Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | August 28, 2026 | September 01, 2026 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Executive Chairman | August 15, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,912 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 4 · Balance 14,912 F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Rapid7, Inc.
Report date August 15, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 643,274 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Tax withholding · Disposed 7,726 · Balance 643,274 F1: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Thomas Family Holdings LLC | 218,748 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 218,748 F2: Represents shares held by the Thomas Family Holdings LLC ("LLC"). The reporting person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The reporting person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Trust | 30,000 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 30,000 F3: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025.
F2: Represents shares held by the Thomas Family Holdings LLC ("LLC"). The reporting person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The reporting person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein.
F3: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Catalyst Partners Acquisition Corp.
Report date February 07, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-07 · Other · Disposed 37,000 · Balance 0 F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 10, 2021 20:12 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 39,652 | $5.05 | $200,242.60 |
DisclosureSEC source: 0001560327-21-000100 · wf-form4_162335593530434.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:56 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000136 · wf-form4_162327575419952.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,071 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:56 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000136 · wf-form4_162327575419952.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,061 F1 · shares: Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 17, 2022. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:17 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,552 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001560327-21-000094 · wf-form4_162266505069436.xml · derivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,272 Underlying: COMMON STOCK · 4,552 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020. F4 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:17 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 4,552 | $85.00 | $386,920.00 |
DisclosureSEC source: 0001560327-21-000094 · wf-form4_162266505069436.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,837 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:17 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 4,552 | $5.05 | $22,987.60 |
DisclosureSEC source: 0001560327-21-000094 · wf-form4_162266505069436.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:23 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 14,636 | $81.02 | $1,185,808.72 |
DisclosureSEC source: 0001560327-21-000085 · wf-form4_162136934764096.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,837 F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021. Read SEC document |
| May 06, 2021 Filed May 11, 2021 00:22 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 542 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000110 · wf-form4_162069250253189.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,060 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 06, 2021 Filed May 11, 2021 00:22 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000110 · wf-form4_162069250253189.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,518 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 17, 2022. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000088 · wf-form4_161731162107440.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,467 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:17 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000088 · wf-form4_161731162107440.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,461 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 105,796 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · derivative · entry 12 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,824 Underlying: COMMON STOCK · 105,796 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F12 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 2,358 | $87.72 | $206,839.75 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 9 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,473 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.70 to $87.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 1,700 | $85.93 | $146,081.34 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 8 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,831 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.68 to $86.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 13,260 | $85.12 | $1,128,660.70 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 7 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,531 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.68 to $85.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 13,391 | $84.15 | $1,126,791.05 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 6 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,791 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.685 to $84.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 24,751 | $83.13 | $2,057,454.10 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,182 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.68 to $83.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 50,336 | $82.38 | $4,146,584.04 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 4 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,933 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.68 to $82.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 105,796 | $5.05 | $534,269.80 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 13,603 | $87.61 | $1,191,758.83 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,473 F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:19 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 3,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,076 F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:28 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 24,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,368 F3 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F5 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:28 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 81,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 4 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,612 F3 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| December 14, 2020 Filed Feb 4, 2021 21:28 UTC | Rapid7, Inc. RPD · Entity 1196 | GiftCOMMON STOCK | 31,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,919 F2 · kind: The Reporting Person gifted 31,524 shares of common stock to the Ancore Foundation, Inc. (the "Foundation"), a charitable foundation of which the Reporting Person is a director. The Reporting Person shares voting and dispositive power over all securities owned by the Foundation. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:16 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000221 · wf-form4_160696175951600.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,457 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:16 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000221 · wf-form4_160696175951600.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 24, 2020 Filed Feb 4, 2021 21:28 UTC | Rapid7, Inc. RPD · Entity 1196 | GiftCOMMON STOCK | 218,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas Family Holdings LLC Disclosed balance after: 218,748 F1 · kind: Represents a gift of securities by the Reporting Person to Thomas Family Holdings LLC ("LLC"). The Reporting Person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The Reporting Person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein. F1 · ownership.nature: Represents a gift of securities by the Reporting Person to Thomas Family Holdings LLC ("LLC"). The Reporting Person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The Reporting Person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein. Read SEC document |
| November 24, 2020 Filed Feb 4, 2021 21:28 UTC | Rapid7, Inc. RPD · Entity 1196 | GiftCOMMON STOCK | 218,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,443 F1 · kind: Represents a gift of securities by the Reporting Person to Thomas Family Holdings LLC ("LLC"). The Reporting Person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The Reporting Person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:09 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 13,625 | $69.33 | $944,621.25 |
DisclosureSEC source: 0001560327-20-000191 · wf-form4_160564735327545.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,191 F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:11 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 155,366 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · derivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 155,366 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended. F5 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:11 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 89,486 | $65.40 | $5,852,321.76 |
DisclosureSEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,816 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.25 to $65.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:11 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 65,880 | $64.99 | $4,281,712.49 |
DisclosureSEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,302 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.24 to $65.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:11 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 155,366 | $2.17 | $337,144.22 |
DisclosureSEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000182 · wf-form4_159900104626318.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000182 · wf-form4_159900104626318.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,427 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:31 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 18,458 | $60.14 | $1,110,073.35 |
DisclosureSEC source: 0001560327-20-000154 · wf-form4_159787265871187.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 60,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:13 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 13,626 | $59.51 | $810,883.26 |
DisclosureSEC source: 0001560327-20-000147 · wf-form4_159778158069719.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,816 F4 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:13 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 4,700 | $60.06 | $282,277.30 |
DisclosureSEC source: 0001560327-20-000147 · wf-form4_159778158069719.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 78,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:08 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 300 | $61.00 | $18,300.99 |
DisclosureSEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 4 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 83,158 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:08 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 8,542 | $60.19 | $514,176.29 |
DisclosureSEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 83,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:08 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 3,000 | $60.19 | $180,580.80 |
DisclosureSEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000148 · wf-form4_159234416321560.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,419 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:49 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000148 · wf-form4_159234416321560.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,406 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:17 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 13,625 | $46.72 | $636,560.00 |
DisclosureSEC source: 0001560327-20-000091 · wf-form4_158991945702704.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,442 F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000120 · wf-form4_158923687248094.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,398 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000120 · wf-form4_158923687248094.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,963 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000090 · wf-form4_158586203159619.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,183 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-20-000090 · wf-form4_158586203159619.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,179 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 5, 2020. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 5, 2020. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:09 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 9,977 | $55.23 | $551,029.71 |
DisclosureSEC source: 0001560327-20-000037 · wf-form4_158216454533382.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,067 F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on February 2, 2016, January 31, 2017, February 1, 2018 and January 31, 2019. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:05 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 131,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-20-000018 · wf-form4_158076752800528.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,044 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.