Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Director | March 31, 2022 | April 04, 2022 |
| KKR & Co. Inc.KKR · Entity 338 | Director · Co-Chief Executive Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 1,867 |
Reported balance
After 2022-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-31 · Grant · Acquired 291 · Balance 1,867 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2022 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2022, the closing price of Fiserv's common stock was $101.40 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2022 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2022, the closing price of Fiserv's common stock was $101.40 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
KKR & Co. Inc.
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,406,748 |
Reported balance
After 2026-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-27 · Purchase · Acquired 50,000 · Balance 14,406,748 F1: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $87.78 to $87.90, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Reflects certain transfers made between grantor retained annuity trusts and the reporting person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 3,147,000 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,147,000 F2: Reflects certain transfers made between grantor retained annuity trusts and the reporting person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 1,135,870 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,135,870 |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 129,301 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 129,301 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,497,723 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,497,723 F3: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 2,782 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,782 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $87.78 to $87.90, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: Reflects certain transfers made between grantor retained annuity trusts and the reporting person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
F3: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMPHENOL CORP /DE/
Report date September 30, 2004 · Filed October 04, 2004
Section 16 reporting ended · disclosed 2004-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,467 |
Reported balance
After 2004-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-09-30 · Grant · Acquired 328.95 · Balance 5,467 F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis.
F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event.
F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 75,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 among First Data Corporation (Issuer), Fiserv, Inc.(Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 among First Data Corporation (Issuer), Fiserv, Inc.(Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock. F2: Held by a trust for the benefit of Mr. Nuttall's family. Mr. Nuttall disclaims beneficial ownership over these shares. |
| Units in Director Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 34,799.67 · Balance 0 F3: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F4: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 among First Data Corporation (Issuer), Fiserv, Inc.(Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock.
F2: Held by a trust for the benefit of Mr. Nuttall's family. Mr. Nuttall disclaims beneficial ownership over these shares.
F3: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer.
F4: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 95,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-008013 · form4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,348 Underlying: Class A Common Stock · 95,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.exercise_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 44,483 | $23.47 | $1,044,016.01 |
DisclosureSEC source: 0001140361-20-008013 · form4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,422 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 95,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-008013 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:15 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 272 | $94.99 | $25,837.28 |
DisclosureSEC source: 0001209191-20-022537 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495 Underlying: Common Stock · 272 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:47 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 223 | $115.63 | $25,785.49 |
DisclosureSEC source: 0001209191-20-001316 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223 Underlying: Common Stock · 223 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2019, the closing price of Fiserv's common stock was $115.63 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2019, the closing price of Fiserv's common stock was $115.63 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2019, the closing price of Fiserv's common stock was $115.63 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2019 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2019, the closing price of Fiserv's common stock was $115.63 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 23:03 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftKKR Holdings L.P. Units · Derivative | 297,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-021720 · form4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 297,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F2 · kind: On November 27, 2019, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 3 below (the "Partnership"), to a trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act"). F2 · shares: On November 27, 2019, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 3 below (the "Partnership"), to a trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act"). F1 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F4 · balance_after: Reflects a transfer of an additional 300,000 KKR Holdings L.P. units from the Reporting Person to the Partnership. This transfer, which was exempt from reporting pursuant to Rule 16a-13 under the Exchange Act, merely changed the form of the Reporting Person's pecuniary interest in such securities from direct to indirect. F3 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. The number reported as beneficially owned following the reported transaction reflects the aggregate number of units of KKR Holdings L.P. held by the Partnership. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-017962 · form4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,695 Underlying: Class A Common Stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.exercise_date: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.expiration_date: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F3 · balance_after: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 119,745 | $26.85 | $3,215,153.25 |
DisclosureSEC source: 0001140361-19-017962 · form4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,558 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-017962 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:20 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerUnits in Director Deferred Compensation Plan · Derivative | 34,799.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043550 · doc4.xml · derivative · entry 3 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,799.67 shares Expires not disclosed F3 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F4 · price: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger. F3 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:20 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043550 · doc4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 among First Data Corporation (Issuer), Fiserv, Inc.(Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock. F2 · ownership.nature: Held by a trust for the benefit of Mr. Nuttall's family. Mr. Nuttall disclaims beneficial ownership over these shares. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:20 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043550 · doc4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 among First Data Corporation (Issuer), Fiserv, Inc.(Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:18 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 7,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043749 · doc4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,575 F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. F2 · ownership.nature: Held by a trust for the benefit of Mr. Nuttall's family. Mr. Nuttall disclaims beneficial ownership over these shares. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:18 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 22,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043749 · doc4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,725 F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019. At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:01 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 727.8 | $27.48 | $19,999.94 |
DisclosureSEC source: 0001209191-19-040388 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,799.67 Underlying: Class A Common Stock · 727.8 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 02, 2019 Filed May 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-008412 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 750,000 F1 · kind: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,000,000 shares of Class A common stock were being held by the Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby, the Partnership continues to hold the remaining 750,000 shares of Class A common stock for future donations. F1 · ownership.nature: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,000,000 shares of Class A common stock were being held by the Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby, the Partnership continues to hold the remaining 750,000 shares of Class A common stock for future donations. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 95,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-006452 · form4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540,695 Underlying: Class A Common Stock · 95,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.exercise_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 44,476 | $23.49 | $1,044,741.24 |
DisclosureSEC source: 0001140361-19-006452 · form4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,303 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 95,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-006452 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:49 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,173.71 | $17.04 | $20,000.02 |
