organization · Reporting owner
ADVENT INTERNATIONAL, L.P.
Disclosed activity across 17 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI Physical Therapy, Inc.ATIP · Entity 79823 | 10% owner | December 13, 2021 | December 15, 2021 |
| Bojangles', Inc.BOJA · Entity 160828 | 10% owner | January 28, 2019 | January 28, 2019 |
| CCC Intelligent Solutions Holdings Inc.CCC · Entity 4014 | Director | November 07, 2025 | November 12, 2025 |
| Definitive Healthcare Corp.DH · Entity 1538 | Director · 10% owner | November 22, 2021 | November 24, 2021 |
| INNIO N.V.INIO · Entity 3365 | 10% owner | June 05, 2026 | June 05, 2026 |
| NIQ Global Intelligence plcNIQ · Entity 3841 | Director · 10% owner | July 23, 2025 | July 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI Physical Therapy, Inc.
Report date December 13, 2021 · Filed December 15, 2021
Jointly reported with Wilco Acquisition, LP, Wilco GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Notes | 560,979 |
Reported balance
After 2021-12-13 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-12-13 · Other · Disposed 2,270,624 · Balance 560,979 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F5: See Exhibit 99.1 for text of footnote (5). |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Notes | 115,830,656 |
Reported balance
Holding disclosure · report date 2021-12-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 115,830,656 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
Bojangles', Inc.
Report date January 28, 2019 · Filed January 28, 2019
Jointly reported with GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, Advent-Bojangles' Acquisition Limited Partnership
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectI | 0 |
Reported balance
After 2019-01-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-28 · Other · Disposed 18,839,342 · Balance 0 F1: Shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of November 5, 2018 (the "Merger Agreement"), by and among Walker Parent, Inc., Walker Merger Sub, Inc. and Bojangles', Inc. ("Bojangles'"). The Merger Agreement provided that each share of Bojangles' common stock would automatically be converted into the right to receive $16.10 in cash, without interest. The merger closed on [January 28, 2019.] F2: The shares reported herein are held directly by Advent-Bojangles Acquisition Limited Partnership ("ABA"). The Advent Funds (as defined below) directly own all of the partnership interests in ABA. ABA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ABA may be deemed indirectly owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3: AIC is the manager of AILLC which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008"), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities"). F4: GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds"). F5: GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds"). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of November 5, 2018 (the "Merger Agreement"), by and among Walker Parent, Inc., Walker Merger Sub, Inc. and Bojangles', Inc. ("Bojangles'"). The Merger Agreement provided that each share of Bojangles' common stock would automatically be converted into the right to receive $16.10 in cash, without interest. The merger closed on [January 28, 2019.]
F2: The shares reported herein are held directly by Advent-Bojangles Acquisition Limited Partnership ("ABA"). The Advent Funds (as defined below) directly own all of the partnership interests in ABA. ABA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ABA may be deemed indirectly owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
F3: AIC is the manager of AILLC which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008"), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities").
F4: GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds").
F5: GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds").
CCC Intelligent Solutions Holdings Inc.
Report date November 07, 2025 · Filed November 12, 2025
Jointly reported with Advent International GPE VIII, LLC, Cypress Investor Holdings, LP, Advent International GPE VIII-C Limited Partnership, GPE VIII CCC Co-Investment (Delaware) Limited Partnership, Cypress Investment GP, LLC, GPE VIII GP S.a.r.l., GPE VIII GP Limited Partnership, ADVENT INTERNATIONAL GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2025-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-11-07 · Sale · Disposed 27,391,934 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F4: See Exhibit 99.1 for text of footnote (4). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2025-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-11-07 · Sale · Disposed 866,345 · Balance 0 F2: See Exhibit 99.1 for text of footnote (2). F4: See Exhibit 99.1 for text of footnote (4). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2025-11-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-11-07 · Sale · Disposed 9,084,247 · Balance 0 F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
Definitive Healthcare Corp.
Report date November 22, 2021 · Filed November 24, 2021
Jointly reported with Advent Global Opportunities Master Limited Partnership, Sunley House Capital GP LP, ADVENT GLOBAL OPPORTUNITIES GP LLC, Advent Global Opportunities Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 62,493,676 |
Reported balance
After 2021-11-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-11-22 · Disposition to issuer · Disposed 2,102,873 · Balance 62,493,676 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
INNIO N.V.
Report date June 05, 2026 · Filed June 05, 2026
Jointly reported with AI Alpine (Luxembourg) S.a.r.l., AI Alpine Parent & Cy S.C.A., ADVENT INTERNATIONAL GP, LLC, Abu Dhabi Investment Authority
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 646,500,000 |
Reported balance
After 2026-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-05 · Sale · Disposed 103,500,000 · Balance 646,500,000 F1: The reported securities are directly held by AI Alpine (Luxembourg) S.a r.l. (the "Shareholder"), which is indirectly controlled by AI Alpine Parent & Cy S.C.A. ("AI Alpine Parent"). Various funds and accounts affiliated with Advent International, L.P. and its general partner, Advent International GP, LLC (together with Advent International, L.P., "Advent"), indirectly hold 53.8% of the equity of AI Alpine Parent and, accordingly, Advent exercises voting and investment control of the securities directly held by the Shareholder. The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (the "Investment Committee"), which Investment Committee has voting and investment power with respect to the securities directly held by the Shareholder. F2: Abu Dhabi Investment Authority ("ADIA") indirectly holds approximately 45.0% of the equity of AI Alpine Parent through Luxinva S.A., a wholly owned subsidiary of ADIA. Due to the terms of its relationship with AI Alpine Parent and such indirect holdings, ADIA may, for the purposes of and pursuant to the rules and regulations of the SEC, also be deemed to have beneficial ownership of the securities directly held by the Shareholder. ADIA is a public institution established by the Government of the Emirate of Abu Dhabi. F3: Each Reporting Person and each other person referenced in this Statement disclaims Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly held by AI Alpine (Luxembourg) S.a r.l. (the "Shareholder"), which is indirectly controlled by AI Alpine Parent & Cy S.C.A. ("AI Alpine Parent"). Various funds and accounts affiliated with Advent International, L.P. and its general partner, Advent International GP, LLC (together with Advent International, L.P., "Advent"), indirectly hold 53.8% of the equity of AI Alpine Parent and, accordingly, Advent exercises voting and investment control of the securities directly held by the Shareholder. The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (the "Investment Committee"), which Investment Committee has voting and investment power with respect to the securities directly held by the Shareholder.
