Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLAUKOS CorpGKOS · Entity 3510 | CHIEF DEVELOPMENT OFFICER | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLAUKOS Corp
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,291 |
Last balance in matching sequence
After 2026-10-05 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-10-05 · Sale · Disposed 888 · Balance 69,930 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F2: This transaction was executed in multiple trades at prices ranging from $163.37 to $164.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Includes 38,817 restricted stock units that have not yet vested or been delivered to the Reporting Person. Row 2 · 2026-10-05 · Sale · Disposed 327 · Balance 69,603 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F4: This transaction was executed in multiple trades at prices ranging from $164.40 to $165.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Includes 38,817 restricted stock units that have not yet vested or been delivered to the Reporting Person. Row 3 · 2026-10-05 · Sale · Disposed 312 · Balance 69,291 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F5: This transaction was executed in multiple trades at prices ranging from $165.43 to $165.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Includes 38,817 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026.
F2: This transaction was executed in multiple trades at prices ranging from $163.37 to $164.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 38,817 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F4: This transaction was executed in multiple trades at prices ranging from $164.40 to $165.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $165.43 to $165.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2025 Filed May 29, 2025 01:09 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 483 | $96.97 | $46,836.51 |
DisclosureSEC source: 0001415889-25-014774 · form4-05292025_010545.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,611 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 42,589 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 07, 2025 Filed May 9, 2025 22:15 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 510 | $88.24 | $45,002.40 |
DisclosureSEC source: 0001415889-25-012587 · form4-05092025_100552.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,094 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 43,563 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 00:04 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 484 | $97.09 | $46,991.56 |
DisclosureSEC source: 0001415889-25-009800 · form4-04032025_120427.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,604 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 44,590 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 00:04 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 510 | $98.42 | $50,194.20 |
DisclosureSEC source: 0001415889-25-009800 · form4-04032025_120427.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,088 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 45,565 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 23:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,830 | $96.60 | $176,778.00 |
DisclosureSEC source: 0001415889-25-009128 · form4-03272025_110345.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,598 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F2 · balance_after: Includes 46,592 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 23:14 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 5,112 | $107.61 | $550,102.32 |
DisclosureSEC source: 0001415889-25-009128 · form4-03272025_110345.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,428 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022 and March 22, 2023. F2 · balance_after: Includes 46,592 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 958 | $102.19 | $97,898.02 |
DisclosureSEC source: 0001415889-25-008248 · form4-03172025_110311.xml · nonDerivative · entry 4 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,540 F7 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. F8 · balance_after: Includes 57,574 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 12,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008248 · form4-03172025_110311.xml · nonDerivative · entry 3 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,498 F5 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date F6 · balance_after: Includes 60,342 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 3,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008248 · form4-03172025_110311.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,076 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 14, 2024, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 100% of the number of shares of common stock reported herein were vested and delivered on March 13, 2025. F4 · balance_after: Includes 51,611 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008248 · form4-03172025_110311.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,385 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein will vest and be delivered in May 2025 and the remaining 50% will vest and be delivered in February 2026. F2 · balance_after: Includes 47,920 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 23:00 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 3,416 | $147.14 | $502,630.24 |
DisclosureSEC source: 0001415889-25-004707 · form4-02192025_060204.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,437 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024. F2 · balance_after: Includes 45,972 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:18 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,185 | $149.68 | $177,370.80 |
DisclosureSEC source: 0001415889-25-001171 · form4-01092025_010150.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,853 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on January 4, 2021. F2 · balance_after: Includes 45,972 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 01:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 255 | $151.16 | $38,545.80 |
DisclosureSEC source: 0001415889-25-000246 · form4-01032025_010101.xml · nonDerivative · entry 4 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,038 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F7 · balance_after: Includes 49,167 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 30, 2024 Filed Jan 3, 2025 01:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000246 · form4-01032025_010101.xml · nonDerivative · entry 3 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,293 F5 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2025 and the remaining 50% will vest and be delivered in December 2025. F6 · balance_after: Includes 49,681 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 20, 2024 Filed Jan 3, 2025 01:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 484 | $138.93 | $67,242.12 |
DisclosureSEC source: 0001415889-25-000246 · form4-01032025_010101.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,239 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 47,627 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 20, 2024 Filed Jan 3, 2025 01:31 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 509 | $145.14 | $73,876.26 |
DisclosureSEC source: 0001415889-25-000246 · form4-01032025_010101.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,723 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 47,627 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 22:00 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 510 | $130.07 | $66,335.70 |
DisclosureSEC source: 0001415889-24-025228 · form4-10162024_061007.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,232 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 49,628 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 23:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 4,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023866 · form4-09232024_110923.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,742 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational targets. 25% of the number of shares of common stock reported herein will vest and be delivered in each of September 2024, December 2024, May 2025 and September 2025. F2 · balance_after: Includes 50,655 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 23:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 520 | $120.73 | $62,779.60 |
DisclosureSEC source: 0001415889-24-021013 · form4-08082024_110853.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,634 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 46,547 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 260 | $92.69 | $24,099.40 |
DisclosureSEC source: 0001415889-24-018269 · form4-06262024_060603.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,154 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F3 · balance_after: Includes 47,573 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 260 | $93.57 | $24,328.20 |
DisclosureSEC source: 0001415889-24-018269 · form4-06262024_060603.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,414 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 48,086 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 494 | $93.10 | $45,991.40 |
DisclosureSEC source: 0001415889-24-010200 · form4-04042024_120409.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,674 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F2 · balance_after: Includes 48,599 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,603 | $88.72 | $230,938.16 |
DisclosureSEC source: 0001415889-24-009541 · form4-04012024_080420.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,168 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 49,573 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:45 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,418 | $88.08 | $212,977.44 |
