Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE OWL CAPITAL INC.OWL · Entity 3287 | Director · Co-Chief Executive Officer | September 11, 2026 | September 11, 2026 |
| Blue Owl Credit Income Corp.NONE · Entity 81985 | 10% owner | March 22, 2021 | March 23, 2021 |
| Blue Owl Technology Income Corp.NONE · Entity 81983 | 10% owner | February 11, 2022 | February 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE OWL CAPITAL INC.
Report date September 11, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class D SharesSEC Table I · non-derivative | IndirectSee Footnotes | 56,695,038 |
Reported balance
After 2026-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-11 · Gift · Disposed 1,000,000 · Balance 56,695,038 F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2: Consists of an aggregate of 56,695,038 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder, 20,912,440 of which are held on behalf of Mr. Lipschultz; 11,550,711 of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 24,231,887 of which are held on behalf of Mr. Lipschultz's spouse. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
| Blue Owl Operating Group UnitsSEC Table II · derivative / convertible security | IndirectSee Footnotes | 56,695,038 |
Reported balance
After 2026-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-11 · Gift · Disposed 1,000,000 · Balance 56,695,038 F3: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2: Consists of an aggregate of 56,695,038 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder, 20,912,440 of which are held on behalf of Mr. Lipschultz; 11,550,711 of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 24,231,887 of which are held on behalf of Mr. Lipschultz's spouse. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund.
F2: Consists of an aggregate of 56,695,038 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder, 20,912,440 of which are held on behalf of Mr. Lipschultz; 11,550,711 of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 24,231,887 of which are held on behalf of Mr. Lipschultz's spouse. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein.
F3: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire.
Blue Owl Credit Income Corp.
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 2,595,996 |
Reported balance
After 2021-03-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-22 · Purchase · Acquired 1,295,896 · Balance 2,595,996 F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020. F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020.
F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Technology Income Corp.
Report date February 11, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough LLC | 15,100 |
Reported balance
Holding disclosure · report date 2022-02-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,100 F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMPHENOL CORP /DE/
Report date September 30, 2004 · Filed October 04, 2004
Section 16 reporting ended · disclosed 2004-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,606 |
Reported balance
After 2004-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-09-30 · Grant · Acquired 328.69 · Balance 13,606 F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis.
F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event.
F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004.
Blue Owl Capital Corp II
Report date May 09, 2018 · Filed May 09, 2018
Section 16 reporting ended · disclosed 2018-05-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Blue Owl Capital Corp III
Report date September 30, 2020 · Filed October 01, 2020
Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 711,080 |
Reported balance
After 2020-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-09-30 · Purchase · Acquired 141,456 · Balance 711,080 F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
HESS CORP
Report date July 18, 2025 · Filed July 18, 2025
Section 16 reporting ended · disclosed 2025-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-18 transaction · row 1
1 source rowRow 1 · 2025-07-18 · Disposition to issuer · Disposed 22,120 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated October 22, 2023 (as amended, the "merger agreement"), by and among Hess, Yankee Merger Sub Inc. ("Merger Sub") and Chevron Corporation ("Chevron"), at the effective time of the merger of Merger Sub with and into Hess on the closing date (the "Effective Time"), each outstanding share of common stock of Hess (except as otherwise specified in the merger agreement) was converted into the right to receive 1.025 (the "exchange ratio") shares of common stock of Chevron. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated October 22, 2023 (as amended, the "merger agreement"), by and among Hess, Yankee Merger Sub Inc. ("Merger Sub") and Chevron Corporation ("Chevron"), at the effective time of the merger of Merger Sub with and into Hess on the closing date (the "Effective Time"), each outstanding share of common stock of Hess (except as otherwise specified in the merger agreement) was converted into the right to receive 1.025 (the "exchange ratio") shares of common stock of Chevron.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2022 Filed Mar 8, 2022 20:57 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017390 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,914 Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:20 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBlue Owl Operating Group Units · Derivative | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000047 · wf-form4_163614361962363.xml · derivative · entry 3 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 59,195,038 Underlying: Class B Shares · 2,285,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 59,195,038 shares of Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 19.51% of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 40.94% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:20 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSeries E-2 Seller Earnout Units · Derivative | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000047 · wf-form4_163614361962363.xml · derivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Shares · 2,285,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.exercise_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.expiration_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.expiration_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of an aggregate of 59,195,038 shares of Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 19.51% of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 40.94% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:20 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass D Shares | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000047 · wf-form4_163614361962363.