Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director · Executive Chairman | December 12, 2003 | December 16, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
THERMO FISHER SCIENTIFIC INC.
Report date December 12, 2003 · Filed December 16, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 351,105 |
Ending reported balance
After 2003-12-12 transaction · row 30
30 source rows · reconciled sequenceRow 1 · 2003-12-12 · Exercise / conversion · Acquired 114,100 · Balance 194,420 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 2 · 2003-12-12 · Exercise / conversion · Acquired 738,655 · Balance 933,075 Row 3 · 2003-12-12 · Exercise / conversion · Acquired 348,886 · Balance 1,281,961 Row 4 · 2003-12-12 · Exercise / conversion · Acquired 86,666 · Balance 1,368,627 Row 5 · 2003-12-12 · Exercise / conversion · Acquired 201,578 · Balance 1,570,205 Row 6 · 2003-12-12 · Sale · Disposed 5,000 · Balance 1,565,205 Row 7 · 2003-12-12 · Sale · Disposed 400 · Balance 1,564,805 Row 8 · 2003-12-12 · Sale · Disposed 200 · Balance 1,564,605 Row 9 · 2003-12-12 · Sale · Disposed 2,100 · Balance 1,562,505 Row 10 · 2003-12-12 · Sale · Disposed 4,800 · Balance 1,557,705 Row 11 · 2003-12-12 · Sale · Disposed 7,000 · Balance 1,550,705 Row 12 · 2003-12-12 · Sale · Disposed 1,067,200 · Balance 483,505 Row 13 · 2003-12-12 · Sale · Disposed 7,900 · Balance 475,605 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 14 · 2003-12-12 · Sale · Disposed 800 · Balance 474,805 Row 15 · 2003-12-12 · Sale · Disposed 16,200 · Balance 458,605 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 16 · 2003-12-12 · Sale · Disposed 6,100 · Balance 452,505 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 17 · 2003-12-12 · Sale · Disposed 4,000 · Balance 448,505 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 18 · 2003-12-12 · Sale · Disposed 4,000 · Balance 444,505 Row 19 · 2003-12-12 · Sale · Disposed 29,000 · Balance 415,505 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 20 · 2003-12-12 · Sale · Disposed 8,300 · Balance 407,205 Row 21 · 2003-12-12 · Sale · Disposed 43,900 · Balance 363,305 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 22 · 2003-12-12 · Sale · Disposed 200 · Balance 363,105 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 23 · 2003-12-12 · Sale · Disposed 200 · Balance 362,905 Row 24 · 2003-12-12 · Sale · Disposed 300 · Balance 362,605 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 25 · 2003-12-12 · Sale · Disposed 300 · Balance 362,305 Row 26 · 2003-12-12 · Sale · Disposed 5,200 · Balance 357,105 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 27 · 2003-12-12 · Sale · Disposed 4,000 · Balance 353,105 Row 28 · 2003-12-12 · Sale · Disposed 800 · Balance 352,305 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. Row 29 · 2003-12-12 · Sale · Disposed 700 · Balance 351,605 Row 30 · 2003-12-12 · Sale · Disposed 500 · Balance 351,105 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.27 · Expires 2007-06-30 | Direct | 0 |
Reported balance
After 2003-12-12 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2003-12-12 · Exercise / conversion · Disposed 348,886 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.47 · Expires 2008-03-14 | Direct | 100,790 |
Reported balance
After 2003-12-12 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2003-12-12 · Exercise / conversion · Disposed 201,578 · Balance 100,790 F2: The option vests in three equal annual installments beginning on March 14, 2002. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.27 · Expires 2009-03-15 | Direct | 173,334 |
Reported balance
After 2003-12-12 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2003-12-12 · Exercise / conversion · Disposed 86,666 · Balance 173,334 F3: The option vests in three equal annual installments beginning on March 15, 2003. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.43 · Expires 2006-06-01 | Direct | 738,655 |
Reported balance
After 2003-12-12 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2003-12-12 · Exercise / conversion · Disposed 114,100 · Balance 738,655 F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.43 · Expires 2006-06-01 | Direct | 0 |
Reported balance
After 2003-12-12 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2003-12-12 · Exercise / conversion · Disposed 738,655 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2003.
F2: The option vests in three equal annual installments beginning on March 14, 2002.
F3: The option vests in three equal annual installments beginning on March 15, 2003.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $22.94 | $45,880.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 8 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $23.00 | $46,000.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 7 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,000 | $23.01 | $92,040.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 6 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $23.02 | $46,040.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 5 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $23.04 | $46,080.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 4 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $23.05 | $46,100.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 3 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,400 | $23.06 | $78,404.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 2 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,920 Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 19:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 30,000 | $16.43 | $492,900.00 |
DisclosureSEC source: 0000097745-03-000175 · syr167.xml · nonDerivative · entry 1 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 17:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,172 | $21.02 | $66,675.44 |
DisclosureSEC source: 0000097745-03-000111 · syr117.xml · nonDerivative · entry 1 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,320 Read SEC document |
| June 02, 2003 Filed Jun 3, 2003 21:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 4,276 | $21.20 | $90,651.20 |
DisclosureSEC source: 0000097745-03-000078 · syr107.xml · nonDerivative · entry 1 SYRON RICHARD F/CA · CIK 0001197930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,492 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.