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Hummer Ryan

Disclosed activity across 1 company

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17948
SEC CIK
0001700226

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Latest disclosed role at each company.

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Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NCS Multistage Holdings, Inc.

Report date September 01, 2026 · Filed September 01, 2026

Section 16 reporting ended · disclosed 2026-09-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Disposition to issuer · Disposed 48,389 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger ("Merger Agreement"), dated May 31, 2026, by and among Weatherford International plc ("Parent"), Trinity Bell Sub, Inc. and NCS Multistage Holdings, Inc. (the "Company"), immediately prior to the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share ("Common Stock"), was canceled and converted into the right to receive, at the Reporting Person's election: (i) 0.5537 ordinary shares, par value $0.001 per share, of Parent ("Parent Ordinary Shares"); or (ii) a combination of (A) cash in an amount equal to the product of (x) 0.1371 and (y) the closing price for the Parent Ordinary Shares on the Nasdaq Global Select Market on August 31, 2026, subject to a maximum cash election amount; and (B) 0.2392 Parent Ordinary Shares.

Equivalent Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Disposition to issuer · Disposed 7,797 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding equivalent stock unit award of the Company (each, an "Assumed ESU") representing the right to receive a cash payment based on the fair market value of the shares of Common Stock, generally subject to the same terms and conditions as the Assumed ESU immediately prior to the Effective Time, except (i) the maximum value cap of each Assumed ESU in effect immediately prior to the Effective Time ceased to apply and (ii) each Assumed ESU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed ESU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share.

F4: Represents certain Assumed ESUs which were scheduled to vest on February 28, 2027.

Equivalent Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-01 · Disposition to issuer · Disposed 4,826 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding equivalent stock unit award of the Company (each, an "Assumed ESU") representing the right to receive a cash payment based on the fair market value of the shares of Common Stock, generally subject to the same terms and conditions as the Assumed ESU immediately prior to the Effective Time, except (i) the maximum value cap of each Assumed ESU in effect immediately prior to the Effective Time ceased to apply and (ii) each Assumed ESU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed ESU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share.

F5: Represents certain Assumed ESUs which were scheduled to vest in two equal annual installments beginning on February 28, 2027.

Equivalent Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-01 · Disposition to issuer · Disposed 5,679 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding equivalent stock unit award of the Company (each, an "Assumed ESU") representing the right to receive a cash payment based on the fair market value of the shares of Common Stock, generally subject to the same terms and conditions as the Assumed ESU immediately prior to the Effective Time, except (i) the maximum value cap of each Assumed ESU in effect immediately prior to the Effective Time ceased to apply and (ii) each Assumed ESU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed ESU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share.

F6: Represents certain Assumed ESUs which were scheduled to vest in three equal annual installments beginning on February 28, 2027.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-01 · Disposition to issuer · Disposed 23,392 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding performance stock unit award of the Company (each, an "Assumed PSU") representing the right to receive shares of Common Stock, generally subject to the same terms and conditions as the Assumed PSU immediately prior to the Effective Time, except (i) each Assumed PSU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed PSU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share, and (ii) the performance goals were deemed satisfied at the greater of target and actual level of achievement as of the date of the Merger Agreement, as determined by the Company's board of directors.

F7: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2027.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-01 · Disposition to issuer · Disposed 14,479 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding performance stock unit award of the Company (each, an "Assumed PSU") representing the right to receive shares of Common Stock, generally subject to the same terms and conditions as the Assumed PSU immediately prior to the Effective Time, except (i) each Assumed PSU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed PSU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share, and (ii) the performance goals were deemed satisfied at the greater of target and actual level of achievement as of the date of the Merger Agreement, as determined by the Company's board of directors.

F8: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2028.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-01 · Disposition to issuer · Disposed 11,474 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding performance stock unit award of the Company (each, an "Assumed PSU") representing the right to receive shares of Common Stock, generally subject to the same terms and conditions as the Assumed PSU immediately prior to the Effective Time, except (i) each Assumed PSU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed PSU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share, and (ii) the performance goals were deemed satisfied at the greater of target and actual level of achievement as of the date of the Merger Agreement, as determined by the Company's board of directors.

F9: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger ("Merger Agreement"), dated May 31, 2026, by and among Weatherford International plc ("Parent"), Trinity Bell Sub, Inc. and NCS Multistage Holdings, Inc. (the "Company"), immediately prior to the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share ("Common Stock"), was canceled and converted into the right to receive, at the Reporting Person's election: (i) 0.5537 ordinary shares, par value $0.001 per share, of Parent ("Parent Ordinary Shares"); or (ii) a combination of (A) cash in an amount equal to the product of (x) 0.1371 and (y) the closing price for the Parent Ordinary Shares on the Nasdaq Global Select Market on August 31, 2026, subject to a maximum cash election amount; and (B) 0.2392 Parent Ordinary Shares.

F2: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding equivalent stock unit award of the Company (each, an "Assumed ESU") representing the right to receive a cash payment based on the fair market value of the shares of Common Stock, generally subject to the same terms and conditions as the Assumed ESU immediately prior to the Effective Time, except (i) the maximum value cap of each Assumed ESU in effect immediately prior to the Effective Time ceased to apply and (ii) each Assumed ESU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed ESU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share.