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 59,195,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of an aggregate of 59,195,038 shares of Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 19.51% of which are held on behalf of Lipschultz Family OR Trust over which Mr. Lipschultz has sole investment and voting power; and 40.94% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSERIES E-1 SELLER EARNOUT UNITS · Derivative | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029679 · doc4.xml · derivative · entry 3 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B common stock · 2,285,719 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · ownership.nature: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · ownership.nature: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of an aggregate of 56,909,319 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 40.94% of which are held on behalf of Lipschultz Famly OR Trust over which Mr. Lipschultz has sole investment and voting power; and 19.51% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBLUE OWL OPERATING GROUP UNITS · Derivative | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029679 · doc4.xml · derivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 56,909,319 Underlying: Class B common stock · 2,285,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 56,909,319 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 40.94% of which are held on behalf of Lipschultz Famly OR Trust over which Mr. Lipschultz has sole investment and voting power; and 19.51% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionCLASS D COMMON STOCK | 2,285,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029679 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 56,909,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of an aggregate of 56,909,319 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 39.55% of which are held on behalf of Mr. Lipschultz; 40.94% of which are held on behalf of Lipschultz Famly OR Trust over which Mr. Lipschultz has sole investment and voting power; and 19.51% of which are held on behalf of Mr. Lipschultz's spouse, Jennifer Lipschultz. Mr. Lipschultz expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:05 UTC | Blue Owl Credit Income Corp. NONE · Entity 81985 | PurchaseCommon Stock | 1,295,896 | $9.26 | $11,999,996.96 |
DisclosureSEC source: 0001104659-21-040372 · tm2110635-5_4seq1.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,595,996 F1 · kind: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020. F2 · balance_after: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 19:41 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 2,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019280 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,184 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:23 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 141,456 | $14.15 | $2,001,602.40 |
DisclosureSEC source: 0001104659-20-111064 · a4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 711,080 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| August 13, 2020 Filed Aug 13, 2020 20:16 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 165,733 | $14.13 | $2,341,807.29 |
DisclosureSEC source: 0001104659-20-094691 · a4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 569,625 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2020 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | SaleCommon Stock | 307 | $34.40 | $10,560.80 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 7 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 F2 · acquired: Represents the sale of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. F4 · acquired: This sale may have constituted a "matching" transaction under Section 16(b) of the Exchange Act to a transaction previously reported on a Form 4 filed on 3/10/2020. There was no profit realized by the reporting person in connection with the transaction. Read SEC document |
| March 18, 2020 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | SaleCommon Stock | 24 | $27.97 | $671.36 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 6 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,159 F2 · acquired: Represents the sale of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. F4 · acquired: This sale may have constituted a "matching" transaction under Section 16(b) of the Exchange Act to a transaction previously reported on a Form 4 filed on 3/10/2020. There was no profit realized by the reporting person in connection with the transaction. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:12 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock, $1.00 par value | 503 | $49.72 | $25,009.16 |
DisclosureSEC source: 0001209191-20-017765 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:12 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017765 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,349 Read SEC document |
| March 02, 2020 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock | 199 | $56.29 | $11,201.71 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 5 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,183 F1 · acquired: Represents the purchase of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. Read SEC document |
| February 27, 2020 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock | 24 | $55.02 | $1,320.48 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 4 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 F1 · acquired: Represents the purchase of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. Read SEC document |
| February 06, 2020 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock | 108 | $57.51 | $6,211.08 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 3 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,960 F1 · acquired: Represents the purchase of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. Read SEC document |
| December 17, 2019 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | SaleCommon Stock | 76 | $64.69 | $4,916.44 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 F2 · acquired: Represents the sale of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. F3 · acquired: This sale may have constituted a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to a transaction previously reported on a Form 4 filed on 3/10/2020. The reporting person notified Hess and has agreed to pay to Hess $1137.72, representing the full amount of the profit realized in connection with the transaction. Read SEC document |
| November 07, 2019 Filed Feb 12, 2021 21:10 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock | 76 | $70.51 | $5,358.76 |
DisclosureSEC source: 0000899243-21-006446 · doc5.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928 F1 · acquired: Represents the purchase of shares by an investment adviser in respect of a discretionary brokerage account without the reporting person's knowledge or authorization. The reporting person disclaims beneficial ownership of such shares except to the extent of the pecuniary interest therein. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:39 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock, $1.00 par value | 442 | $56.74 | $25,079.08 |
DisclosureSEC source: 0001209191-19-018135 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,332 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:39 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 2,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018135 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,890 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 18:33 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock, $1.00 par value | 516 | $48.48 | $25,015.68 |
DisclosureSEC source: 0001209191-18-018283 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,247 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 18:33 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018283 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,731 Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 21:30 UTC | Blue Owl Capital Corp II NONE · Entity 81984 | PurchaseCommon Stock | 232,300.885 | $9.04 | $2,100,000.00 |
DisclosureSEC source: 0000899243-17-017544 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,230.089 Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 21:30 UTC | Blue Owl Capital Corp II NONE · Entity 81984 | PurchaseCommon Stock | 265,486.726 | $9.04 | $2,400,000.00 |
DisclosureSEC source: 0000899243-17-017544 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 553,638.152 F1 · balance_after: Reflects shares held by The Lipschultz Family 2004 Long Term Trust. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2017 Filed May 10, 2017 18:31 UTC | Blue Owl Capital Corp II NONE · Entity 81984 | PurchaseCommon Stock | 165,929.2035 | $9.04 | $1,500,000.00 |