F2: Abu Dhabi Investment Authority ("ADIA") indirectly holds approximately 45.0% of the equity of AI Alpine Parent through Luxinva S.A., a wholly owned subsidiary of ADIA. Due to the terms of its relationship with AI Alpine Parent and such indirect holdings, ADIA may, for the purposes of and pursuant to the rules and regulations of the SEC, also be deemed to have beneficial ownership of the securities directly held by the Shareholder. ADIA is a public institution established by the Government of the Emirate of Abu Dhabi.
F3: Each Reporting Person and each other person referenced in this Statement disclaims Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.
NIQ Global Intelligence plc
Report date July 23, 2025 · Filed July 24, 2025
Jointly reported with ADVENT INTERNATIONAL GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnotes | 162,560,691 |
Reported balance
Holding disclosure · report date 2025-07-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,560,691 F1: The reported securities are held directly by AI Global Investments (Netherlands) PCC Limited (the "Advent Shareholder"), on behalf of funds managed by Advent International, L.P. ("Advent"). The Advent Shareholder is an indirect subsidiary of AI PAVE & Cy S.C.Sp, whose general partner is AI PAVE GP S.a r.l. Advent International GPE IX Limited Partnership ("GPE IX LP") is the sole shareholder of AI PAVE GP S.a r.l. and GPE IX GP Limited Partnership ("GPE IX GP") is the general partner of GPE IX LP. Advent International GPE IX, LLC ("GPE IX, LLC") is the general partner of GPE IX GP and Advent is the manager of GPE IX, LLC. As the general partner of Advent, Advent International GP, LLC's board appoints the investment committee of Advent (the "Investment Committee"), whose members, John Maldonado, David Mussafer and Bryan Taylor, act by majority vote in the exercise of voting and investment power with respect to the reported securities. F2: Each Reporting Person and each other person referenced in the prior footnote disclaim Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held directly by AI Global Investments (Netherlands) PCC Limited (the "Advent Shareholder"), on behalf of funds managed by Advent International, L.P. ("Advent"). The Advent Shareholder is an indirect subsidiary of AI PAVE & Cy S.C.Sp, whose general partner is AI PAVE GP S.a r.l. Advent International GPE IX Limited Partnership ("GPE IX LP") is the sole shareholder of AI PAVE GP S.a r.l. and GPE IX GP Limited Partnership ("GPE IX GP") is the general partner of GPE IX LP. Advent International GPE IX, LLC ("GPE IX, LLC") is the general partner of GPE IX GP and Advent is the manager of GPE IX, LLC. As the general partner of Advent, Advent International GP, LLC's board appoints the investment committee of Advent (the "Investment Committee"), whose members, John Maldonado, David Mussafer and Bryan Taylor, act by majority vote in the exercise of voting and investment power with respect to the reported securities.
F2: Each Reporting Person and each other person referenced in the prior footnote disclaim Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.
Past disclosures · reporting ended (11)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AquaVenture Holdings Ltd
Report date March 30, 2020 · Filed April 01, 2020
Jointly reported with Advent Partners GPE VIII-A Cayman Limited Partnership, Advent Partners GPE VIII Limited Partnership, Advent International GPE VIII-A Limited Partnership, Advent International GPE VIII-E Limited Partnership, Advent International GPE VIII-G Limited Partnership, Advent International GPE VIII-K Limited Partnership, Advent International GPE VIII-L Limited Partnership, CULLIGAN INTERNATIONAL Co
Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2020-03-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-30 · Purchase · Acquired 31,971,571 · Balance 100 F1: On March 30, 2020, Culligan International Company ("Culligan"), Amberjack Merger Sub Limited ("Merger Sub") and the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated December 23, 2019, by and among Culligan, Merger Sub and the Issuer (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving (the "Surviving Entity") the Merger as a subsidiary of Culligan. At the effective time of the Merger, each outstanding ordinary share, no par value of Issuer was cancelled and converted into the right to receive $27.10 in cash, without interest. F2: Prior to the Merger, Culligan, together with affiliates of Advent International Corporation, held 100 ordinary shares of Merger Sub, no par value per share, which shares represented all of the issued and outstanding capital stock of Merger Sub. As a result of the Merger, each of the 100 ordinary shares of Merger Sub issued and outstanding immediately prior to the effective time of the Merger was converted into and became one validly issued, fully paid and non-assessable ordinary share of the Surviving Entity. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 30, 2020, Culligan International Company ("Culligan"), Amberjack Merger Sub Limited ("Merger Sub") and the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated December 23, 2019, by and among Culligan, Merger Sub and the Issuer (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving (the "Surviving Entity") the Merger as a subsidiary of Culligan. At the effective time of the Merger, each outstanding ordinary share, no par value of Issuer was cancelled and converted into the right to receive $27.10 in cash, without interest.
F2: Prior to the Merger, Culligan, together with affiliates of Advent International Corporation, held 100 ordinary shares of Merger Sub, no par value per share, which shares represented all of the issued and outstanding capital stock of Merger Sub. As a result of the Merger, each of the 100 ordinary shares of Merger Sub issued and outstanding immediately prior to the effective time of the Merger was converted into and became one validly issued, fully paid and non-assessable ordinary share of the Surviving Entity.
Cotiviti Holdings, Inc.
