person · Reporting owner
Liuzza Nicholas Reyland JR
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.BLNE · Entity 7378 | Director · Chief Executive Officer · 10% owner | September 09, 2026 | September 14, 2026 |
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Director | August 28, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date September 09, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,039,989 |
Ending reported balance
After 2026-09-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-09 · Purchase · Acquired 22,500 · Balance 4,913,599 F1: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.019 to $1.07, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence. Row 2 · 2026-09-10 · Purchase · Acquired 93,200 · Balance 5,006,799 F2: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $0.998 to $1.022, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence. Row 3 · 2026-09-11 · Purchase · Acquired 33,190 · Balance 5,039,989 F3: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.02 to $1.08, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence. |
| Common StockSEC Table I · non-derivative | IndirectNicholas R. Liuzza Jr. Trust - 2020 | 256,809 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 256,809 F4: The Reporting Person is trustee of the trust, and members of the Reporting Person's immediate family are beneficiaries of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.019 to $1.07, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence.
F2: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $0.998 to $1.022, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence.
F3: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.02 to $1.08, inclusive. The Reporting Person undertakes to provide to Beeline Holdings, Inc., any security holder of Beeline Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the preceding sentence.
F4: The Reporting Person is trustee of the trust, and members of the Reporting Person's immediate family are beneficiaries of the trust.
Red Cat Holdings, Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 424,874 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Sale · Disposed 65,000 · Balance 424,874 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.47 to $8.52, inclusive. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.47 to $8.52, inclusive. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2024 Filed Dec 31, 2024 21:05 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantWarrants to Purchase Common Stock · Derivative | 416,667 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001493152-24-052699 · ownership.xml · derivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,863 Underlying: Common Stock · 416,667 shares Expires not disclosed F3 · security: The Reporting Person paid a purchase price of $425,000 for the Series G and accompanying warrants. F3 · price: The Reporting Person paid a purchase price of $425,000 for the Series G and accompanying warrants. F4 · derivative.exercise_date: Represents common stock purchase warrants purchased pursuant to the Securities Purchase Agreement referred to in footnote (1). The warrants are not exercisable until after shareholder approval. The warrants have a term of five years from the date of issuance. F4 · derivative.expiration_date: Represents common stock purchase warrants purchased pursuant to the Securities Purchase Agreement referred to in footnote (1). The warrants are not exercisable until after shareholder approval. The warrants have a term of five years from the date of issuance. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 21:05 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantSeries G Convertible Preferred Stock · Derivative | 833,333 | Not disclosed Strike: $0.51 | Not disclosed |
DisclosureSEC source: 0001493152-24-052699 · ownership.xml · derivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813,725 Underlying: Common Stock · 833,333 shares Expires not disclosed F1 · security: Represents Series G Convertible Preferred Stock ("Series G") purchased by the Reporting Person pursuant to a Securities Purchase Agreement with the Issuer. The Series G is not convertible until after shareholder approval and votes on an as-converted basis beginning at that time. F3 · price: The Reporting Person paid a purchase price of $425,000 for the Series G and accompanying warrants. F1 · derivative.exercise_date: Represents Series G Convertible Preferred Stock ("Series G") purchased by the Reporting Person pursuant to a Securities Purchase Agreement with the Issuer. The Series G is not convertible until after shareholder approval and votes on an as-converted basis beginning at that time. F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. Read SEC document |
| December 26, 2024 Filed Dec 26, 2024 23:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 20,000 | $13.92 | $278,400.00 |
DisclosureSEC source: 0001554795-24-000381 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,072 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $13.96. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 23:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 200,000 | $10.80 | $2,160,000.00 |
DisclosureSEC source: 0001554795-24-000381 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,072 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $11.06. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2024 Filed Dec 19, 2024 22:16 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantWarrants to Purchase Common Stock · Derivative | 490,196 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001493152-24-050810 · ownership.xml · derivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 490,196 Underlying: Common Stock · 318,628 shares Expires not disclosed F3 · security: The reporting person paid a purchase price of $500,000 for the Series G and accompanying warrants. F3 · price: The reporting person paid a purchase price of $500,000 for the Series G and accompanying warrants. F4 · derivative.exercise_date: Represents common stock purchase warrants purchased pursuant to the Securities Purchase Agreement referred to in footnote (1). The warrants are not exercisable until after shareholder approval. The warrants have a term of five years from the date of issuance. F4 · derivative.expiration_date: Represents common stock purchase warrants purchased pursuant to the Securities Purchase Agreement referred to in footnote (1). The warrants are not exercisable until after shareholder approval. The warrants have a term of five years from the date of issuance. Read SEC document |