DisclosureSEC source: 0000899243-17-012606 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,929.2035 Read SEC document |
| May 03, 2017 Filed May 10, 2017 18:31 UTC | Blue Owl Capital Corp II NONE · Entity 81984 | PurchaseCommon Stock | 165,929.2035 | $9.04 | $1,500,000.00 |
DisclosureSEC source: 0000899243-17-012606 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 288,151.4255 F1 · balance_after: Reflects shares held by The Lipschultz Family 2004 Long Term Trust. Mr. Lipschultz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:53 UTC | HESS CORP HES · Entity 11019 | PurchaseCommon Stock, $1.00 par value | 484 | $51.71 | $25,027.64 |
DisclosureSEC source: 0001209191-17-016852 · doc4.xml · nonDerivative · entry 2 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,637 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:53 UTC | HESS CORP HES · Entity 11019 | GrantCommon Stock, $1.00 par value | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016852 · doc4.xml · nonDerivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,153 Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 22:25 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 328.69 | $34.26 | $11,260.92 |
DisclosureSEC source: 0001104659-04-029544 · a4.xml · derivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,606 Underlying: Class A Common Stock · 328.69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 16:37 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 337.64 | $33.32 | $11,250.16 |
DisclosureSEC source: 0001104659-04-018877 · a4.xml · derivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,277.31 Underlying: Class A Common Stock · 337.64 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 17:11 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 4,000 | $0.00 Strike: $32.36 | $0.00 |
DisclosureSEC source: 0001104659-04-015857 · a4.xml · derivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires 2014-05-27 F1 · derivative.exercise_date: Date Exercisable: 30% per year over a three-year period commencing on the first anniversary of date of grant. F2 · balance_after: Securities owned reflect 2-for-1 Stock Split effective March 29, 2004. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 21:06 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 378.79 | $29.70 | $11,250.06 |
DisclosureSEC source: 0001104659-04-009326 · a4.xml · derivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939.67 Underlying: Class A Common Stock · 378.79 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 01:10 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 117.32 | $63.93 | $7,500.27 |
DisclosureSEC source: 0001104659-04-000258 · a4.xml · derivative · entry 1 LIPSCHULTZ MARC S · CIK 0001081717 · Director · 10 % Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280.44 Underlying: Class A Common Stock · 117.32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2003 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 144.09 | $52.05 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 25 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163.12 Underlying: Class A Common Stock · 144.09 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2003 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.19 | $46.82 | $7,500.10 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 24 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019.03 Underlying: Class A Common Stock · 160.19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2003 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 184.05 | $40.75 | $7,500.04 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 23 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,858.84 Underlying: Class A Common Stock · 184.05 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2002 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 197.37 | $38.00 | $7,500.06 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 22 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,674.79 Underlying: Class A Common Stock · 197.37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2002 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 241.94 | $31.00 | $7,500.14 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 21 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,477.42 Underlying: Class A Common Stock · 241.94 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2002 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 208.33 | $36.00 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 20 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,235.48 Underlying: Class A Common Stock · 208.33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2002 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.26 | $46.80 | $7,500.17 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 19 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,027.15 Underlying: Class A Common Stock · 160.26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2001 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 156.08 | $48.05 | $7,499.64 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 18 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,866.89 Underlying: Class A Common Stock · 156.08 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2001 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 215.82 | $34.75 | $7,499.75 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 17 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710.81 Underlying: Class A Common Stock · 215.82 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2001 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 187.27 | $40.05 | $7,500.16 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 16 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494.99 Underlying: Class A Common Stock · 187.27 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2001 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 238.09 | $31.50 | $7,499.84 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 15 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307.72 Underlying: Class A Common Stock · 238.09 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2000 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 191.39 | $39.19 | $7,500.10 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 14 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,069.63 Underlying: Class A Common Stock · 191.39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2000 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 131.72 | $56.94 | $7,499.81 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 13 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,878.24 Underlying: Class A Common Stock · 131.72 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2000 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 113.48 | $66.09 | $7,500.32 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 12 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746.52 Underlying: Class A Common Stock · 113.48 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2000 Filed Oct 3, 2003 00:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 146.7 | $51.13 | $7,500.04 |
DisclosureSEC source: 0001104659-03-022140 · a4.xml · derivative · entry 11 LIPSCHULTZ MARC S · CIK 0001081717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,633.04 Underlying: Class A Common Stock · 146.7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split that occurred on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split that occurred on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split that occurred on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split that occurred on April 24, 2000. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.