Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | August 28, 2026 | September 01, 2026 |
| PRICE T ROWE GROUP INCTROW · Entity 3212 | Director · Vice COB | April 25, 2019 | April 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,262 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 3 · Balance 16,262 F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
PRICE T ROWE GROUP INC
Report date April 25, 2019 · Filed April 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect2008 Bernard Family Trust | 181,963 |
Reported balance
After 2019-04-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-04-25 · Sale · Disposed 20,000 · Balance 181,963 F1: The range of prices for this transaction were $107.81 to $108.061. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 649,135 |
Reported balance
After 2019-04-26 transaction · row 2
1 source rowRow 2 · 2019-04-26 · Gift · Disposed 2,000 · Balance 649,135 |
| Common StockSEC Table I · non-derivative | Indirect2012 Ellen N. Bernard Family Trust | 67,500 |
Reported balance
Holding disclosure · report date 2019-04-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 67,500 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 60,500 |
Reported balance
Holding disclosure · report date 2019-04-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 60,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The range of prices for this transaction were $107.81 to $108.061. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2026 Filed Sep 1, 2026 20:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-059791 · wk-form4_1788293248.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,262 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:05 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041528 · wk-form4_1780949114.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,259 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:09 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 348 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036433 · wk-form4_1779221344.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,255 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:09 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036433 · wk-form4_1779221344.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,907 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 20, 2027. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 20:08 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-021416 · wk-form4_1774555696.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,195 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:20 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-055038 · wk-form4_1764796850.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,191 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000129 · wk-form4_1756931017.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,188 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:09 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000095 · wk-form4_1750104580.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,185 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,182 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000069 · wk-form4_1748463930.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,874 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 20:08 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000043 · wk-form4_1743019686.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,272 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000146 · wk-form4_1733347020.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,269 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 20:20 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000116 · wk-form4_1724790053.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,266 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:36 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000079 · wk-form4_1717706159.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,259 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 699 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000059 · wk-form4_1715717850.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,254 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 21, 2025. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000033 · wk-form4_1711656639.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,555 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000170 · wk-form4_1701295051.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,550 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000170 · wk-form4_1701295051.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,544 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 21:52 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000131 · wk-form4_1693345941.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,543 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 21:52 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000131 · wk-form4_1693345941.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,537 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000099 · wk-form4_1685996724.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,536 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000099 · wk-form4_1685996724.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,528 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000096 · wf-form4_168426766261144.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,527 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000096 · wf-form4_168426766261144.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,021 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:03 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000048 · wf-form4_168020657525847.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,237 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:03 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000048 · wf-form4_168020657525847.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,230 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 10, 2023. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 22:18 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000166 · wf-form4_166984670358369.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,229 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000132 · wf-form4_166215175399202.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,224 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 21:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000101 · wf-form4_165645244463501.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,219 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 21:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000101 · wf-form4_165645244463501.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,214 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 10, 2023. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000078 · wf-form4_165334433411147.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000078 · wf-form4_165334433411147.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,688 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000046 · wf-form4_164875852351354.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,874 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000046 · wf-form4_164875852351354.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,870 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:26 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000186 · wf-form4_163839400020201.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,869 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:26 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000186 · wf-form4_163839400020201.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000160 · wf-form4_163044762351557.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,862 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:07 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000160 · wf-form4_163044762351557.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,856 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000124 · wf-form4_162327392451327.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,855 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:25 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000124 · wf-form4_162327392451327.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,849 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 542 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000096 · wf-form4_162069055861557.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,848 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000096 · wf-form4_162069055861557.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,306 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:37 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:37 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,253 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:01 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000215 · wf-form4_160696088650948.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,249 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:01 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000215 · wf-form4_160696088650948.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,246 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:28 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000170 · wf-form4_159899931314961.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,239 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:28 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000170 · wf-form4_159899931314961.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,235 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:15 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000136 · wf-form4_159234208361927.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,227 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:15 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000136 · wf-form4_159234208361927.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,223 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.