| December 19, 2024 Filed Dec 19, 2024 22:16 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantSeries G Convertible Preferred Stock · Derivative | 980,392 | Not disclosed Strike: $0.51 | Not disclosed |
DisclosureSEC source: 0001493152-24-050810 · ownership.xml · derivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,392 Underlying: Common Stock · 980,392 shares Expires not disclosed F1 · security: Represents Series G Convertible Preferred Stock ("Series G") purchased by the reporting person pursuant to a Securities Purchase Agreement with the Issuer. The Series G is not convertible until after shareholder approval and votes on an as-converted basis beginning at that time. F3 · price: The reporting person paid a purchase price of $500,000 for the Series G and accompanying warrants. F1 · derivative.exercise_date: Represents Series G Convertible Preferred Stock ("Series G") purchased by the reporting person pursuant to a Securities Purchase Agreement with the Issuer. The Series G is not convertible until after shareholder approval and votes on an as-converted basis beginning at that time. F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001554795-24-000368 · ownership.xml · derivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2029-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 228,928 | $8.43 | $1,929,176.26 |
DisclosureSEC source: 0001554795-24-000368 · ownership.xml · nonDerivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681,072 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.97. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 100,000 | $7.99 | $799,000.00 |
DisclosureSEC source: 0001554795-24-000368 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 910,000 Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 100,000 | $2.10 | $210,000.00 |
DisclosureSEC source: 0001554795-24-000368 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,010,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.97. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:18 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | PurchaseCommon Stock | 38,165 | $0.83 | $31,486.13 |
DisclosureSEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,000 F4 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.82 to $0.84, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 22:18 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | PurchaseCommon Stock | 6,835 | $0.77 | $5,262.95 |
DisclosureSEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,835 F3 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.7745 to $0.77, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| October 15, 2024 Filed Dec 11, 2024 22:18 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | OtherCommon Stock | 2,000 | $0.51 | $1,029.20 |
DisclosureSEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 F1 · security: The transaction is being reported as the transaction was previously exempt from reporting in reliance with Rule 16a-6 which allows deferred reporting of any acquisition which does not exceed $10,000 in market value, and after giving the other transactions disclosed herein which occurred within six months, the $10,000 market value threshold has been exceeded. F2 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.495 to $0.5343, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| October 10, 2024 Filed Dec 11, 2024 22:18 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | OtherCommon Stock | 2,000 | $0.54 | $1,080.60 |
DisclosureSEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · security: The transaction is being reported as the transaction was previously exempt from reporting in reliance with Rule 16a-6 which allows deferred reporting of any acquisition which does not exceed $10,000 in market value, and after giving the other transactions disclosed herein which occurred within six months, the $10,000 market value threshold has been exceeded. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 21:17 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantSeries F Convertible Preferred Stock · Derivative | 16,330,860 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001554795-24-000253 · ownership.xml · derivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,330,860 Underlying: Common Stock · 16,330,860 shares Expires not disclosed F3 · security: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date. F3 · price: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date. F3 · derivative.exercise_date: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date. F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 21:17 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantSeries F-1 Convertible Preferred Stock · Derivative | 121,695 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001554795-24-000253 · ownership.xml · derivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,695 Underlying: Common Stock · 121,695 shares Expires not disclosed F1 · security: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3). F1 · price: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3). F1 · derivative.exercise_date: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3). F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. Read SEC document |
| May 06, 2024 Filed May 9, 2024 20:35 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000130 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 760,092 F2 · shares: 15,000 shares of common stock were transferred as an origination fee under a promissory note issued by the reporting person. Read SEC document |
| May 06, 2024 Filed May 9, 2024 20:35 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000130 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,092 F1 · shares: 100,000 shares of common stock were transferred as an extension fee under promissory notes issued by the reporting person. Read SEC document |
| May 06, 2024 Filed May 22, 2024 20:45 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000148 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 910,000 F1 · shares: Consists of 150,000 restricted shares of common stock granted under the Issuer's equity compensation plan, vesting in their entirety on May 6, 2026. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 56,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-23-000175 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 875,092 F1 · shares: 56,604 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024. Read SEC document |
| March 20, 2023 Filed Mar 24, 2023 21:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,488 Read SEC document |
