organization · Reporting owner
BlueMountain Distressed GP, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | 10% owner | May 23, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date May 23, 2017 · Filed May 24, 2017
Jointly reported with BlueMountain Credit Opportunities GP I, LLC, BlueMountain Credit Opportunities Master Fund I L.P., BlueMountain Distressed Master Fund L.P., BlueMountain Montenvers GP S.a.r.l., BlueMountain Montenvers Master Fund SCA SICAV-SIF, BlueMountain Strategic Credit GP, LLC, BlueMountain Strategic Credit Master Fund L.P., BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC, BLUEMOUNTAIN SUMMIT TRADING L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-23 · Sale · Disposed 4,300,000 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-05-23 · Sale · Disposed 3,721,067 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-23 · Sale · Disposed 1,726,634 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-05-23 · Sale · Disposed 1,726,634 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-05-23 · Sale · Disposed 110,498 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-05-23 · Sale · Disposed 145,444 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-05-23 · Sale · Disposed 1,101,174 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2017-05-23 · Sale · Disposed 204,074 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2017-05-23 · Sale · Disposed 391,239 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2017-05-23 · Sale · Disposed 152,890 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | IndirectFootnotes | 0 |
Reported balance
After 2017-05-23 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2017-05-23 · Sale · Disposed 280,353 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-05-23 · Sale · Disposed 1,726,634 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-05-23 · Sale · Disposed 110,498 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2017-05-23 · Sale · Disposed 187,694 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-05-23 · Sale · Disposed 145,444 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-05-23 · Sale · Disposed 1,101,174 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2017-05-23 · Sale · Disposed 204,074 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2017-05-23 · Sale · Disposed 391,239 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2017-05-23 · Sale · Disposed 152,890 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2017-05-23 · Sale · Disposed 280,353 · Balance 0 F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds. F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it; F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships. F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM. F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock. F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 4) or BMCA GP (as defined in Footnote 3) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMM GP and BMCA GP disclaims such beneficial ownership, except to the extent of its pecuniary interest.
F2: BMCM is the investment manager of each of the following private investment funds that previously owned shares of Common Stock: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"); (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"); (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"); (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"); (v) BlueMountain Distressed Master Fund L.P. ("BMD"); (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"); (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"); (viii) BlueMountain Timberline Ltd. ("BMT"); and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"). BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds.
F3: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock previously owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and had an indirect profits interest in the Common Stock previously owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock previously owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock previously owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock previously owned by it;
F4: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock previously owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and had an indirect profits interest in the Common Stock previously owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and had an indirect profits interest in the Common Stock previously owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock previously owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock previously owned by the Partnerships.
F5: BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock previously owned by BMM.
F6: On May 23, 2017, (i) BMCA sold 1,726,634 shares of Common Stock, (ii) BMGP sold 110,498 shares of Common Stock, (iii) BMT sold 187,694 shares of Common Stock, (iv) BMKH sold 145,444 shares of Common Stock, (v) BMCO sold 1,101,174 shares of Common Stock, (vi) BMD sold 204,074 shares of Common Stock, (vii) BMM sold 391,239 shares of Common Stock, (viii) BMSC sold 152,890 shares of Common Stock and (ix) BMST sold 280,353 shares of Common Stock.
