Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | August 28, 2026 | September 01, 2026 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Executive Chairman | August 15, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,912 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 4 · Balance 14,912 F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Rapid7, Inc.
Report date August 15, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 643,274 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Tax withholding · Disposed 7,726 · Balance 643,274 F1: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Thomas Family Holdings LLC | 218,748 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 218,748 F2: Represents shares held by the Thomas Family Holdings LLC ("LLC"). The reporting person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The reporting person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Trust | 30,000 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 30,000 F3: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025.
F2: Represents shares held by the Thomas Family Holdings LLC ("LLC"). The reporting person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The reporting person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein.
F3: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Catalyst Partners Acquisition Corp.
Report date February 07, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-07 · Other · Disposed 37,000 · Balance 0 F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2026 Filed Sep 1, 2026 20:18 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-059842 · wk-form4_1788293889.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,912 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 15, 2026 Filed Aug 17, 2026 21:04 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 7,726 | $13.00 | $100,438.00 |
DisclosureSEC source: 0001647486-26-000006 · wk-form4_1787000690.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,274 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:15 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041562 · wk-form4_1780949703.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,908 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:16 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 5,357 | $6.50 | $34,820.50 |
DisclosureSEC source: 0001647486-26-000004 · wk-form4_1779135365.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 651,000 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 15, 2024 and February 14, 2025. F2 · balance_after: Includes 1,273 shares acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on March 13, 2026. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 348 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036493 · wk-form4_1779222607.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,901 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036493 · wk-form4_1779222607.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,553 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 20, 2027. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:45 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantPERFORMANCE RIGHTS · Derivative | 1,125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-005189 · ownership.xml · derivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,125,000 Underlying: Common Stock · 1,125,000 shares Expires not disclosed F1 · derivative.exercise_price: This security represents performance stock units ("PSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended, to the Reporting Person. Each PSU represents a contingent right to receive one share of common stock of the Issuer ("Common Stock"). F2 · derivative.exercise_date: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs. F2 · derivative.expiration_date: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 20:20 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-021439 · wk-form4_1774556453.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,841 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:23 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 22,328 | $7.18 | $160,315.04 |
DisclosureSEC source: 0001647486-26-000002 · wk-form4_1771449785.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,084 F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units and PSUs granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023, February 15, 2024 and February 14, 2025. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:23 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 64,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001647486-26-000002 · wk-form4_1771449785.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,412 F1 · kind: Represents the number of units earned under a performance-based restricted stock unit award ("PSUs") based on the Issuer's satisfaction of certain performance criteria of the award. In light of the performance-based conditions of the award, the award was not reportable under Section 16 until performance conditions were certified by the Compensation Committee as achieved (which occurred on February 15, 2026). The earned PSUs will vest in equal installments on each of February 15, 2026, February 15, 2027 and February 15, 2028, subject to the Reporting Person's continued service with the Issuer. Each PSU represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:15 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $12.98 | $0.00 |
DisclosureSEC source: 0001560327-25-000070 · wk-form4_1766178899.xml · derivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 200,000 shares Expires 2026-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This non-qualified stock option vested and became exercisable in sixteen equal quarterly installments on the 15th day of each calendar quarter beginning on May 15, 2016, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:15 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 182,321 | $15.66 | $2,855,146.86 |
DisclosureSEC source: 0001560327-25-000070 · wk-form4_1766178899.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 612,745 F1 · kind: The Reporting Person exercised non-qualified stock options for 200,000 shares at an exercise price of $12.98 per share. The Issuer withheld 182,321 shares to cover the exercise price and related withholding taxes, resulting in 17,679 shares issued. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:15 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 200,000 | $12.98 | $2,596,000.00 |
DisclosureSEC source: 0001560327-25-000070 · wk-form4_1766178899.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 795,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person exercised non-qualified stock options for 200,000 shares at an exercise price of $12.98 per share. The Issuer withheld 182,321 shares to cover the exercise price and related withholding taxes, resulting in 17,679 shares issued. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:58 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-055101 · wk-form4_1764799108.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,834 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 24, 2025 Filed Nov 24, 2025 21:50 UTC | Rapid7, Inc. RPD · Entity 1196 | PurchaseCOMMON STOCK | 14,500 | $13.82 | $200,390.00 |
DisclosureSEC source: 0001647486-25-000005 · wk-form4_1764021051.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,066 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.78 to $13.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2025 Filed Nov 17, 2025 22:06 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 12,969 | $14.03 | $181,955.07 |
DisclosureSEC source: 0001647486-25-000003 · wk-form4_1763417194.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,566 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023, February 15, 2024 and February 14, 2025. F2 · balance_after: Includes 198 shares acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on September 15, 2025. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:50 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000143 · wk-form4_1756932612.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,830 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:19 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 12,969 | $21.27 | $275,850.63 |
DisclosureSEC source: 0001628280-25-040816 · wk-form4_1755634795.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593,337 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023, February 15, 2024 and February 14, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000111 · wk-form4_1750105800.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,826 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:56 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000086 · wk-form4_1748465787.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,822 F2 · shares: Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:56 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000086 · wk-form4_1748465787.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,514 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:14 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 12,963 | $23.55 | $305,278.65 |
