Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 15, 2016 · Filed February 08, 2017
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Liberty Global Class CSEC Table I · non-derivative | Direct | 252,135 |
Reported balance
After 2016-12-15 transaction · row 1
1 source rowRow 1 · 2016-12-15 · Gift · Disposed 8,500 · Balance 252,135 |
| Liberty Global Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 11,579 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,579 |
| Liberty Global Class CSEC Table I · non-derivative | IndirectBy Spouse | 113,798 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 113,798 F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Liberty Global Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan For Spouse | 14,528 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,528 F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2016 Filed Oct 4, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units A · Derivative | 1,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000831 · wf-form4_147561752008245.xml · derivative · entry 29 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Underlying: LiLAC Class A · 1,686 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F8 · shares: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F7 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F7 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 7,552 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 8 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552 Underlying: LiLAC Class A · 7,552 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 6,534 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 7 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,534 Underlying: LiLAC Class A · 6,534 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 8,389 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 6 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: LiLAC Class A · 8,389 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 21,296 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 5 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 Underlying: LiLAC Class A · 21,296 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 4,692 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,692 Underlying: LiLAC Class A · 4,692 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 4,978 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Underlying: LiLAC Class A · 4,978 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 5,257 | $0.00 Strike: $22.25 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,257 Underlying: LiLAC Class A · 5,257 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 7,792 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000922 · wf-form4_147864520129413.xml · derivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,792 Underlying: LiLAC Class A · 7,792 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 15,106 | $0.00 Strike: $39.71 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 13 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Underlying: LiLAC Class C · 15,106 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 13,176 | $0.00 Strike: $50.84 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 12 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,176 Underlying: LiLAC Class C · 13,176 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 16,694 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 11 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Underlying: LiLAC Class C · 16,694 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 21,205 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 10 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,205 Underlying: LiLAC Class C · 21,205 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 42,390 | $0.00 Strike: $32.42 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 9 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,390 Underlying: LiLAC Class C · 42,390 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 9,343 | $0.00 Strike: $34.03 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 8 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,343 Underlying: LiLAC Class C · 9,343 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 4,670 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 7 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,670 Underlying: LiLAC Class C · 4,670 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 9,913 | $0.00 Strike: $23.84 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 6 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,913 Underlying: LiLAC Class C · 9,913 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 4,956 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 5 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,956 Underlying: LiLAC Class C · 4,956 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 5,234 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,234 Underlying: LiLAC Class C · 5,234 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 10,468 | $0.00 Strike: $21.96 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,468 Underlying: LiLAC Class C · 10,468 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 7,756 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,756 Underlying: LiLAC Class C · 7,756 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 15,516 | $0.00 Strike: $13.40 | $0.00 |
DisclosureSEC source: 0001570585-16-000923 · wf-form4_147864521760248.xml · derivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,516 Underlying: LiLAC Class C · 15,516 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 6,042 | $0.00 Strike: $39.71 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 13 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,042 Underlying: LiLAC Class C · 6,042 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F7 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 3,952 | $0.00 Strike: $50.84 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 12 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,952 Underlying: LiLAC Class C · 3,952 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 5,008 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 11 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,008 Underlying: LiLAC Class C · 5,008 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 8,152 | $0.00 Strike: $32.42 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 10 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,152 Underlying: LiLAC Class C · 8,152 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 4,077 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 9 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,077 Underlying: LiLAC Class C · 4,077 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 1,333 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 8 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,333 Underlying: LiLAC Class C · 1,333 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 2,667 | $0.00 Strike: $34.03 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 7 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,667 Underlying: LiLAC Class C · 2,667 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 2,834 | $0.00 Strike: $23.84 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 6 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,834 Underlying: LiLAC Class C · 2,834 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 1,416 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 5 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,416 Underlying: LiLAC Class C · 1,416 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 1,496 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,496 Underlying: LiLAC Class C · 1,496 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 2,992 | $0.00 Strike: $21.96 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,992 Underlying: LiLAC Class C · 2,992 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 4,433 | $0.00 Strike: $13.40 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,433 Underlying: LiLAC Class C · 4,433 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 2,216 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001570585-16-000921 · wf-form4_147864518463788.xml · derivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,216 Underlying: LiLAC Class C · 2,216 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 3,021 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 8 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,021 Underlying: LiLAC Class A · 3,021 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F7 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 1,959 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 7 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,959 Underlying: LiLAC Class A · 1,959 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 2,516 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 6 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,516 Underlying: LiLAC Class A · 2,516 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 4,095 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 5 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,095 Underlying: LiLAC Class A · 4,095 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 1,339 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,339 Underlying: LiLAC Class A · 1,339 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 1,423 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,423 Underlying: LiLAC Class A · 1,423 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 1,502 | $0.00 Strike: $22.25 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,502 Underlying: LiLAC Class A · 1,502 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 2,226 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000920 · wf-form4_147864516805965.xml · derivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,226 Underlying: LiLAC Class A · 2,226 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 152 | $37.64 | $5,721.28 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,392 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 76 | $34.94 | $2,655.44 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 488 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 423 | $37.64 | $15,921.72 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,774 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 208 | $34.94 | $7,267.52 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.