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person · Reporting owner

Boone Karen

Disclosed activity across 5 companies

Tapewire entity
1774
SEC CIK
0001561290

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CoreWeave, Inc.CRWV · Entity 2617DirectorOctober 06, 2026October 08, 2026
PELOTON INTERACTIVE, INC.PTON · Entity 4430DirectorSeptember 09, 2026September 11, 2026
RHRH · Entity 4298See RemarksJune 16, 2018June 20, 2018
Rivian Automotive, Inc. / DERIVN · Entity 3226DirectorJuly 06, 2026July 09, 2026
Sonos IncSONO · Entity 1773DirectorSeptember 25, 2026September 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CoreWeave, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,240 Reported balance After 2026-10-06 transaction · row 1
1 source row

Row 1 · 2026-10-06 · Exercise / conversion · Acquired 1,460 · Balance 10,240

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,320 Reported balance After 2026-10-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-10-06 · Exercise / conversion · Disposed 1,460 · Balance 7,320

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: The award vested or vests as to 1/12 of the total award on the sixth calendar day of April, July, October, and January, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on April 6, 2025.

F3: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: The award vested or vests as to 1/12 of the total award on the sixth calendar day of April, July, October, and January, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on April 6, 2025.

F3: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

PELOTON INTERACTIVE, INC.

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect245,085 Reported balance After 2026-09-09 transaction · row 1
1 source row

Row 1 · 2026-09-09 · Exercise / conversion · Acquired 9,022 · Balance 245,085

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect9,023 Reported balance After 2026-09-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-09 · Exercise / conversion · Disposed 9,022 · Balance 9,023

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest as to 25% of the total shares quarterly on each of March 9, 2026, June 9, 2026, September 9, 2026, and the earlier of (i) December 9, 2026 and (ii) the 2026 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest as to 25% of the total shares quarterly on each of March 9, 2026, June 9, 2026, September 9, 2026, and the earlier of (i) December 9, 2026 and (ii) the 2026 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

RH

Report date June 16, 2018 · Filed June 20, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,715 Ending reported balance After 2018-06-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-06-16 · Exercise / conversion · Acquired 1,000 · Balance 14,211

F1: Each restricted stock unit represents a contingent right to receive one share of RH common stock.

Row 2 · 2018-06-16 · Tax withholding · Disposed 496 · Balance 13,715

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect2,000 Reported balance After 2018-06-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-16 · Exercise / conversion · Disposed 1,000 · Balance 2,000

F1: Each restricted stock unit represents a contingent right to receive one share of RH common stock.

F2: On May 6, 2015, the reporting person was granted 5,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of June 16, 2016, June 16, 2017 and June 16, 2018, and the remaining 40% of the units will vest with respect to 20% annually on each of June 16, 2019 and June 16, 2020, subject to continuous service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of RH common stock.

F2: On May 6, 2015, the reporting person was granted 5,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of June 16, 2016, June 16, 2017 and June 16, 2018, and the remaining 40% of the units will vest with respect to 20% annually on each of June 16, 2019 and June 16, 2020, subject to continuous service.

Rivian Automotive, Inc. / DE

Report date July 06, 2026 · Filed July 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote110,000 Reported balance After 2026-07-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-07-06 · Sale · Disposed 20,000 · Balance 110,000

F1: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2025, as described in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the Securities and Exchange Commission on February 12, 2026. The sale was made under an exception to the restrictions under the Lock-Up Agreement (as defined in Footnote 2) for an "Existing Trading Plan" (as defined therein).

F2: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Goldman Sachs & Co. LLC , dated July 6, 2026 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 45 days following the date of the final Prospectus (as defined in the Lock-Up Agreement), subject to certain enumerated exceptions in the Lock-Up Agreement.

F3: By The Boone Family Trust dated August 6, 2015.