Report date August 27, 2018 · Filed August 29, 2018
Jointly reported with Advent-Cotiviti Acquisition Limited Partnership, Advent-Cotiviti Acquisition II Limited Partnership, Advent-Cotiviti GP Corp
Section 16 reporting ended · disclosed 2018-08-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2018-08-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-27 · Other · Disposed 41,433,699 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Verscend Technologies, Inc., Rey Merger Sub, Inc. and Cotiviti Holdings, Inc. (the "Issuer") dated as of June 19, 2018. At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each share of outstanding Issuer common stock immediately prior to the Effective Time was cancelled in exchange for $44.75 per share. F2: Represents 17,778,618 shares which were held directly by Advent-Cotiviti Acquisition Limited Partnership ("ACA LP"), 18,817,920 shares which were held directly by Advent-Cotiviti Acquisition II Limited Partnership ("ACA II LP"), 918,209 shares which were directly owned by Advent International GPE VI-C Limited Partnership ("AI GPE VI-C"), 875,864 shares which were directly owned by Advent International GPE VI-D Limited Partnership ("AI GPE VI-D"), 2,215,460 shares which were directly owned by Advent International GPE VI-E Limited Partnership ("AI GPE VI-E"), 651,453 shares which were directly owned by Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008"), TO BE CONTINUED IN NEXT FOOTNOTE F3: CONTINUTED FROM PREVIOUS FOOTNOTE: 19,762 shares which were directly owned by Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009"), 46,608 shares which were directly owned by Advent Partners GPE VI 2010 Limited Partnership ("AP GPE VI 2010"), 51,762 shares which were directly owned by Advent Partners GPE VI-A 2010 Limited Partnership ("AP GPE VI-A 2010") and 58,043 shares which were directly owned by Advent Partners GPE VI-A Limited Partnership ("AP GPE VI-A"). F4: Advent International Corporation ("AIC") is the manager of Advent International LLC ("AILLC"), which is the general partner of each of GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP"), AP GPE VI 2008, AP GPE VI 2009, AP GPE VI 2010, AP GPE VI-A and AP GPE VI-A 2010 (AP GPE VI 2008, AP GPE VI 2009, AP GPE VI 2010, AP GPE VI-A and AP GPE VI-A 2010 are collectively the "AP Funds"). F5: Advent-Cotiviti GP Corporation ("AC GP") is the general partner of ACA LP and ACA II LP. Advent International GPE VI Limited Partnership ("AI GPE VI"), Advent International GPE VI-A Limited Partnership ("AI GPE VI-A"), Advent International GPE VI-B Limited Partnership ("AI GPE VI-B"), Advent International GPE VI-F Limited Partnership ("AI GPE VI-F") and Advent International GPE VI-G Limited Partnership ("AI GPE VI-G" and, together with AI GPE VI, AI GPE VI-A, AI GPE VI-B and AI GPE VI-F, the "GPE VI GP Funds") collectively own 100% of AC GP. AI GPE VI owns 100% of the limited partnership interests in ACA LP and the other GPE VI GP Funds collectively own 100% of the limited partnership interests in ACA II LP. F6: GPE VI GP is the general partner of the GPE VI GP Funds. GPE VI (DE) GP is the general partner of AI GPE VI-C, AI GPE VI-D and AI GPE VI-E (collectively, the "GPE VI (DE) GP Funds" and together with the GPE VI GP Funds and the AP Funds, the "Advent Funds"). F7: Each of AIC, AILLC, GPE VI GP, GPE VI (DE) GP, ACA LP, ACA II LP, AC GP and the Advent Funds are referred to herein as the "Reporting Persons". Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Verscend Technologies, Inc., Rey Merger Sub, Inc. and Cotiviti Holdings, Inc. (the "Issuer") dated as of June 19, 2018. At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each share of outstanding Issuer common stock immediately prior to the Effective Time was cancelled in exchange for $44.75 per share.
F2: Represents 17,778,618 shares which were held directly by Advent-Cotiviti Acquisition Limited Partnership ("ACA LP"), 18,817,920 shares which were held directly by Advent-Cotiviti Acquisition II Limited Partnership ("ACA II LP"), 918,209 shares which were directly owned by Advent International GPE VI-C Limited Partnership ("AI GPE VI-C"), 875,864 shares which were directly owned by Advent International GPE VI-D Limited Partnership ("AI GPE VI-D"), 2,215,460 shares which were directly owned by Advent International GPE VI-E Limited Partnership ("AI GPE VI-E"), 651,453 shares which were directly owned by Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008"), TO BE CONTINUED IN NEXT FOOTNOTE
F3: CONTINUTED FROM PREVIOUS FOOTNOTE: 19,762 shares which were directly owned by Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009"), 46,608 shares which were directly owned by Advent Partners GPE VI 2010 Limited Partnership ("AP GPE VI 2010"), 51,762 shares which were directly owned by Advent Partners GPE VI-A 2010 Limited Partnership ("AP GPE VI-A 2010") and 58,043 shares which were directly owned by Advent Partners GPE VI-A Limited Partnership ("AP GPE VI-A").
F4: Advent International Corporation ("AIC") is the manager of Advent International LLC ("AILLC"), which is the general partner of each of GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP"), AP GPE VI 2008, AP GPE VI 2009, AP GPE VI 2010, AP GPE VI-A and AP GPE VI-A 2010 (AP GPE VI 2008, AP GPE VI 2009, AP GPE VI 2010, AP GPE VI-A and AP GPE VI-A 2010 are collectively the "AP Funds").
F5: Advent-Cotiviti GP Corporation ("AC GP") is the general partner of ACA LP and ACA II LP. Advent International GPE VI Limited Partnership ("AI GPE VI"), Advent International GPE VI-A Limited Partnership ("AI GPE VI-A"), Advent International GPE VI-B Limited Partnership ("AI GPE VI-B"), Advent International GPE VI-F Limited Partnership ("AI GPE VI-F") and Advent International GPE VI-G Limited Partnership ("AI GPE VI-G" and, together with AI GPE VI, AI GPE VI-A, AI GPE VI-B and AI GPE VI-F, the "GPE VI GP Funds") collectively own 100% of AC GP. AI GPE VI owns 100% of the limited partnership interests in ACA LP and the other GPE VI GP Funds collectively own 100% of the limited partnership interests in ACA II LP.
F6: GPE VI GP is the general partner of the GPE VI GP Funds. GPE VI (DE) GP is the general partner of AI GPE VI-C, AI GPE VI-D and AI GPE VI-E (collectively, the "GPE VI (DE) GP Funds" and together with the GPE VI GP Funds and the AP Funds, the "Advent Funds").
F7: Each of AIC, AILLC, GPE VI GP, GPE VI (DE) GP, ACA LP, ACA II LP, AC GP and the Advent Funds are referred to herein as the "Reporting Persons". Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
First Watch Restaurant Group, Inc.
Report date September 08, 2025 · Filed September 10, 2025
Jointly reported with ADVENT INTERNATIONAL GP, LLC
Section 16 reporting ended · disclosed 2025-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,289,784 |
Reported balance
After 2025-09-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-09-08 · Sale · Disposed 4,400,000 · Balance 5,289,784 F1: See Exhibit 99.1 for text of footnote (1). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
Intuitive Machines, Inc.
Report date July 28, 2026 · Filed July 29, 2026
Jointly reported with ADVENT INTERNATIONAL GP, LLC, Galileo TopCo, Inc.
Section 16 reporting ended · disclosed 2026-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 11,495,514 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 11,495,514 · Balance 11,495,514 F1: The reported securities are directly held by Galileo TopCo, Inc. ("Galileo"), after giving effect to a distribution for no consideration to Galileo by Vantor Holdings Inc., which is indirectly owned 100% by Galileo. Investment funds affiliated with Advent International, L.P., and its general partner, Advent International GP, LLC, (together, "Advent") indirectly hold 78% of the equity in Galileo and, as such, Advent and its affiliated investment funds may be deemed to beneficially own the reported securities directly held by Galileo, but disclaim such beneficial ownership, except to the extent of their pecuniary interests therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly held by Galileo TopCo, Inc. ("Galileo"), after giving effect to a distribution for no consideration to Galileo by Vantor Holdings Inc., which is indirectly owned 100% by Galileo. Investment funds affiliated with Advent International, L.P., and its general partner, Advent International GP, LLC, (together, "Advent") indirectly hold 78% of the equity in Galileo and, as such, Advent and its affiliated investment funds may be deemed to beneficially own the reported securities directly held by Galileo, but disclaim such beneficial ownership, except to the extent of their pecuniary interests therein, if any.
