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BERNARD EDWARD C

Disclosed activity across 2 companies

Tapewire entity
17899
SEC CIK
0001203065

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LPL Financial Holdings Inc.LPLA · Entity 3160DirectorAugust 28, 2026September 01, 2026
PRICE T ROWE GROUP INCTROW · Entity 3212Director · Vice COBApril 25, 2019April 29, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LPL Financial Holdings Inc.

Report date August 28, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,262 Reported balance After 2026-08-28 transaction · row 1
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 3 · Balance 16,262

F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

PRICE T ROWE GROUP INC

Report date April 25, 2019 · Filed April 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirect2008 Bernard Family Trust181,963 Reported balance After 2019-04-25 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-04-25 · Sale · Disposed 20,000 · Balance 181,963

F1: The range of prices for this transaction were $107.81 to $108.061. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect649,135 Reported balance After 2019-04-26 transaction · row 2
1 source row

Row 2 · 2019-04-26 · Gift · Disposed 2,000 · Balance 649,135

Common StockSEC Table I · non-derivativeIndirect2012 Ellen N. Bernard Family Trust67,500 Reported balance Holding disclosure · report date 2019-04-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 67,500

Common StockSEC Table I · non-derivativeIndirectBy Spouse60,500 Reported balance Holding disclosure · report date 2019-04-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 60,500

Filing footnotes · ownership attribution and instrument terms

F1: The range of prices for this transaction were $107.81 to $108.061. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2026 Filed Sep 1, 2026 20:07 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-059791 · wk-form4_1788293248.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,262

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:05 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-041528 · wk-form4_1780949114.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,259

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:09 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036433 · wk-form4_1779221344.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,255

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:09 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036433 · wk-form4_1779221344.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,907

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 20, 2027. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:08 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-021416 · wk-form4_1774555696.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,195

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:20 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-055038 · wk-form4_1764796850.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,191

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:23 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001397911-25-000129 · wk-form4_1756931017.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,188

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:09 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001397911-25-000095 · wk-form4_1750104580.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,185

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,182

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,874

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

Read SEC document
March 25, 2025 Filed Mar 26, 2025 20:08 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001397911-25-000043 · wk-form4_1743019686.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,272

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:17 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001397911-24-000146 · wk-form4_1733347020.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,269

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 20:20 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001397911-24-000116 · wk-form4_1724790053.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,266

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:36 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001397911-24-000079 · wk-form4_1717706159.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,259

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:17 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001397911-24-000059 · wk-form4_1715717850.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,254

F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 21, 2025.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 20:11 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001397911-24-000033 · wk-form4_1711656639.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,555

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:57 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000170 · wk-form4_1701295051.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,550

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:57 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000170 · wk-form4_1701295051.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,544

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:52 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000131 · wk-form4_1693345941.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,543

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:52 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000131 · wk-form4_1693345941.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,537

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000099 · wk-form4_1685996724.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,536

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000099 · wk-form4_1685996724.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,528

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:07 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 506 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000096 · wf-form4_168426766261144.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,527

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:07 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000096 · wf-form4_168426766261144.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,021

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:03 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000048 · wf-form4_168020657525847.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,237

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:03 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-23-000048 · wf-form4_168020657525847.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,230

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 10, 2023. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:18 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000166 · wf-form4_166984670358369.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,229

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:49 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000132 · wf-form4_166215175399202.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,224

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 21:41 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000101 · wf-form4_165645244463501.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

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June 24, 2022 Filed Jun 28, 2022 21:41 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000101 · wf-form4_165645244463501.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,214

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 10, 2023. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

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May 19, 2022 Filed May 23, 2022 22:19 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000078 · wf-form4_165334433411147.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,213

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

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May 19, 2022 Filed May 23, 2022 22:19 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000078 · wf-form4_165334433411147.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,688

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

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March 29, 2022 Filed Mar 31, 2022 20:29 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000046 · wf-form4_164875852351354.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,874

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

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March 29, 2022 Filed Mar 31, 2022 20:29 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-22-000046 · wf-form4_164875852351354.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

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November 29, 2021 Filed Dec 1, 2021 21:26 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000186 · wf-form4_163839400020201.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,869

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:26 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000186 · wf-form4_163839400020201.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 22:07 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000160 · wf-form4_163044762351557.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,862

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 22:07 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000160 · wf-form4_163044762351557.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,856

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000124 · wf-form4_162327392451327.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:25 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000124 · wf-form4_162327392451327.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,849

F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:49 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000096 · wf-form4_162069055861557.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:49 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000096 · wf-form4_162069055861557.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,306

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:37 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:37 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,253

F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:01 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000215 · wf-form4_160696088650948.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,249

F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:01 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000215 · wf-form4_160696088650948.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,246

F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:28 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000170 · wf-form4_159899931314961.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,239

F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:28 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000170 · wf-form4_159899931314961.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 21:15 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000136 · wf-form4_159234208361927.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,227

F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 21:15 UTC LPL Financial Holdings Inc. LPLA · Entity 3160 GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001397911-20-000136 · wf-form4_159234208361927.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.