Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Airlines Group Inc.AAL · Entity 3599 | Director | June 14, 2017 | June 15, 2017 |
| CAESARS HOLDINGS, INC.CZR · Entity 11848 | Director | July 02, 2019 | July 05, 2019 |
| EnLink Midstream, LLCENLC · Entity 11729 | Director | December 23, 2020 | December 30, 2020 |
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | August 28, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Airlines Group Inc.
Report date June 14, 2017 · Filed June 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,693 |
Reported balance
After 2017-06-14 transaction · row 1
1 source rowRow 1 · 2017-06-14 · Grant · Acquired 3,037 · Balance 21,693 F1: Restricted stock units will vest fully upon the earlier of June 14, 2018, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units will vest fully upon the earlier of June 14, 2018, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.
CAESARS HOLDINGS, INC.
Report date July 02, 2019 · Filed July 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,960 |
Reported balance
After 2019-07-02 transaction · row 1
1 source rowRow 1 · 2019-07-02 · Grant · Acquired 12,821 · Balance 28,960 F1: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.
EnLink Midstream, LLC
Report date December 23, 2020 · Filed December 30, 2020
This filing explicitly reported no securities owned.
LPL Financial Holdings Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,191.5716 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 14 · Balance 39,191.5716 F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #1 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #2 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #3 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #4 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #5 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #6 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #7 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #8 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #9 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #10 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectBy Co-Trustee of Grandchild's Trust #11 | 440 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 440 F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
F2: The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ProSight Global, Inc.
Report date August 04, 2021 · Filed August 06, 2021
Section 16 reporting ended · disclosed 2021-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-08-04 · Disposition to issuer · Disposed 11,043 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2021, by and among ProSight Global, Inc., Pedal Parent, Inc. and Pedal Merger Sub, Inc. providing for the merger of the Issuer and Pedal Merger Sub, Inc. (the "Merger"), at the effective time of the Merger, each outstanding vested and unvested time-vesting restricted stock unit award was cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, equal to the product of (A) the number of shares subject to such award multiplied by (B) $12.85. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2021, by and among ProSight Global, Inc., Pedal Parent, Inc. and Pedal Merger Sub, Inc. providing for the merger of the Issuer and Pedal Merger Sub, Inc. (the "Merger"), at the effective time of the Merger, each outstanding vested and unvested time-vesting restricted stock unit award was cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, equal to the product of (A) the number of shares subject to such award multiplied by (B) $12.85.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2019 Filed Jun 5, 2019 22:46 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-19-000103 · wf-form4_155977476284180.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,578.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 5, 2020. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 5, 2020. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:15 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-19-000087 · wf-form4_155752294222549.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,572.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:15 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-19-000087 · wf-form4_155752294222549.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,502.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 5, 2020. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-19-000057 · wf-form4_155425157337842.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,428.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:33 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-19-000057 · wf-form4_155425157337842.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,388.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 01:27 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000209 · wf-form4_154345480756679.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,380.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 01:27 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000209 · wf-form4_154345480756679.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,335.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 22:22 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000180 · wf-form4_153540852658464.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,326.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 22:22 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000180 · wf-form4_153540852658464.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,284.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:10 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000144 · wf-form4_152824019846419.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,275.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:10 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000144 · wf-form4_152824019846419.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,235.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 19:02 UTC | CAESARS HOLDINGS, INC. CZR · Entity 11848 | GrantCommon Stock | 12,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000858339-18-000195 · wf-form4_152789413918925.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,139 Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:38 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000124 · wf-form4_152702868702485.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,227.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:38 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000124 · wf-form4_152702868702485.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:35 UTC | CAESARS HOLDINGS, INC. CZR · Entity 11848 | GrantCommon Stock | 3,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000858339-18-000141 · wf-form4_152289212754891.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 23:48 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000081 · wf-form4_152219447251519.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,493.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 23:48 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000081 · wf-form4_152219447251519.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,463.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 18, 2018. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:44 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000200 · wf-form4_151199547170163.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,450.8345 F3 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:44 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000200 · wf-form4_151199547170163.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,416.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. F2 · balance_after: Includes 196.834499 shares acquired under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 01:35 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000172 · wf-form4_150397053136323.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,204 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 01:35 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000172 · wf-form4_150397053136323.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,166 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:06 UTC | American Airlines Group Inc. AAL · Entity 3599 | GrantCommon Stock | 3,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011379 · doc4.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,693 F1 · shares: Restricted stock units will vest fully upon the earlier of June 14, 2018, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:00 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000143 · wf-form4_149618158739992.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,149 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the cash and equity portions of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 18, 2017 Filed May 23, 2017 01:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000134 · wf-form4_149550414224372.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,116 F2 · shares: Represents stock units granted under the Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the Deferred Plan pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 18, 2017 Filed May 23, 2017 01:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000134 · wf-form4_149550414224372.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,148 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan ("Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan ("Deferred Plan") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy ("Policy"). Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 00:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000093 · wf-form4_149074738384489.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,949 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 00:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000093 · wf-form4_149074738384489.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,938 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| December 14, 2016 Filed Dec 17, 2016 00:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-16-000374 · wf-form4_148193458161244.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,916 F2 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| December 14, 2016 Filed Dec 17, 2016 00:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-16-000374 · wf-form4_148193458161244.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,182 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.