NCS Multistage Holdings, Inc.
Report date September 01, 2026 · Filed September 01, 2026
Jointly reported with ADVENT INTERNATIONAL GP, LLC, Advent-NCS Acquisition Limited Partnership
Section 16 reporting ended · disclosed 2026-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2026-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-01 · Sale · Disposed 1,478,426 · Balance 0 F1: The reported securities were disposed of in connection with the consummation of a merger of the Issuer into a wholly-owned subsidiary of Weatherford International plc, for aggregate consideration of $19,666,839.72 in cash and 357,159 ordinary shares of Weatherford International plc. F2: The reported amount gives effect to a 1-for-20 reverse stock split on December 1, 2020. F3: The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (together, "Advent" and the "Investment Committee," respectively). Such Investment Committee has voting and investment power with respect to the securities that were directly held by Advent-NCS Acquisition Limited Partnership on behalf of various funds and accounts managed by Advent (which may have been included on prior Statements filed with respect to the Issuer). Accordingly, Advent International, L.P. and Advent International GP, LLC may each be deemed to beneficially own the securities directly held by Advent-NCS Acquisition Limited Partnership. Each of the Reporting Persons disclaim such beneficial ownership, except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were disposed of in connection with the consummation of a merger of the Issuer into a wholly-owned subsidiary of Weatherford International plc, for aggregate consideration of $19,666,839.72 in cash and 357,159 ordinary shares of Weatherford International plc.
F2: The reported amount gives effect to a 1-for-20 reverse stock split on December 1, 2020.
F3: The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (together, "Advent" and the "Investment Committee," respectively). Such Investment Committee has voting and investment power with respect to the securities that were directly held by Advent-NCS Acquisition Limited Partnership on behalf of various funds and accounts managed by Advent (which may have been included on prior Statements filed with respect to the Issuer). Accordingly, Advent International, L.P. and Advent International GP, LLC may each be deemed to beneficially own the securities directly held by Advent-NCS Acquisition Limited Partnership. Each of the Reporting Persons disclaim such beneficial ownership, except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or any other purpose.
OLAPLEX HOLDINGS, INC.
Report date July 07, 2026 · Filed July 07, 2026
Jointly reported with Advent Partners GPE IX Limited Partnership, Advent Partners GPE IX-A Limited Partnership, Advent Partners GPE IX Cayman Limited Partnership, Advent Partners GPE IX-A Cayman Limited Partnership, Advent Partners GPE IX-B Cayman Limited Partnership, AP GPE IX GP Limited Partnership, Advent International GPE IX, LLC
Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2026-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-07 · Other · Disposed 499,468,771 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
Party City Holdco Inc.
Report date December 22, 2017 · Filed December 27, 2017
Jointly reported with Advent-Party City Acquisition Limited Partnership, GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, ADVENT INTERNATIONAL LLC
Section 16 reporting ended · disclosed 2017-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2017-12-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-12-22 · Sale · Disposed 19,841,694 · Balance 0 F1: The shares of common stock of the Issuer were sold in connection with a stock purchase agreement by and between the Issuer and the Advent-Party City Acquisition Limited Partnership ("ACPA") pursuant to which the Issuer repurchased the shares. Following the repurchase, ACPA no longer holds any shares of the Issuer. F2: APCA directly held the shares of common stock of the Issuer prior to the transaction being reported. The Advent Funds (as defined below) directly own all of the partnership interests in APCA. APCA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". F3: AIC is the manager of AILLC, which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities"). F4: GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds"). F5: GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds"). |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock of the Issuer were sold in connection with a stock purchase agreement by and between the Issuer and the Advent-Party City Acquisition Limited Partnership ("ACPA") pursuant to which the Issuer repurchased the shares. Following the repurchase, ACPA no longer holds any shares of the Issuer.
F2: APCA directly held the shares of common stock of the Issuer prior to the transaction being reported. The Advent Funds (as defined below) directly own all of the partnership interests in APCA. APCA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons".
F3: AIC is the manager of AILLC, which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities").
F4: GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds").
F5: GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds").
Sovos Brands, Inc.
Report date March 12, 2024 · Filed March 14, 2024
Jointly reported with Advent International GPE VIII-J Limited Partnership, GPE VIII GP S.a.r.l., Advent International GPE VIII-A Limited Partnership, Advent International GPE VIII-E Limited Partnership, Advent International GPE VIII-G Limited Partnership, Advent International GPE VIII-K Limited Partnership, Advent International GPE VIII-L Limited Partnership, GPE VIII GP Limited Partnership, Advent Partners GPE VIII Limited Partnership
Section 16 reporting ended · disclosed 2024-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2024-03-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-12 · Disposition to issuer · Disposed 43,361,053 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
Syneos Health, Inc.
Report date June 07, 2021 · Filed June 09, 2021
Jointly reported with Advent International GPE VII-D Limited Partnership, Advent International GPE VII-F Limited Partnership, Advent International GPE VII-G Limited Partnership
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 273,821 |
Reported balance
After 2021-06-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-07 · Sale · Disposed 6,033,668 · Balance 273,821 F1: See Exhibit 99.1 for text of footnote (1). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2021-06-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-07 · Sale · Disposed 273,821 · Balance 0 F3: See Exhibit 99.1 for text of footnote (3). F2: See Exhibit 99.1 for text of footnote (2). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
TransUnion
Report date May 02, 2017 · Filed May 04, 2017
Jointly reported with GPE VI GP (Delaware) Limited Partnership, Advent-TransUnion Acquisition Limited Partnership, GPE VI GP Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership
Section 16 reporting ended · disclosed 2017-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 15,707,314 |
Reported balance
After 2017-05-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-02 · Sale · Disposed 11,027,445 · Balance 15,707,314 F1: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 15,707,314 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VID Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016.
F2: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 15,707,314 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
F3: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds").
F4: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VID Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds").
F5: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds").
lululemon athletica inc.