Class A Common StockSEC Table I · non-derivativeDirect115,794 Reported balance Holding disclosure · report date 2026-07-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 115,794

F2: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Goldman Sachs & Co. LLC , dated July 6, 2026 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 45 days following the date of the final Prospectus (as defined in the Lock-Up Agreement), subject to certain enumerated exceptions in the Lock-Up Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2025, as described in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the Securities and Exchange Commission on February 12, 2026. The sale was made under an exception to the restrictions under the Lock-Up Agreement (as defined in Footnote 2) for an "Existing Trading Plan" (as defined therein).

F2: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Goldman Sachs & Co. LLC , dated July 6, 2026 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 45 days following the date of the final Prospectus (as defined in the Lock-Up Agreement), subject to certain enumerated exceptions in the Lock-Up Agreement.

F3: By The Boone Family Trust dated August 6, 2015.

Sonos Inc

Report date September 25, 2026 · Filed September 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,271 Ending reported balance After 2026-09-25 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-25 · Exercise / conversion · Acquired 31,766 · Balance 116,037

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2026.

Row 2 · 2026-09-25 · Sale · Disposed 31,766 · Balance 84,271

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2026.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.00 to $18.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Row 3 · 2026-09-25 · Sale · Disposed 15,000 · Balance 69,271

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2026.

F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.00 to $18.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.56 · Expires 2027-06-05Direct0 Reported balance After 2026-09-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-25 · Exercise / conversion · Disposed 31,766 · Balance 0

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2026.

F4: The stock option is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2026.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.00 to $18.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.00 to $18.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4: The stock option is fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2023 Filed Sep 8, 2023 20:45 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass A Common Stock 7,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001639825-23-000145 · wk-form4_1694205892.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:00 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043259 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,822

F1 · shares: Represents an award of 1,884 restricted stock units, which vested on July 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039524 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,938

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:33 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,965 $0.00 $0.00
Disclosure

SEC source: 0001639825-23-000098 · wk-form4_1686256382.xml · derivative · entry 4

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,931

Underlying: Class A Common Stock · 1,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 33.3% of the total shares on each of June 6, 2023, September 6, 2023 and the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 33.3% of the total shares on each of June 6, 2023, September 6, 2023 and the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:33 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,267 $0.00 $0.00
Disclosure

SEC source: 0001639825-23-000098 · wk-form4_1686256382.xml · derivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,535

Underlying: Class A Common Stock · 7,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:33 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass A Common Stock 1,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001639825-23-000098 · wk-form4_1686256382.xml · nonDerivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:33 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass A Common Stock 7,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001639825-23-000098 · wk-form4_1686256382.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 21:00 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025221 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,730

F1 · shares: Represents an award of 1,928 restricted stock units, which vested on April 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:51 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 10,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-002731 · primarydocument.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,463

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 9, 2023.

F2 · shares: The RSUs will vest in full upon the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantRestricted Stock Unit (RSU) · Derivative 5,896 $0.00 $0.00
Disclosure

SEC source: 0001639825-23-000050 · wf-form4_167831134695884.xml · derivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,896

Underlying: Class A Common Stock · 5,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 33.3% of the total shares on each of June 6, 2023, September 6, 2023 and the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 33.3% of the total shares on each of June 6, 2023, September 6, 2023 and the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,268 $0.00 $0.00
Disclosure

SEC source: 0001639825-23-000050 · wf-form4_167831134695884.xml · derivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

Underlying: Class A Common Stock · 7,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass A Common Stock 7,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001639825-23-000050 · wf-form4_167831134695884.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 22:00 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004644 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

F1 · shares: Represents an award of 1,151 restricted stock units, which vested on January 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:23 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantRestricted Stock Unit (RSU) · Derivative 29,070 $0.00 $0.00
Disclosure

SEC source: 0001639825-22-000148 · wf-form4_167053457900708.xml · derivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,070

Underlying: Class A Common Stock · 29,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 21:01 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054413 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,651

F1 · shares: Represents an award of 775 restricted stock units, which vested on October 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:33 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 965 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043006 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,876

F1 · shares: Represents an award of 965 restricted stock units, which vested on July 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:35 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 8,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035135 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,911

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:10 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015475 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,951

F1 · shares: Represents an award of 598 restricted stock units, which vested on April 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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March 10, 2022 Filed Mar 14, 2022 23:23 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 7,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-002626 · primarydocument.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,452

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 10, 2022.

