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person · Reporting owner

MAFFEI GREGORY B

Disclosed activity across 17 companies

Tapewire entity
17487
SEC CIK
0001099636

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atlanta Braves Holdings, Inc.BATRK · Entity 4131Director · President, CEOAugust 29, 2024August 30, 2024
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 23, 2024April 25, 2024
Liberty Broadband CorpLBRDA · Entity 14270Director · President/CEO · 10% ownerDecember 18, 2024December 20, 2024
Liberty Media Acquisition CorpLMACA · Entity 121847Director · President/CEODecember 01, 2022December 05, 2022
Liberty Media CorpFWONK · Entity 3221Director · President, CEODecember 16, 2024December 18, 2024
Liberty Sirius XM Holdings Inc.NONE · Entity 87621Director · President, CEOSeptember 09, 2024September 09, 2024
Live Nation Entertainment, Inc.LYV · Entity 3069DirectorJune 13, 2024June 14, 2024
SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564DirectorAugust 26, 2026August 28, 2026
STARBUCKS CORPSBUX · Entity 2886DirectorNovember 16, 2005November 18, 2005
TripAdvisor, Inc.TRIP · Entity 4890DirectorJune 18, 2025June 20, 2025
ZILLOW GROUP, INC.Z AND ZG · Entity 3657DirectorFebruary 27, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlanta Braves Holdings, Inc.

Report date August 29, 2024 · Filed August 30, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series C Common StockSEC Table I · non-derivativeDirect1,158,836 Ending reported balance After 2024-08-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-08-29 · Grant · Acquired 35,044 · Balance 1,174,168

F1: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Remarks section below.

Row 2 · 2024-08-29 · Tax withholding · Disposed 15,332 · Balance 1,158,836

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Remarks section below.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 23, 2024 · Filed April 25, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect7,569 Ending reported balance After 2024-04-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-04-23 · Grant · Acquired 744 · Balance 7,123

F1: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025.

Row 2 · 2024-04-23 · Grant · Acquired 446 · Balance 7,569

F2: Grant of Restricted Stock (price not applicable) under an election offered by the Company to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025.

F2: Grant of Restricted Stock (price not applicable) under an election offered by the Company to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025.

Liberty Broadband Corp

Report date December 18, 2024 · Filed December 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series C Common StockSEC Table I · non-derivativeDirect1,398,523 Ending reported balance After 2024-12-19 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2024-12-18 · Sale · Disposed 1,038 · Balance 1,559,218

Row 2 · 2024-12-18 · Sale · Disposed 14,448 · Balance 1,544,770

F1: The price is a weighted average price. These shares were sold in multiple transactions ranging from $78.8800 to $79.8800, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 3 · 2024-12-18 · Sale · Disposed 27,199 · Balance 1,517,571

F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $77.8600 to $78.8500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 4 · 2024-12-18 · Sale · Disposed 82,315 · Balance 1,435,256

F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $79.8850 to $80.8375, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 5 · 2024-12-19 · Sale · Disposed 7,640 · Balance 1,427,616

F4: The price is a weighted average price. These shares were sold in multiple transactions ranging from $77.9000 to $78.2700, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 6 · 2024-12-19 · Sale · Disposed 29,093 · Balance 1,398,523

F5: The price is a weighted average price. These shares were sold in multiple transactions ranging from $76.8900 to $77.8850, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Series C Common StockSEC Table I · non-derivativeIndirectMaven 2016 - 1 GRAT274,990 Reported balance Holding disclosure · report date 2024-12-18 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 274,990

F6: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Series C Common StockSEC Table I · non-derivativeIndirectMaven 2017 - 1 GRAT137,683 Reported balance Holding disclosure · report date 2024-12-18 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 137,683

F6: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Filing footnotes · ownership attribution and instrument terms

F1: The price is a weighted average price. These shares were sold in multiple transactions ranging from $78.8800 to $79.8800, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $77.8600 to $78.8500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $79.8850 to $80.8375, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: The price is a weighted average price. These shares were sold in multiple transactions ranging from $77.9000 to $78.2700, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5: The price is a weighted average price. These shares were sold in multiple transactions ranging from $76.8900 to $77.8850, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F6: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Liberty Media Acquisition Corp

Report date December 01, 2022 · Filed December 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-01 transaction · row 1
1 source row

Row 1 · 2022-12-01 · Other · Disposed 740,251 · Balance 0

F1: On December 1, 2022, because the Issuer had not completed a business combination by December 1, 2022, as required by its Amended and Restated Certificate of Incorporation, as amended, the Issuer redeemed all issued and outstanding Series A Common Stock (the "Common Stock") at a per share redemption price of $10.06924475. On November 30, 2022, The Nasdaq Stock Market LLC filed a Form 25 with the U.S. Securities and Exchange Commission ("SEC") to delist the Issuer's securities. As a result, the Common Stock, as well as the Issuer's publicly traded units and warrants, ceased trading as of the close of business on November 30, 2022. The Issuer is expected to file a Form 15 with the SEC to terminate the registration of the securities under the Securities Exchange Act of 1934, as amended. Upon the effectiveness of the Form 15, the reporting person will cease to have a reporting obligation with respect to the Issuer's securities.