F3: Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding performance stock unit award of the Company (each, an "Assumed PSU") representing the right to receive shares of Common Stock, generally subject to the same terms and conditions as the Assumed PSU immediately prior to the Effective Time, except (i) each Assumed PSU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed PSU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share, and (ii) the performance goals were deemed satisfied at the greater of target and actual level of achievement as of the date of the Merger Agreement, as determined by the Company's board of directors.

F4: Represents certain Assumed ESUs which were scheduled to vest on February 28, 2027.

F5: Represents certain Assumed ESUs which were scheduled to vest in two equal annual installments beginning on February 28, 2027.

F6: Represents certain Assumed ESUs which were scheduled to vest in three equal annual installments beginning on February 28, 2027.

F7: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2027.

F8: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2028.

F9: Represents certain Assumed PSUs which were scheduled to vest in the first quarter of 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 20:18 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000086 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 89 $36.31 $3,231.59
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 5

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,439

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 726 restricted stock units which vest on February 28, 2022 and 2,337 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · derivative · entry 7

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,622

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F5 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantEquivalent Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · derivative · entry 6

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,386

Underlying: Common Stock · 2,337 shares

Expires not disclosed

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 171 $38.50 $6,583.50
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 4

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,699

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 2,764 $38.50 $106,414.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,362

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:30 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 2,331 $19.59 $45,664.29
Disclosure

SEC source: 0001562762-20-000425 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,362

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.56 to $19.60. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 376 restricted stock units which vest on March 1, 2021 and 1,452 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:19 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 1,477 $0.59 $871.43
Disclosure

SEC source: 0001562762-20-000349 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,671

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 398 shares which were inadvertently included due to an administrative error.

F3 · balance_after: Includes 7,524 restricted stock units which vest on March 1, 2021 and 29,049 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 1,833 $1.09 $1,997.97
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 4

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,546

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F4 · balance_after: Includes 6,063 restricted stock units which vest on August 24, 2020, 7,524 restricted stock units which vest on March 1, 2021 and 29,049 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 4,842 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · derivative · entry 6

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,999

Underlying: Common Stock · 4,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

F6 · derivative.exercise_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

F6 · derivative.expiration_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantEquivalent Stock Units · Derivative 151,316 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · derivative · entry 5

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,841

Underlying: Common Stock · 151,316 shares

Expires not disclosed

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F6 · derivative.exercise_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

F6 · derivative.expiration_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 3,537 $1.09 $3,855.33
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,379

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 4,842 $1.09 $5,277.78
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,916

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:17 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 4,842 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 6,064 shares which were inadvertently double counted.

Read SEC document
August 24, 2019 Filed Aug 26, 2019 20:33 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 1,477 $2.02 $2,983.54
Disclosure

SEC source: 0001562762-19-000241 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,980

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F2 · balance_after: Includes 6,063 restricted stock units which vest on August 24, 2020, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

F3 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:18 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 50,000 $2.63 $131,500.00
Disclosure

SEC source: 0001562762-19-000148 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,352

F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
May 28, 2019 Filed May 29, 2019 20:28 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 50,000 $2.61 $130,500.00
Disclosure

SEC source: 0001562762-19-000142 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,352

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:03 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 2,231 $5.41 $12,069.71
Disclosure

SEC source: 0001562762-19-000053 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,352

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:03 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantEquivalent Stock Units · Derivative 14,525 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000053 · certent-form4.xml · derivative · entry 3

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525

Underlying: Common Stock · 14,525 shares

Expires not disclosed

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant.

F5 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020.

F5 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:03 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 43,574 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000053 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,583

F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018.

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December 13, 2018 Filed Dec 14, 2018 16:09 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 9,608 $6.00 $57,648.00
Disclosure

SEC source: 0001562762-18-000394 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,750

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019.

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August 24, 2018 Filed Aug 28, 2018 18:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 1,477 $16.10 $23,779.70
Disclosure

SEC source: 0001562762-18-000280 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,142

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F2 · balance_after: Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019.

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March 01, 2018 Filed Mar 5, 2018 21:45 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantPerformance Shares · Derivative 22,572 $0.00 $0.00
Disclosure

SEC source: 0001562762-18-000073 · certent-form4.xml · derivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,572

Underlying: Common Stock · 22,572 shares

Expires 2020-12-31

F2 · derivative.exercise_price: These performance shares represent a contingent right to receive common stock, based on the issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results.

F2 · derivative.exercise_date: These performance shares represent a contingent right to receive common stock, based on the issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results.

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March 01, 2018 Filed Mar 5, 2018 21:45 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 22,572 $0.00 $0.00
Disclosure

SEC source: 0001562762-18-000073 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,619

F1 · balance_after: Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 18,191 restricted stock units which vest in three equal annual installments beginning on August 24, 2018.

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August 24, 2017 Filed Aug 24, 2017 23:09 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 18,191 $0.00 $0.00
Disclosure

SEC source: 0001562762-17-000145 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,191

F1 · balance_after: Consists of restricted stock units which vest in three equal annual installments beginning on August 24, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.