Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Chief Credit Officer | February 08, 2017 | February 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date February 08, 2017 · Filed February 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 28,474 |
Reported balance
After 2017-02-08 transaction · row 1
1 source rowRow 1 · 2017-02-08 · Tax withholding · Disposed 1,404 · Balance 28,474 F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirectby Trust | 0 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 16, 2016 19:35 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 800 | $22.65 | $18,120.00 |
DisclosureSEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 2 Hickey Scott · CIK 0001448684 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,541 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:35 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 20,000 | $19.50 | $390,000.00 |
DisclosureSEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 1 Hickey Scott · CIK 0001448684 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B | 2,000 | $25.50 | $51,000.00 |
DisclosureSEC source: 0001127602-16-062720 · form4.xml · nonDerivative · entry 1 Hickey Scott · CIK 0001448684 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.