DisclosureSEC source: 0001628280-25-026512 · wk-form4_1747685639.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,306 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023, February 15, 2024 and February 14, 2025. F2 · balance_after: Includes 557 shares acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on March 14, 2025. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000055 · wk-form4_1743021079.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,912 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| February 15, 2025 Filed Feb 20, 2025 00:51 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 22,396 | $35.55 | $796,177.80 |
DisclosureSEC source: 0001560327-25-000014 · wk-form4_1740012664.xml · nonDerivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 618,712 F5 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units and PSUs granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023, February 15, 2024 and February 15, 2025. Read SEC document |
| February 15, 2025 Filed Feb 20, 2025 00:51 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 75,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-25-000014 · wk-form4_1740012664.xml · nonDerivative · entry 4 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,108 F4 · kind: Represents the number of units earned under a performance-based restricted stock unit award ("PSUs") based on the Issuer's satisfaction of certain performance criteria of the award. In light of the performance-based conditions of the award, the award was not reportable under Section 16 until performance conditions were certified by the Compensation Committee as achieved (which occurred on February 15, 2025). The earned PSUs will vest in equal installments on each of February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continued service with the Issuer. Each PSU represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:51 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 4,455 | $35.55 | $158,375.25 |
DisclosureSEC source: 0001560327-25-000014 · wk-form4_1740012664.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,563 F3 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 14, 2025. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:51 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-25-000014 · wk-form4_1740012664.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,018 F2 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:51 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 129,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-25-000014 · wk-form4_1740012664.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,802 F1 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. This restricted stock unit grant vests in twelve quarterly installments, with the first installment vesting on May 15, 2025, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 21, 2025 Filed Jan 24, 2025 00:20 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001560327-25-000004 · wk-form4_1737678025.xml · derivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 100,000 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| January 21, 2025 Filed Jan 24, 2025 00:20 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 100,000 | $39.38 | $3,937,770.00 |
DisclosureSEC source: 0001560327-25-000004 · wk-form4_1737678025.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 431,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 21, 2025 Filed Jan 24, 2025 00:20 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 100,000 | $9.77 | $977,000.00 |
DisclosureSEC source: 0001560327-25-000004 · wk-form4_1737678025.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 531,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:33 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001560327-25-000002 · wk-form4_1736199214.xml · derivative · entry 6 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: COMMON STOCK · 50,000 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:33 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 14,227 | $40.77 | $579,972.19 |
DisclosureSEC source: 0001560327-25-000002 · wk-form4_1736199214.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 431,469 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.32 to $41.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:33 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 35,773 | $39.60 | $1,416,603.65 |
DisclosureSEC source: 0001560327-25-000002 · wk-form4_1736199214.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 445,696 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.32 to $40.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:33 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 50,000 | $9.77 | $488,500.00 |
DisclosureSEC source: 0001560327-25-000002 · wk-form4_1736199214.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 481,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:50 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000158 · wk-form4_1733349045.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,908 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 22:15 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 10,221 | $39.98 | $408,635.58 |
DisclosureSEC source: 0001560327-24-000114 · wk-form4_1732054513.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,469 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023 and February 15, 2024. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 20:56 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000128 · wk-form4_1724792177.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,903 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:26 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 10,221 | $37.83 | $386,660.43 |
DisclosureSEC source: 0001560327-24-000098 · wk-form4_1724099181.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,690 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023 and February 15, 2024. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 21:09 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000093 · wk-form4_1717708174.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,893 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:13 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 10,221 | $39.38 | $402,502.98 |
DisclosureSEC source: 0001560327-24-000060 · wk-form4_1715976798.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,968 F1 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on February 2, 2021, February 15, 2022, February 15, 2023 and February 15, 2024. F2 · balance_after: Includes 629 shares acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on March 15, 2024. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:55 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000075 · wk-form4_1715720122.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,885 F2 · shares: The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:55 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 699 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000075 · wk-form4_1715720122.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,507 F1 · shares: These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 21, 2025. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:45 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000045 · wk-form4_1711658727.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,808 F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001560327-24-000033 · wk-form4_1710534356.xml · derivative · entry 5 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,000 Underlying: COMMON STOCK · 50,000 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCOMMON STOCK | 50,000 | $53.07 | $2,653,500.00 |
DisclosureSEC source: 0001560327-24-000033 · wk-form4_1710534356.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 462,560 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | Rapid7, Inc. RPD · Entity 1196 | Exercise / conversionCOMMON STOCK | 50,000 | $9.77 | $488,500.00 |
DisclosureSEC source: 0001560327-24-000033 · wk-form4_1710534356.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 512,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:24 UTC | Rapid7, Inc. RPD · Entity 1196 | Tax withholdingCOMMON STOCK | 11,100 | $60.32 | $669,552.00 |
DisclosureSEC source: 0001560327-24-000016 · wk-form4_1708464243.xml · nonDerivative · entry 3 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,560 F3 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on January 30, 2020, February 2, 2021, February 15, 2022, February 15, 2023 and February 15, 2024. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:24 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 7,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-24-000016 · wk-form4_1708464243.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,660 F2 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:24 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 75,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001560327-24-000016 · wk-form4_1708464243.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,263 F1 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. This restricted stock unit grant vests in twelve quarterly installments, with the first installment vesting on May 15, 2024, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.