Report date June 07, 2018 · Filed June 12, 2018
Jointly reported with Advent International GPE VII-G Limited Partnership, Advent International GPE VII-A Limited Partnership, Advent International GPE VII-E Limited Partnership, Advent International GPE VII-H Limited Partnership
Section 16 reporting ended · disclosed 2018-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 10,105,279 |
Reported balance
After 2018-06-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-06-07 · Sale · Disposed 10,000,000 · Balance 10,105,279 F1: Represents shares of Common Stock held directly and sold by: (a) Advent Puma Acquisition Limited ("APAL") (9,703,920 shares); and each of the following entities (a "Specified Advent Fund") - Advent Partners GPE VII-A Limited Partnership (10,651 shares); Advent Partners GPE VII-A Cayman Limited Partnership (25,640 shares); Advent Partners GPE VII-B Cayman Limited Partnership (105,751 shares); Advent Partners GPE VII 2014 Limited Partnership (6,120 shares); Advent Partners GPE VII 2014 Cayman Limited Partnership (17,400 shares); Advent Partners GPE VII-A 2014 Limited Partnership (16,851 shares); Advent Partners GPE VII-A 2014 Cayman Limited Partnership (12,270 shares); Advent Partners GPE VII Limited Partnership (4,451 shares); and Advent Partners GPE VII Cayman Limited Partnership (96,946 shares). F2: Following the reported transaction, the shares of Common Stock were directly owned by: APAL (9,806,083 shares); Advent Partners GPE VII-A Limited Partnership (10,761 shares); Advent Partners GPE VII-A Cayman Limited Partnership (25,910 shares); Advent Partners GPE VII-B Cayman Limited Partnership (106,862 shares); Advent Partners GPE VII 2014 Limited Partnership (6,184 shares); Advent Partners GPE VII 2014 Cayman Limited Partnership (17,583 shares); Advent Partners GPE VII-A 2014 Limited Partnership (17,026 shares); Advent Partners GPE VII-A 2014 Cayman Limited Partnership (12,399 shares); Advent Partners GPE VII Limited Partnership (4,496 shares); and Advent Partners GPE VII Cayman Limited Partnership (97,975 shares). The owners of APAL are the Advent Funds (as defined below) other than than the Specified Advent Funds. F3: APAL, together with Advent International Corporation ("AIC") and the Advent Funds are referred to herein as the "Reporting Persons." The shares directly owned by APAL or by any Specified Advent Fund may be deemed indirectly owned by other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F4: AIC is the Manager of Advent International GPE VII, LLC ("AIGPE VII LLC") which in turn is the General Partner of the following entities (together with AIGPE VII LLC, the "Advent VII Funds"): Advent Partners GPE VII Limited Partnership; Advent Partners GPE VII Cayman Limited Partnership; Advent Partners GPE VII-A Limited Partnership; Advent Partners GPE VII-A Cayman Limited Partnership; Advent Partners GPE VII-B Cayman Limited Partnership; Advent Partners GPE VII 2014 Limited Partnership; Advent Partners GPE VII 2014 Cayman Limited Partnership; Advent Partners GPE VII-A 2014 Limited Partnership; Advent Partners GPE VII-A 2014 Cayman Limited Partnership; GPE VII GP (Delaware) Limited Partnership ("GPEVII GP (Del)"); and GPE VII GP Limited Partnership ("GPEVII GP"). F5: GPEVII GP (Del) is the General Partner of the following entities (together, the "Advent Del Funds"): Advent International GPE VII Limited Partnership; Advent International GPE VII-B Limited Partnership; Advent International GPE VII-C Limited Partnership; Advent International GPE VII-D Limited Partnership; Advent International GPE VII-F Limited Partnership; and Advent International GPE VII-G Limited Partnership. GPEVII GP is the General Partner of the following entities (the "GPE VII GP Funds" and together with the Advent VII Funds and the Advent Del Funds, the "Advent Funds"): Advent International GPE VII-A Limited Partnership; Advent International GPE VII-E Limited Partnership; and Advent International GPE VII-H Limited Partnership. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock held directly and sold by: (a) Advent Puma Acquisition Limited ("APAL") (9,703,920 shares); and each of the following entities (a "Specified Advent Fund") - Advent Partners GPE VII-A Limited Partnership (10,651 shares); Advent Partners GPE VII-A Cayman Limited Partnership (25,640 shares); Advent Partners GPE VII-B Cayman Limited Partnership (105,751 shares); Advent Partners GPE VII 2014 Limited Partnership (6,120 shares); Advent Partners GPE VII 2014 Cayman Limited Partnership (17,400 shares); Advent Partners GPE VII-A 2014 Limited Partnership (16,851 shares); Advent Partners GPE VII-A 2014 Cayman Limited Partnership (12,270 shares); Advent Partners GPE VII Limited Partnership (4,451 shares); and Advent Partners GPE VII Cayman Limited Partnership (96,946 shares).
F2: Following the reported transaction, the shares of Common Stock were directly owned by: APAL (9,806,083 shares); Advent Partners GPE VII-A Limited Partnership (10,761 shares); Advent Partners GPE VII-A Cayman Limited Partnership (25,910 shares); Advent Partners GPE VII-B Cayman Limited Partnership (106,862 shares); Advent Partners GPE VII 2014 Limited Partnership (6,184 shares); Advent Partners GPE VII 2014 Cayman Limited Partnership (17,583 shares); Advent Partners GPE VII-A 2014 Limited Partnership (17,026 shares); Advent Partners GPE VII-A 2014 Cayman Limited Partnership (12,399 shares); Advent Partners GPE VII Limited Partnership (4,496 shares); and Advent Partners GPE VII Cayman Limited Partnership (97,975 shares). The owners of APAL are the Advent Funds (as defined below) other than than the Specified Advent Funds.
F3: APAL, together with Advent International Corporation ("AIC") and the Advent Funds are referred to herein as the "Reporting Persons." The shares directly owned by APAL or by any Specified Advent Fund may be deemed indirectly owned by other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4: AIC is the Manager of Advent International GPE VII, LLC ("AIGPE VII LLC") which in turn is the General Partner of the following entities (together with AIGPE VII LLC, the "Advent VII Funds"): Advent Partners GPE VII Limited Partnership; Advent Partners GPE VII Cayman Limited Partnership; Advent Partners GPE VII-A Limited Partnership; Advent Partners GPE VII-A Cayman Limited Partnership; Advent Partners GPE VII-B Cayman Limited Partnership; Advent Partners GPE VII 2014 Limited Partnership; Advent Partners GPE VII 2014 Cayman Limited Partnership; Advent Partners GPE VII-A 2014 Limited Partnership; Advent Partners GPE VII-A 2014 Cayman Limited Partnership; GPE VII GP (Delaware) Limited Partnership ("GPEVII GP (Del)"); and GPE VII GP Limited Partnership ("GPEVII GP").