DisclosureSEC source: 0001209191-19-001238 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,071.87 Underlying: Class A Common Stock · 1,173.71 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:43 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-040078 · form4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,042 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.exercise_date: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.expiration_date: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F3 · balance_after: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:43 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 74,329 | $27.27 | $2,026,951.83 |
DisclosureSEC source: 0001140361-18-040078 · form4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,432 Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:43 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-040078 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:27 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 946.97 | $21.12 | $20,000.01 |
DisclosureSEC source: 0001209191-18-041624 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,898.16 Underlying: Class A Common Stock · 946.97 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:20 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionKKR Holdings L.P. Units · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024751 · form4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,512,621 Underlying: Common Units · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:20 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftCommon Units | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024751 · form4.xml · nonDerivative · entry 3 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 F3 · kind: Reflects a transfer of common units received upon the exchange described in footnote 1 above from the Reporting Person to a limited partnership. These common units are being held by the limited partnership solely for purposes of future charitable donations. F4 · ownership.nature: These common units are held by a limited partnership controlled by the Reporting Person. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:20 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftCommon Units | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024751 · form4.xml · nonDerivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,761 F3 · kind: Reflects a transfer of common units received upon the exchange described in footnote 1 above from the Reporting Person to a limited partnership. These common units are being held by the limited partnership solely for purposes of future charitable donations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:20 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionCommon Units | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024751 · form4.xml · nonDerivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:14 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 286,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009945 · form4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,042 Underlying: Common Units · 286,042 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · kind: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.exercise_date: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. F1 · derivative.expiration_date: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.expiration_date: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. F2 · balance_after: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:01 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,201.2 | $16.65 | $19,999.98 |
DisclosureSEC source: 0001209191-18-002174 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,951.19 Underlying: Class A Common Stock · 1,201.2 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:26 UTC | KKR & Co. Inc. KKR · Entity 338 | OtherKKR Holdings L.P. Units · Derivative | 4,850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041024 · form4.xml · derivative · entry 3 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,512,621 Underlying: Common Units · 4,850,000 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · kind: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. F4 · shares: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. F3 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F3 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · derivative.underlying_shares: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:26 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041024 · form4.xml · derivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Units · 2,500,000 shares Expires not disclosed F2 · derivative.exercise_price: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.exercise_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.expiration_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:26 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041024 · form4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Units · 1,500,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.expiration_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:23 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,106.81 | $18.07 | $20,000.06 |
DisclosureSEC source: 0001209191-17-044025 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,749.99 Underlying: Class A Common Stock · 1,106.81 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:33 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,409.44 | $14.19 | $19,999.95 |
DisclosureSEC source: 0001209191-17-000938 · doc4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643.18 Underlying: Class A Common Stock · 1,409.44 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 22:24 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 328.95 | $34.26 | $11,269.83 |
DisclosureSEC source: 0001104659-04-029543 · a4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,467 Underlying: Class A common stock · 328.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 19:35 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 337.64 | $33.32 | $11,250.16 |
DisclosureSEC source: 0001104659-04-018917 · a4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138.05 Underlying: Class A Common Stock · 337.64 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 17:12 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 4,000 | $0.00 Strike: $32.36 | $0.00 |
DisclosureSEC source: 0001104659-04-015858 · a4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires 2014-05-27 F1 · derivative.exercise_date: Date Exercisable: 30% per year over a three-year period commencing on the first anniversary of date of grant. F2 · balance_after: Securities owned reflect 2-for-1 Stock Split effective March 29, 2004. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 21:05 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 378.79 | $29.70 | $11,250.06 |
DisclosureSEC source: 0001104659-04-009325 · a4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800.41 Underlying: Class A common stock · 378.79 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 01:11 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 117.32 | $63.93 | $7,500.27 |
DisclosureSEC source: 0001104659-04-000260 · a4.xml · derivative · entry 1 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210.81 Underlying: Class A Common Stock · 117.32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2003 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 144.09 | $52.05 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 11 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093.49 Underlying: Class A Common Stock · 144.09 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| June 30, 2003 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.19 | $46.82 | $7,500.10 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 10 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,949.4 Underlying: Class A Common Stock · 160.19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| March 31, 2003 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 184.05 | $40.75 | $7,500.04 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 9 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789.21 Underlying: Class A Common Stock · 184.05 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| December 31, 2002 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 197.37 | $38.00 | $7,500.06 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 8 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,605.16 Underlying: Class A Common Stock · 197.37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| September 30, 2002 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 241.94 | $31.00 | $7,500.14 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 7 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407.79 Underlying: Class A Common Stock · 241.94 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| June 30, 2002 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 208.33 | $36.00 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 6 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165.85 Underlying: Class A Common Stock · 208.33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| March 31, 2002 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.26 | $46.80 | $7,500.17 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 5 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957.52 Underlying: Class A Common Stock · 160.26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| December 31, 2001 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 156.08 | $48.05 | $7,499.64 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 4 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797.26 Underlying: Class A Common Stock · 156.08 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| September 30, 2001 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 215.82 | $34.75 | $7,499.75 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 3 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641.18 Underlying: Class A Common Stock · 215.82 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
| June 30, 2001 Filed Oct 3, 2003 00:02 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 187.27 | $40.05 | $7,500.16 |
DisclosureSEC source: 0001104659-03-022138 · a4.xml · derivative · entry 2 NUTTALL SCOTT C · CIK 0001207606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425.36 Underlying: Class A Common Stock · 187.27 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or seperation from the board of directors or six months after such event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.