33 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 12, 2017 21:41 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 22 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 16, 2017 17:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000888 · e616167_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 18:18 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-001395 · e616434_4-robertt.xml · derivative · entry 22 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Aug 4, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001397 · e616435_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:44 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003590 · e617539_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 12, 2017 20:43 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:53 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 2, 2018 20:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 21 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F10 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F10 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:01 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed May 22, 2018 21:00 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $94,000.00 Strike: $2.63 | $94,000.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 35,742 shares Expires 2018-11-30 F9 · kind: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. F9 · ownership.nature: Represents 2018 Notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in December 2016. Read SEC document |
| December 22, 2016 Filed Jan 17, 2019 23:19 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000885 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 14, 2019 22:34 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002635 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Feb 15, 2019 16:33 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002687 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Apr 4, 2019 17:53 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005774 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Aug 14, 2019 14:56 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| December 22, 2016 Filed Dec 5, 2019 19:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 15,029 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025380 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 Underlying: Common Stock · 15,029 shares Expires 2021-11-30 Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseConvertible Note · Derivative | Not disclosed | $100,000.00 | $100,000.00 |
DisclosureSEC source: 0001144204-16-137768 · v454339_form4.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,726 Underlying: Common stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms sold to other investors. F3 · balance_after: Total shares beneficially owned will be 1,099,726, plus any equity securities into which this note is convertible, based on as yet undetermined pricing. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseWarrant · Derivative | 25,000 | $17,000.00 Strike: $0.68 | $425,000,000.00 |
DisclosureSEC source: 0001144204-16-137768 · v454339_form4.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,726 Underlying: Common stock · 25,000 shares Expires 2021-12-01 Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionSeries A Preferred Stock · Derivative | 6,036 | $60,360.00 Strike: $4.92 | $364,332,960.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,036 Underlying: Common Stock · 12,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. F3 · ownership.nature: Custodian for children under NY UGMA Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionSeries A Preferred Stock · Derivative | 23,291 | $232,910.00 Strike: $4.92 | $5,424,706,810.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,309 Underlying: Common Stock · 47,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionConvertible Note · Derivative | Not disclosed | $60,000.00 | $60,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · ownership.nature: Custodian for children under NY UGMA Read SEC document |
| November 30, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionConvertible Note · Derivative | Not disclosed | $204,183.00 | $204,183.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionSeries A Preferred Stock · Derivative | 6,036 | $60,360.00 Strike: $4.92 | $364,332,960.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,036 Underlying: Common Stock · 12,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. F3 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionSeries A Preferred Stock · Derivative | 23,291 | $232,910.00 Strike: $4.92 | $5,424,706,810.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,309 Underlying: Common Stock · 47,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes shares received in lieu of cash dividends on December 15, 2016. F6 · derivative.expiration_date: There is no expiration date. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionConvertible Note · Derivative | Not disclosed | $60,000.00 | $60,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F3 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | ConversionConvertible Note · Derivative | Not disclosed | $204,183.00 | $204,183.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. F4 · derivative.underlying_shares: Converted into shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") at $10 per share upon filing of Certificate of Amendment increasing number of authorized shares of Preferred Stock. Until automatically converted into shares of Series A Preferred Stock, the Note had been convertible into shares of Common Stock at an exercise price of $4.92 per share, the conversion price of the Series A Preferred Stock. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 62,222 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 143,683 Underlying: Common Stock · 62,222 shares Expires 2021-11-30 F11 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% Subordinated Convertible Notes in November 2016. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,879 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:32 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Dec 27, 2016 20:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-16-004420 · e615654_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Feb 13, 2017 18:21 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseConvertible Notes · Derivative | Not disclosed | $100,000.00 Strike: $2.25 | $100,000.00 |
DisclosureSEC source: 0001193805-17-000130 · e615770_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 44,444 shares Expires 2018-11-30 Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:41 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 32 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
| November 23, 2016 Filed Apr 12, 2017 21:41 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $112,000.00 Strike: $2.25 | $112,000.00 |
DisclosureSEC source: 0001193805-17-000631 · e615948_4-robertt.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 49,778 shares Expires 2018-11-30 F9 · kind: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. F9 · ownership.nature: Represents Issuer's 8% Subordinated Convertible Notes due November 30, 2018 (the "2018 Notes") issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 2018 Notes in November 2016. Read SEC document |
| November 23, 2016 Filed May 16, 2017 17:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 8,889 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000887 · e616166_4-robertt.xml · derivative · entry 33 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2021-11-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.