F5: GPEVII GP (Del) is the General Partner of the following entities (together, the "Advent Del Funds"): Advent International GPE VII Limited Partnership; Advent International GPE VII-B Limited Partnership; Advent International GPE VII-C Limited Partnership; Advent International GPE VII-D Limited Partnership; Advent International GPE VII-F Limited Partnership; and Advent International GPE VII-G Limited Partnership. GPEVII GP is the General Partner of the following entities (the "GPE VII GP Funds" and together with the Advent VII Funds and the Advent Del Funds, the "Advent Funds"): Advent International GPE VII-A Limited Partnership; Advent International GPE VII-E Limited Partnership; and Advent International GPE VII-H Limited Partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2023 Filed Nov 15, 2023 21:03 UTC | CCC Intelligent Solutions Holdings Inc. CCCS · Entity 4014 | SaleCommon Stock | 50,888,780 | $10.11 | $514,297,277.31 |
DisclosureSEC source: 0001140361-23-053426 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL, L.P. · CIK 0001034196 · Director · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · Director · 10% owner Cypress Investor Holdings, LP · CIK 0001877688 · Director · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · Director · 10% owner GPE VIII CCC Co-Investment (Delaware) Limited Partnership · CIK 0001703363 · Director · 10% owner Cypress Investment GP, LLC · CIK 0001877315 · Director · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · Director · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · Director · 10% owner ADVENT INTERNATIONAL GP, LLC · CIK 0001984045 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 209,609,459 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:03 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 450,000 | $16.42 | $7,390,800.00 |
DisclosureSEC source: 0001140361-23-033443 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL, L.P. · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner ADVENT INTERNATIONAL GP, LLC · CIK 0001984045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,089,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:02 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 450,000 | $16.42 | $7,390,800.00 |
DisclosureSEC source: 0001140361-23-033442 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL, L.P. · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,089,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:01 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 450,000 | $16.42 | $7,390,800.00 |
DisclosureSEC source: 0001140361-23-033441 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL, L.P. · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,089,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:08 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 3,000,000 | $16.42 | $49,272,000.00 |
DisclosureSEC source: 0001140361-23-030106 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:06 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 3,000,000 | $16.42 | $49,272,000.00 |
DisclosureSEC source: 0001140361-23-030103 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:04 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 3,000,000 | $16.42 | $49,272,000.00 |
DisclosureSEC source: 0001140361-23-030101 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 34,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 19, 2023 Filed May 19, 2023 16:08 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,500,000 | $17.30 | $25,950,000.00 |
DisclosureSEC source: 0001140361-23-025746 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Noosa Holdco, L.P. · CIK 0001884384 · 10% owner Noosa GP, Inc. · CIK 0001883910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 44,764,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F6 · shares: See Exhibit 99.1 for text of footnote (6). F1 · price: See Exhibit 99.1 for text of footnote (1). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 19, 2023 Filed May 19, 2023 20:04 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,500,000 | $17.30 | $25,950,000.00 |
DisclosureSEC source: 0001140361-23-025740 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 44,764,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F6 · shares: See Exhibit 99.1 for text of footnote (6). F1 · price: See Exhibit 99.1 for text of footnote (1). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 19, 2023 Filed May 19, 2023 20:01 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,500,000 | $17.30 | $25,950,000.00 |
DisclosureSEC source: 0001140361-23-025738 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 44,764,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F6 · shares: See Exhibit 99.1 for text of footnote (6). F1 · price: See Exhibit 99.1 for text of footnote (1). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:34 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,025,000 | $15.47 | $62,266,750.00 |
DisclosureSEC source: 0001140361-23-026013 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 37,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:32 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,025,000 | $15.47 | $62,266,750.00 |
DisclosureSEC source: 0001140361-23-026012 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 37,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:31 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,025,000 | $15.47 | $62,266,750.00 |
DisclosureSEC source: 0001140361-23-026010 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 37,539,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 17, 2023 Filed May 19, 2023 16:08 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 9,650,000 | $17.30 | $166,945,000.00 |
DisclosureSEC source: 0001140361-23-025746 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Noosa Holdco, L.P. · CIK 0001884384 · 10% owner Noosa GP, Inc. · CIK 0001883910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 46,264,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:04 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 9,650,000 | $17.30 | $166,945,000.00 |
DisclosureSEC source: 0001140361-23-025740 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 46,264,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:01 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 9,650,000 | $17.30 | $166,945,000.00 |
DisclosureSEC source: 0001140361-23-025738 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 46,264,243 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:36 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 675,000 | $14.80 | $9,991,687.50 |
DisclosureSEC source: 0001140361-22-036826 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VII-B Cayman Limited Partnership · CIK 0001563878 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 41,564,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:34 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 675,000 | $14.80 | $9,991,687.50 |
DisclosureSEC source: 0001140361-22-036825 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 41,564,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:32 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 675,000 | $14.80 | $9,991,687.50 |
DisclosureSEC source: 0001140361-22-036823 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 41,564,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,500,000 | $14.80 | $66,611,250.00 |
DisclosureSEC source: 0001140361-22-034283 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 42,239,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,500,000 | $14.80 | $66,611,250.00 |
DisclosureSEC source: 0001140361-22-034284 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 42,239,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | SaleCommon Stock | 4,500,000 | $14.80 | $66,611,250.00 |
DisclosureSEC source: 0001140361-22-034282 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 42,239,784 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 16:16 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,275,000 | $13.37 | $17,046,750.00 |
DisclosureSEC source: 0001140361-22-030744 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Noosa Holdco, L.P. · CIK 0001884384 · 10% owner Noosa GP, Inc. · CIK 0001883910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 56,265,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:16 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,275,000 | $13.37 | $17,046,750.00 |