DisclosureSEC source: 0001415889-24-009541 · form4-04012024_080420.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,771 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 22, 2023. F2 · balance_after: Includes 54,708 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 21:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 459 | $87.16 | $40,006.44 |
DisclosureSEC source: 0001415889-24-009226 · form4-03272024_090334.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,189 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 60,554 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 11,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008352 · form4-03182024_110303.xml · nonDerivative · entry 3 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,648 F5 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F6 · balance_after: Includes 61,838 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008352 · form4-03182024_110303.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,573 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 14, 2024 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2024, and the remaining 50% will vest and be delivered in December 2024. F4 · balance_after: Includes 50,763 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:54 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008352 · form4-03182024_110303.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,546 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 14, 2024 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein will vest and be delivered in March 2024 and the remaining 50% will vest and be delivered in December 2024. F2 · balance_after: Includes 49,736 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. Read SEC document |
| January 12, 2024 Filed Jan 16, 2024 21:58 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,209 | $77.08 | $93,189.72 |
DisclosureSEC source: 0001415889-24-001109 · form4-01162024_090105.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,596 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 47,786 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016327 · form4-12122023_111235.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,805 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024. F4 · balance_after: Includes 50,981 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| November 10, 2023 Filed Dec 12, 2023 23:55 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 509 | $68.83 | $35,034.47 |
DisclosureSEC source: 0001415889-23-016327 · form4-12122023_111235.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,778 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 49,954 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:10 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013346 · form4-09182023_100951.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,287 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in October 2023, and the remaining 50% will vest and be delivered in July 2024. F2 · balance_after: Includes 50,980 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 21:40 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 483 | $74.72 | $36,089.76 |
DisclosureSEC source: 0001415889-23-013180 · form4-09122023_090927.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,235 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 48,928 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| May 04, 2023 Filed May 6, 2023 00:49 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 178 | $49.31 | $8,777.18 |
DisclosureSEC source: 0001415889-23-007513 · form4-05062023_120537.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,718 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 49,902 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 23:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 445 | $48.69 | $21,667.05 |
DisclosureSEC source: 0001415889-23-006743 · form4-04192023_110401.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,896 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 50,415 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 23:24 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 338 | $49.51 | $16,734.38 |
DisclosureSEC source: 0001415889-23-006418 · form4-04102023_110428.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,341 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 51,699 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:08 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,776 | $49.35 | $87,645.60 |
DisclosureSEC source: 0001415889-23-005534 · form4-03292023_010324.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,679 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 52,674 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 3,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005406 · form4-03252023_010300.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,455 F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on March 22, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in April 2023, and the remaining 50% will vest and be delivered in January 2024. F4 · balance_after: Includes 57,808 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:01 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 23,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005406 · form4-03252023_010300.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,861 F1 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F2 · balance_after: Includes 54,214 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 178 | $48.51 | $8,634.78 |
DisclosureSEC source: 0001415889-23-003906 · form4-03032023_120318.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,474 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 30,827 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 15, 2023 Filed Feb 15, 2023 23:19 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 356 | $50.26 | $17,892.56 |
DisclosureSEC source: 0001415889-23-002646 · form4-02152023_110224.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,652 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 31,341 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:02 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 356 | $46.15 | $16,429.40 |
DisclosureSEC source: 0001415889-23-001601 · form4-01302023_100129.xml · nonDerivative · entry 4 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,008 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 32,368 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:02 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 885 | $43.88 | $38,833.80 |
DisclosureSEC source: 0001415889-23-001601 · form4-01302023_100129.xml · nonDerivative · entry 3 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,364 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. Read SEC document |
| January 11, 2023 Filed Jan 30, 2023 22:02 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 389 | $45.17 | $17,571.13 |
DisclosureSEC source: 0001415889-23-001601 · form4-01302023_100129.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,249 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. Read SEC document |
| January 11, 2023 Filed Jan 30, 2023 22:02 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,299 | $43.88 | $57,000.12 |
DisclosureSEC source: 0001415889-23-001601 · form4-01302023_100129.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,638 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:49 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 5,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012792 · form4-12202022_121229.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,937 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 15, 2022 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 70% of the number of shares of common stock reported herein will vest and be delivered in January 2023 and the remaining 30% will vest and be delivered in March 2023. F2 · balance_after: Includes 40,131 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| November 25, 2022 Filed Dec 6, 2022 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 338 | $53.41 | $18,052.58 |
DisclosureSEC source: 0001415889-22-012085 · form4-12062022_121214.xml · nonDerivative · entry 2 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,802 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. F4 · balance_after: Includes 34,996 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| September 15, 2022 Filed Dec 6, 2022 00:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012085 · form4-12062022_121214.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,140 F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on September 15, 2022 that one of the operational targets had been achieved. The Reporting Person elected to receive this performance grant in the form of restricted stock units. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein vested and was delivered on November 25, 2022 and the remaining 50% will vest and be delivered on August 2, 2023. F2 · balance_after: Includes 35,971 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 338 | $60.47 | $20,438.86 |
DisclosureSEC source: 0001104659-22-048495 · tm2213003-3_4seq1.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,191 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 34,022 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 00:50 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 337 | $60.78 | $20,482.86 |
DisclosureSEC source: 0001104659-22-042941 · tm2211737-6_4seq1.xml · nonDerivative · entry 1 Navratil Tomas · CIK 0001920053 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,529 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 34,997 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.