F7: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 846 | $11.45 | $9,686.70 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 10 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,631 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 846 | $11.45 | $9,686.70 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 9 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 247,631 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 1,091 | $11.45 | $12,491.95 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 8 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,558 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 643 | $11.45 | $7,362.35 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 7 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,130 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 643 | $11.45 | $7,362.35 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 6 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 188,130 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 10,038 | $11.45 | $114,935.10 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 5 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,939,737 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 10,038 | $11.45 | $114,935.10 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 4 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,939,737 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 10,038 | $11.45 | $114,935.10 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 3 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,939,737 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 21,634 | $11.45 | $247,709.30 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 2 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 6,335,407 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 25,000 | $11.45 | $286,250.00 |
DisclosureSEC source: 0000899243-17-007763 · doc4.xml · nonDerivative · entry 1 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 7,321,079 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and F8 · security: (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · ownership.nature: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,244 | $11.95 | $26,815.80 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 30 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,815 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,244 | $11.95 | $26,815.80 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 29 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 248,815 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,896 | $11.95 | $34,607.20 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 28 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,086 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 1,705 | $11.95 | $20,374.75 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 27 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,030 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 1,705 | $11.95 | $20,374.75 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 26 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 189,030 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 26,644 | $11.95 | $318,395.80 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 25 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,953,793 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 26,644 | $11.95 | $318,395.80 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 24 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,953,793 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 26,644 | $11.95 | $318,395.80 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 23 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,953,793 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 57,418 | $11.95 | $686,145.10 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 22 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 6,365,700 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 66,352 | $11.95 | $792,906.40 |
DisclosureSEC source: 0000899243-17-007553 · doc4.xml · nonDerivative · entry 21 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 7,356,086 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · ownership.nature: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 652 | $12.20 | $7,954.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 30 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,954 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 652 | $12.20 | $7,954.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 29 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 478,954 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 356 | $12.20 | $4,343.20 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 28 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,192 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 356 | $12.20 | $4,343.20 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 27 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 261,192 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 911 | $12.20 | $11,114.20 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 26 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,389 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 911 | $12.20 | $11,114.20 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 25 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 668,389 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 475 | $12.20 | $5,795.00 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 24 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,633 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 475 | $12.20 | $5,795.00 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 23 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 348,633 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,563 | $12.20 | $31,268.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 22 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,237 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,563 | $12.20 | $31,268.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 21 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 1,881,237 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 338 | $12.20 | $4,123.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 20 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,477 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 338 | $12.20 | $4,123.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 19 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 248,477 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 437 | $12.20 | $5,331.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 18 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,649 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 257 | $12.20 | $3,135.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 17 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,773 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 257 | $12.20 | $3,135.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 16 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 188,773 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 4,018 | $12.20 | $49,019.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 15 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,949,775 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 4,018 | $12.20 | $49,019.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 14 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,949,775 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 4,018 | $12.20 | $49,019.60 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 13 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,949,775 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 8,659 | $12.20 | $105,639.80 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 12 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 6,357,041 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 10,007 | $12.20 | $122,085.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 11 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 7,346,079 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · ownership.nature: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 4,326 | $11.95 | $51,695.70 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 10 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,606 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 4,326 | $11.95 | $51,695.70 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 9 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 479,606 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,358 | $11.95 | $28,178.10 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 8 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,548 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 2,358 | $11.95 | $28,178.10 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 7 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 261,548 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 6,038 | $11.95 | $72,154.10 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 6 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,300 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 6,038 | $11.95 | $72,154.10 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 5 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 669,300 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 3,149 | $11.95 | $37,630.55 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 4 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,108 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 3,149 | $11.95 | $37,630.55 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 3 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 349,108 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 16,992 | $11.95 | $203,054.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 2 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883,800 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 01:46 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock | 16,992 | $11.95 | $203,054.40 |
DisclosureSEC source: 0000899243-17-007554 · doc4.xml · nonDerivative · entry 1 BlueMountain Credit Opportunities GP I, LLC · CIK 0001564703 · 10% owner BlueMountain Credit Opportunities Master Fund I L.P. · CIK 0001564705 · 10% owner BlueMountain Distressed GP, LLC · CIK 0001541090 · 10% owner BlueMountain Distressed Master Fund L.P. · CIK 0001540862 · 10% owner BlueMountain Montenvers GP S.a.r.l. · CIK 0001578579 · 10% owner BlueMountain Montenvers Master Fund SCA SICAV-SIF · CIK 0001577160 · 10% owner BlueMountain Strategic Credit GP, LLC · CIK 0001540952 · 10% owner BlueMountain Strategic Credit Master Fund L.P. · CIK 0001541091 · 10% owner BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC · CIK 0001646286 · 10% owner BLUEMOUNTAIN SUMMIT TRADING L.P. · CIK 0001646455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 1,883,800 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F8 · security: On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.