DisclosureSEC source: 0001140361-22-030743 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 56,265,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:15 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 1,275,000 | $13.37 | $17,046,750.00 |
DisclosureSEC source: 0001140361-22-030742 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 56,265,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:31 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 8,500,000 | $13.37 | $113,645,000.00 |
DisclosureSEC source: 0001140361-22-030103 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner Noosa Holdco, L.P. · CIK 0001884384 · 10% owner Noosa GP, Inc. · CIK 0001883910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 57,540,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:31 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 8,500,000 | $13.37 | $113,645,000.00 |
DisclosureSEC source: 0001140361-22-030102 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 57,540,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:31 UTC | Sovos Brands, Inc. SOVO · Entity 92984 | SaleCommon Stock | 8,500,000 | $13.37 | $113,645,000.00 |
DisclosureSEC source: 0001140361-22-030101 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 57,540,129 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:16 UTC | CCC Intelligent Solutions Holdings Inc. CCCS · Entity 4014 | SaleCommon Stock | 4,258,699 | $9.28 | $39,520,726.72 |
DisclosureSEC source: 0001140361-22-014382 · form4.xml · nonDerivative · entry 3 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · Director · 10% owner Cypress Investor Holdings, LP · CIK 0001877688 · Director · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · Director · 10% owner GPE VIII CCC Co-Investment (Delaware) Limited Partnership · CIK 0001703363 · Director · 10% owner Cypress Investment GP, LLC · CIK 0001877315 · Director · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · Director · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 86,391,466 F1 · kind: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:16 UTC | CCC Intelligent Solutions Holdings Inc. CCCS · Entity 4014 | SaleCommon Stock | 406,142 | $9.28 | $3,768,997.76 |
DisclosureSEC source: 0001140361-22-014382 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · Director · 10% owner Cypress Investor Holdings, LP · CIK 0001877688 · Director · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · Director · 10% owner GPE VIII CCC Co-Investment (Delaware) Limited Partnership · CIK 0001703363 · Director · 10% owner Cypress Investment GP, LLC · CIK 0001877315 · Director · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · Director · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 8,238,944 F1 · kind: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:16 UTC | CCC Intelligent Solutions Holdings Inc. CCCS · Entity 4014 | SaleCommon Stock | 12,841,354 | $9.28 | $119,167,765.12 |
DisclosureSEC source: 0001140361-22-014382 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · Director · 10% owner Cypress Investor Holdings, LP · CIK 0001877688 · Director · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · Director · 10% owner GPE VIII CCC Co-Investment (Delaware) Limited Partnership · CIK 0001703363 · Director · 10% owner Cypress Investment GP, LLC · CIK 0001877315 · Director · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · Director · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 260,498,239 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:17 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | OtherClass A Common Stock, par value $0.0001 per share | 2,270,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048382 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Wilco Acquisition, LP · CIK 0001867101 · 10% owner Wilco GP, Inc. · CIK 0001867878 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 560,979 F1 · kind: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 22:18 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | OtherClass A Common Stock, par value $0.0001 per share | 127,468,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046230 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Wilco Acquisition, LP · CIK 0001867101 · 10% owner Wilco GP, Inc. · CIK 0001867878 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,831,603 F1 · kind: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 22:00 UTC | Definitive Healthcare Corp. DH · Entity 1538 | Disposition to issuerClass A Common Stock | 2,102,873 | $34.74 | $73,053,808.02 |
DisclosureSEC source: 0001140361-21-039395 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner GPE IX GP Limited Partnership · CIK 0001882492 · Director · 10% owner GPE IX GP S.a.r.l. · CIK 0001882491 · Director · 10% owner AP GPE IX GP Limited Partnership · CIK 0001775805 · Director · 10% owner Advent International GPE IX, LLC · CIK 0001882501 · Director · 10% owner Advent Global Technology Limited Partnership · CIK 0001780378 · Director · 10% owner Advent Global Technology-B Limited Partnership · CIK 0001780379 · Director · 10% owner Advent Global Technology-C Limited Partnership · CIK 0001780380 · Director · 10% owner Advent Global Technology-D Limited Partnership · CIK 0001780381 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 62,493,676 F1 · shares: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 22:00 UTC | Definitive Healthcare Corp. DH · Entity 1538 | Disposition to issuerClass A Common Stock | 2,102,873 | $34.74 | $73,053,808.02 |
DisclosureSEC source: 0001140361-21-039397 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Sunley House Capital Master Limited Partnership · CIK 0001640935 · Director · 10% owner Sunley House Capital GP LP · CIK 0001880342 · Director · 10% owner SUNLEY HOUSE CAPITAL GP LLC · CIK 0001741919 · Director · 10% owner SUNLEY HOUSE CAPITAL MANAGEMENT LLC · CIK 0001741922 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 62,493,676 F1 · shares: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 22:00 UTC | Definitive Healthcare Corp. DH · Entity 1538 | Disposition to issuerClass A Common Stock | 2,102,873 | $34.74 | $73,053,808.02 |
DisclosureSEC source: 0001140361-21-039396 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent Global Technology-A SCSp · CIK 0001780382 · Director · 10% owner Advent Partners AGT Limited Partnership · CIK 0001788647 · Director · 10% owner Advent Partners AGT-A Limited Partnership · CIK 0001788658 · Director · 10% owner Advent Partners AGT Cayman Limited Partnership · CIK 0001788540 · Director · 10% owner Advent Global Technology Strategic Investors Limited Partnership · CIK 0001780669 · Director · 10% owner Advent Global Technology GP Limited Partnership · CIK 0001882380 · Director · 10% owner Advent Global Technology GP S.a.r.l. · CIK 0001882259 · Director · 10% owner AP AGT GP Limited Partnership · CIK 0001882493 · Director · 10% owner Advent Global Technology LLC · CIK 0001882505 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 62,493,676 F1 · shares: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 22:00 UTC | Definitive Healthcare Corp. DH · Entity 1538 | Disposition to issuerClass A Common Stock | 2,102,873 | $34.74 | $73,053,808.02 |
DisclosureSEC source: 0001140361-21-039394 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE IX-A SCSp · CIK 0001774562 · Director · 10% owner Advent International GPE IX-D SCSp · CIK 0001774557 · Director · 10% owner Advent International GPE IX-E SCSp · CIK 0001774631 · Director · 10% owner Advent International GPE IX Strategic Investors SCSp · CIK 0001775900 · Director · 10% owner Advent Partners GPE IX Limited Partnership · CIK 0001775787 · Director · 10% owner Advent Partners GPE IX-A Limited Partnership · CIK 0001775797 · Director · 10% owner Advent Partners GPE IX Cayman Limited Partnership · CIK 0001775790 · Director · 10% owner Advent Partners GPE IX-A Cayman Limited Partnership · CIK 0001775788 · Director · 10% owner Advent Partners GPE IX-B Cayman Limited Partnership · CIK 0001775789 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 62,493,676 F1 · shares: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 22:00 UTC | Definitive Healthcare Corp. DH · Entity 1538 | Disposition to issuerClass A Common Stock | 2,102,873 | $34.74 | $73,053,808.02 |