| March 20, 2023 Filed Mar 24, 2023 21:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,488 Read SEC document |
| March 09, 2023 Filed Mar 24, 2023 21:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 76,090 | $1.09 | $82,938.10 |
DisclosureSEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 919,488 F1 · security: Represents the total of five separate transactions. Read SEC document |
| December 23, 2022 Filed Mar 24, 2023 21:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 1,350 | $0.78 | $1,053.00 |
DisclosureSEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 995,578 Read SEC document |
| April 29, 2022 Filed Jun 28, 2022 01:58 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 79,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-22-000230 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,228 F1 · shares: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 18:58 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 13,000 | $1.92 | $24,960.00 |
DisclosureSEC source: 0001554795-22-000153 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,915 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 12:05 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 3,700 | $2.17 | $8,029.00 |
DisclosureSEC source: 0001554795-22-000125 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,915 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 12:05 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 2,350 | $2.21 | $5,193.50 |
DisclosureSEC source: 0001554795-22-000125 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,215 Read SEC document |
| May 19, 2021 Filed May 28, 2021 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $2.78 | $2,780.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,865 Read SEC document |
| May 19, 2021 Filed May 28, 2021 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $2.73 | $2,730.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,865 Read SEC document |
| May 19, 2021 Filed May 28, 2021 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 5,000 | $2.83 | $14,150.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,865 Read SEC document |
| May 18, 2021 Filed May 28, 2021 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 5,000 | $2.71 | $13,550.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,865 Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:48 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $3.01 | $3,010.00 |
DisclosureSEC source: 0001554795-21-000202 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,435 Read SEC document |
| May 13, 2021 Filed May 19, 2021 16:48 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 10,000 | $3.26 | $32,584.00 |
DisclosureSEC source: 0001554795-21-000202 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,435 Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionConvertible debenture · Derivative | 100,000 | $1.00 Strike: $1.00 | $100,000.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · derivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents conversion of convertible debenture for $100,000 plus accrued interest of $2,992. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionConvertible debenture · Derivative | 300,000 | $1.00 Strike: $1.00 | $300,000.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · derivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2025-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of convertible debenture for $300,000 plus accrued interest of $17,852. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionCommon Stock | 102,992 | $1.00 | $102,992.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents conversion of convertible debenture for $100,000 plus accrued interest of $2,992. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionCommon Stock | 317,852 | $1.00 | $317,852.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of convertible debenture for $300,000 plus accrued interest of $17,852. Read SEC document |
| October 05, 2020 Filed Oct 14, 2020 20:45 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseWarrant · Derivative | 199,998 | $1.50 Strike: $1.50 | $299,997.00 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,998 Underlying: Common stock · 199,998 shares Expires 2025-10-05 F2 · security: Transaction represents issuance of Convertible Note in October 2020 in the principal amount of $300,000 convertible at $1.00 or at 75% of the price of securities sold in a Qualified Offering. The transaction included the issuance of 199,998 warrants to purchase common stock at a price equal to the lower of $1.50 per share or at a 25% discount to the price per share of common stock sold in a Qualified Offering. The conversion of the Convertible Note can't result in ownership of more than 9.99% of the common stock outstanding after such conversion and any conversion shall be so limited. Read SEC document |
| October 05, 2020 Filed Oct 14, 2020 20:45 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseConvertible Note · Derivative | 300,000 | $1.00 Strike: $1.00 | $300,000.00 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2022-10-05 F2 · security: Transaction represents issuance of Convertible Note in October 2020 in the principal amount of $300,000 convertible at $1.00 or at 75% of the price of securities sold in a Qualified Offering. The transaction included the issuance of 199,998 warrants to purchase common stock at a price equal to the lower of $1.50 per share or at a 25% discount to the price per share of common stock sold in a Qualified Offering. The conversion of the Convertible Note can't result in ownership of more than 9.99% of the common stock outstanding after such conversion and any conversion shall be so limited. Read SEC document |
| September 18, 2020 Filed Oct 14, 2020 20:45 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionConvertible Note · Derivative | 136,342 | $0.65 Strike: $0.65 | $88,622.30 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 209,758 shares Expires 2021-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note (issued in December 2019) in the principal amount of $125,000 plus accrued interest totaling $11,342 resulting in the issuance of 209,758 shares of common stock. Read SEC document |
| September 18, 2020 Filed Oct 14, 2020 20:45 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionCommon Stock | 209,758 | $0.65 | $136,342.70 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note (issued in December 2019) in the principal amount of $125,000 plus accrued interest totaling $11,342 resulting in the issuance of 209,758 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.