F2 · shares: The RSUs will vest in full on the earlier of March 10, 2023 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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January 20, 2022 Filed Jan 24, 2022 23:29 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 GrantClass A Common Stock 144 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003057 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,353

F1 · shares: Represents an award of 144 restricted stock units, which vested on January 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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December 07, 2021 Filed Dec 9, 2021 21:33 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantStock Option (right to buy Class A Common Stock) · Derivative 15,438 $0.00 Strike: $41.78 $0.00
Disclosure

SEC source: 0001639825-21-000348 · wf-form4_163908559023430.xml · derivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

Underlying: Class A Common Stock · 15,438 shares

Expires 2031-12-06

F1 · derivative.exercise_date: The option vests as to 25% of the total shares quarterly on each of March 7, 2022, June 7, 2022 and September 7, 2022, with the final 25% vesting on the earlier of (i) December 7, 2022 and (ii) the 2022 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

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November 15, 2021 Filed Nov 18, 2021 00:46 UTC Rivian Automotive, Inc. / DE RIVN · Entity 3226 PurchaseClass A Common Stock 20,000 $78.00 $1,560,000.00
Disclosure

SEC source: 0000899243-21-045166 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,209

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:14 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 5,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002240 · primarydocument.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,959

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2021.

F2 · shares: The RSUs will vest in full on the earlier of March 11, 2022 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:31 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000103 · wf-form4_161532545580645.xml · derivative · entry 4

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F4 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F3 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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March 08, 2021 Filed Mar 9, 2021 21:31 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000103 · wf-form4_161532545580645.xml · derivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F3 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F3 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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March 08, 2021 Filed Mar 9, 2021 21:31 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionStock Option (right to buy Class B Common Stock) · Derivative 50,000 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001639825-21-000103 · wf-form4_161532545580645.xml · derivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,300

Underlying: Class B Common Stock · 50,000 shares

Expires 2029-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, commencing February 17, 2019, with 100% of the total shares vested on January 17, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

F3 · derivative.underlying: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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March 08, 2021 Filed Mar 9, 2021 21:31 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000103 · wf-form4_161532545580645.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantStock Option (right to buy Class A Common Stock) · Derivative 1,183 $0.00 Strike: $123.81 $0.00
Disclosure

SEC source: 0001639825-21-000098 · wf-form4_161480747107337.xml · derivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Class A Common Stock · 1,183 shares

Expires 2031-02-28

F1 · derivative.exercise_date: The option vests as to 25% of the total shares quarterly on each of March 9, 2021, June 9, 2021 and September 9, 2021, with the final 25% vesting on the earlier of (i) December 9, 2021 and (ii) the 2021 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass B Common Stock · Derivative 42,300 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 11

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F8 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass B Common Stock · Derivative 42,300 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 10

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Class A Common Stock · 42,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionStock Option (right to buy Class B Common Stock) · Derivative 42,300 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 9

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,700

Underlying: Class B Common Stock · 42,300 shares

Expires 2029-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, commencing February 6, 2019, with 100% of the total shares vested on January 6, 2023, subject to the reporting person's provision ofservice to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

F7 · derivative.underlying: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass B Common Stock · Derivative 41,200 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 8

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F8 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass B Common Stock · Derivative 41,200 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 7

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Class A Common Stock · 41,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionStock Option (right to buy Class B Common Stock) · Derivative 41,200 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · derivative · entry 6

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,300

Underlying: Class B Common Stock · 41,200 shares

Expires 2029-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, commencing February 17, 2019, with 100% of the total shares vested on January 17, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

F7 · derivative.underlying: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 SaleClass A Common Stock 14,974 $152.34 $2,281,194.56
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · nonDerivative · entry 5

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.00 to $152.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 SaleClass A Common Stock 35,605 $151.51 $5,394,509.99
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · nonDerivative · entry 4

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,974

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.00 to $151.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 SaleClass A Common Stock 32,921 $150.56 $4,956,490.29
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · nonDerivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,579

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass A Common Stock 42,300 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · nonDerivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.