DisclosureSEC source: 0001140361-21-039393 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE IX Limited Partnership · CIK 0001774610 · Director · 10% owner Advent International GPE IX-B Limited Partnership · CIK 0001774614 · Director · 10% owner Advent International GPE IX-C Limited Partnership · CIK 0001774608 · Director · 10% owner Advent International GPE IX-F Limited Partnership · CIK 0001774607 · Director · 10% owner Advent International GPE IX-G Limited Partnership · CIK 0001774606 · Director · 10% owner Advent International GPE IX-H Limited Partnership · CIK 0001774605 · Director · 10% owner Advent International GPE IX-I Limited Partnership · CIK 0001774604 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 62,493,676 F1 · shares: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 23:02 UTC | OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 | SaleCommon Stock | 10,306,655 | $19.90 | $205,076,667.86 |
DisclosureSEC source: 0001140361-21-034400 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent Partners GPE IX Limited Partnership · CIK 0001775787 · Director · 10% owner Advent Partners GPE IX-A Limited Partnership · CIK 0001775797 · Director · 10% owner Advent Partners GPE IX Cayman Limited Partnership · CIK 0001775790 · Director · 10% owner Advent Partners GPE IX-A Cayman Limited Partnership · CIK 0001775788 · Director · 10% owner Advent Partners GPE IX-B Cayman Limited Partnership · CIK 0001775789 · Director · 10% owner AP GPE IX GP Limited Partnership · CIK 0001775805 · Director · 10% owner Advent International GPE IX, LLC · CIK 0001882501 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 499,468,771 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 23:02 UTC | OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 | SaleCommon Stock | 10,306,655 | $19.90 | $205,076,667.86 |
DisclosureSEC source: 0001140361-21-034399 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE IX-A SCSp · CIK 0001774562 · Director · 10% owner Advent International GPE IX-D SCSp · CIK 0001774557 · Director · 10% owner Advent International GPE IX-E SCSp · CIK 0001774631 · Director · 10% owner Advent International GPE IX Strategic Investors SCSp · CIK 0001775900 · Director · 10% owner GPE IX GP S.a.r.l. · CIK 0001882491 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 499,468,771 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 23:02 UTC | OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 | SaleCommon Stock | 10,306,655 | $19.90 | $205,076,667.86 |
DisclosureSEC source: 0001140361-21-034398 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · Director · 10% owner Advent International GPE IX Limited Partnership · CIK 0001774610 · Director · 10% owner Advent International GPE IX-B Limited Partnership · CIK 0001774614 · Director · 10% owner Advent International GPE IX-C Limited Partnership · CIK 0001774608 · Director · 10% owner Advent International GPE IX-F Limited Partnership · CIK 0001774607 · Director · 10% owner Advent International GPE IX-G Limited Partnership · CIK 0001774606 · Director · 10% owner Advent International GPE IX-H Limited Partnership · CIK 0001774605 · Director · 10% owner Advent International GPE IX-I Limited Partnership · CIK 0001774604 · Director · 10% owner GPE IX GP Limited Partnership · CIK 0001882492 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 499,468,771 F1 · kind: See Exhibit 99.1 for text of footnote (1). F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionPreferred Stock · Derivative | 266,667.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034057 · form4.xml · derivative · entry 4 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Common Stock · 3,156,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F1 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (1). F1 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | OtherCommon Stock | 48,170,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034057 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionCommon Stock | 3,156,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034057 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII-I Limited Partnership · CIK 0001664748 · 10% owner Advent International GPE VIII-J Limited Partnership · CIK 0001665372 · 10% owner GPE VIII GP S.a.r.l. · CIK 0001764293 · 10% owner Advent International GPE VIII-A Limited Partnership · CIK 0001664594 · 10% owner Advent International GPE VIII-E Limited Partnership · CIK 0001664585 · 10% owner Advent International GPE VIII-G Limited Partnership · CIK 0001664583 · 10% owner Advent International GPE VIII-K Limited Partnership · CIK 0001665371 · 10% owner Advent International GPE VIII-L Limited Partnership · CIK 0001665977 · 10% owner GPE VIII GP Limited Partnership · CIK 0001714525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 48,170,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionPreferred Stock · Derivative | 266,667.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034058 · form4.xml · derivative · entry 4 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner AI Fresh Holdings Limited Partnership · CIK 0001885842 · 10% owner AI Fresh Topco GP, LLC · CIK 0001885844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Common Stock · 3,156,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F1 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (1). F1 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | OtherCommon Stock | 48,170,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034058 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner AI Fresh Holdings Limited Partnership · CIK 0001885842 · 10% owner AI Fresh Topco GP, LLC · CIK 0001885844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionCommon Stock | 3,156,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034058 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent Partners GPE VIII Limited Partnership · CIK 0001676941 · 10% owner Advent Partners GPE VIII Cayman Limited Partnership · CIK 0001676968 · 10% owner Advent Partners GPE VIII-A Limited Partnership · CIK 0001676961 · 10% owner Advent Partners GPE VIII-A Cayman Limited Partnership · CIK 0001677055 · 10% owner Advent Partners GPE VIII-B Cayman Limited Partnership · CIK 0001677005 · 10% owner AP GPE VIII GP Limited Partnership · CIK 0001714513 · 10% owner Advent International GPE VIII, LLC · CIK 0001713142 · 10% owner AI Fresh Holdings Limited Partnership · CIK 0001885842 · 10% owner AI Fresh Topco GP, LLC · CIK 0001885844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 48,170,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionPreferred Stock · Derivative | 266,667.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034056 · form4.xml · derivative · entry 4 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 Underlying: Common Stock · 3,156,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F1 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (1). F1 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | OtherCommon Stock | 48,170,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034056 · form4.xml · nonDerivative · entry 2 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:16 UTC | First Watch Restaurant Group, Inc. FWRG · Entity 5170 | ConversionCommon Stock | 3,156,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034056 · form4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent International GPE VIII Limited Partnership · CIK 0001664596 · 10% owner Advent International GPE VIII-B-1 Limited Partnership · CIK 0001665956 · 10% owner Advent International GPE VIII-B-2 Limited Partnership · CIK 0001665962 · 10% owner Advent International GPE VIII-B-3 Limited Partnership · CIK 0001665974 · 10% owner Advent International GPE VIII-B Limited Partnership · CIK 0001664592 · 10% owner Advent International GPE VIII-C Limited Partnership · CIK 0001664591 · 10% owner Advent International GPE VIII-D Limited Partnership · CIK 0001664766 · 10% owner Advent International GPE VIII-F Limited Partnership · CIK 0001664584 · 10% owner Advent International GPE VIII-H Limited Partnership · CIK 0001664582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 48,170,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.