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February 12, 2021 Filed Feb 17, 2021 21:35 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass A Common Stock 41,200 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000065 · wf-form4_161359769054066.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.

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February 10, 2021 Filed Feb 11, 2021 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass B Common Stock · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000033 · wf-form4_161307924333071.xml · derivative · entry 5

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F6 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 10, 2021 Filed Feb 11, 2021 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass B Common Stock · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000033 · wf-form4_161307924333071.xml · derivative · entry 4

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Class A Common Stock · 16,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 10, 2021 Filed Feb 11, 2021 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionStock Option (right to buy Class B Common Stock) · Derivative 16,500 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001639825-21-000033 · wf-form4_161307924333071.xml · derivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,500

Underlying: Class B Common Stock · 16,500 shares

Expires 2029-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, commencing February 17, 2019, with 100% of the total shares vested on January 17, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

F5 · derivative.underlying: Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.

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February 10, 2021 Filed Feb 11, 2021 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 SaleClass A Common Stock 16,500 $150.16 $2,477,635.05
Disclosure

SEC source: 0001639825-21-000033 · wf-form4_161307924333071.xml · nonDerivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 10, 2021 Filed Feb 11, 2021 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 ConversionClass A Common Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001639825-21-000033 · wf-form4_161307924333071.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.

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February 08, 2021 Filed Feb 10, 2021 21:36 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Disposition to issuerStock Option (right to buy Class A Common Stock) · Derivative 18,116 $0.00 Strike: $26.69 $0.00
Disclosure

SEC source: 0001639825-21-000030 · wf-form4_161299296514752.xml · derivative · entry 3

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,116 shares

Expires 2030-02-27

F2 · derivative.exercise_date: The option is 100% vested and exercisable.

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February 08, 2021 Filed Feb 10, 2021 21:36 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 SaleClass A Common Stock 35,357 $144.99 $5,126,301.82
Disclosure

SEC source: 0001639825-21-000030 · wf-form4_161299296514752.xml · nonDerivative · entry 2

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 08, 2021 Filed Feb 10, 2021 21:36 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 Exercise / conversionClass A Common Stock 18,116 $26.69 $483,516.04
Disclosure

SEC source: 0001639825-21-000030 · wf-form4_161299296514752.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 09, 2020 Filed Dec 11, 2020 21:34 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantStock Option (right to buy Class A Common Stock) · Derivative 5,698 $0.00 Strike: $110.79 $0.00
Disclosure

SEC source: 0001639825-20-000209 · wf-form4_160772248344472.xml · derivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,698

Underlying: Class A Common Stock · 5,698 shares

Expires 2030-12-08

F1 · derivative.exercise_date: The option vests as to 25% of the total shares quarterly on each of March 9, 2021, June 9, 2021 and September 9, 2021, with the final 25% vesting on the earlier of (i) December 9, 2021 and (ii) the 2021 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date.

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February 28, 2020 Filed Mar 3, 2020 18:53 UTC PELOTON INTERACTIVE, INC. PTON · Entity 4430 GrantStock Option (right to buy Class A Common Stock) · Derivative 18,116 $0.00 Strike: $26.69 $0.00
Disclosure

SEC source: 0001639825-20-000017 · wf-form4_158326161860015.xml · derivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,116

Underlying: Class A Common Stock · 18,116 shares

Expires 2030-02-27

F1 · derivative.exercise_date: The option is 100% vested and exercisable as of the date of grant.

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February 27, 2020 Filed Mar 3, 2020 02:27 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001943 · primarydocument.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.