Filing footnotes · ownership attribution and instrument terms

F1: On December 1, 2022, because the Issuer had not completed a business combination by December 1, 2022, as required by its Amended and Restated Certificate of Incorporation, as amended, the Issuer redeemed all issued and outstanding Series A Common Stock (the "Common Stock") at a per share redemption price of $10.06924475. On November 30, 2022, The Nasdaq Stock Market LLC filed a Form 25 with the U.S. Securities and Exchange Commission ("SEC") to delist the Issuer's securities. As a result, the Common Stock, as well as the Issuer's publicly traded units and warrants, ceased trading as of the close of business on November 30, 2022. The Issuer is expected to file a Form 15 with the SEC to terminate the registration of the securities under the Securities Exchange Act of 1934, as amended. Upon the effectiveness of the Form 15, the reporting person will cease to have a reporting obligation with respect to the Issuer's securities.

Liberty Media Corp

Report date December 16, 2024 · Filed December 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series C Liberty Formula One Common StockSEC Table I · non-derivativeDirect1,084,856 Ending reported balance After 2024-12-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-12-16 · Exercise / conversion · Acquired 138,899 · Balance 1,171,354

Row 2 · 2024-12-16 · Tax withholding · Disposed 86,498 · Balance 1,084,856

Series C Liberty Live Common StockSEC Table I · non-derivativeDirect1,107,734 Ending reported balance After 2024-12-16 transaction · row 7
5 source rows · reconciled sequence

Row 3 · 2024-12-16 · Exercise / conversion · Acquired 162,570 · Balance 1,270,304

Row 4 · 2024-12-16 · Exercise / conversion · Acquired 5,944 · Balance 1,276,248

Row 5 · 2024-12-16 · Sale · Disposed 860 · Balance 1,275,388

F1: The price is a weighted average price. These shares were sold in multiple transactions ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 6 · 2024-12-16 · Sale · Disposed 34,603 · Balance 1,240,785

F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.99 to $71.94, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 7 · 2024-12-16 · Tax withholding · Disposed 133,051 · Balance 1,107,734

Stock Option (Right to Buy) - FWONKSEC Table II · derivative / convertible security · Conversion / exercise price $31.31 · Expires 2025-03-05Direct0 Reported balance After 2024-12-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-16 · Exercise / conversion · Disposed 138,899 · Balance 0

Stock Option (Right to Buy) - LLYVKSEC Table II · derivative / convertible security · Conversion / exercise price $14.89 · Expires 2025-03-05Direct0 Reported balance After 2024-12-16 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-16 · Exercise / conversion · Disposed 5,944 · Balance 0

Stock Option (Right to Buy) - LLYVKSEC Table II · derivative / convertible security · Conversion / exercise price $45.73 · Expires 2025-03-05Direct0 Reported balance After 2024-12-16 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2024-12-16 · Exercise / conversion · Disposed 162,570 · Balance 0

Series C Liberty Live Common StockSEC Table I · non-derivativeIndirectMaven 2017 - 2 GRAT97,007 Reported balance Holding disclosure · report date 2024-12-16 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 97,007

F3: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Filing footnotes · ownership attribution and instrument terms

F1: The price is a weighted average price. These shares were sold in multiple transactions ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.99 to $71.94, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Liberty Sirius XM Holdings Inc.

Report date September 09, 2024 · Filed September 09, 2024

This filing explicitly reported no securities owned.

Live Nation Entertainment, Inc.

Report date June 13, 2024 · Filed June 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect111,602 Reported balance After 2024-06-13 transaction · row 1
1 source row

Row 1 · 2024-06-13 · Grant · Acquired 4,019 · Balance 111,602

F1: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

F2: Represents a restricted stock award. These shares will vest in full on June 13, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

F2: Represents a restricted stock award. These shares will vest in full on June 13, 2025.

SIRIUS XM HOLDINGS INC.

Report date August 26, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,385,099 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Grant · Acquired 60 · Balance 5,385,099

F1: On August 26, 2026, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2026. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: On August 26, 2026, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2026. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

STARBUCKS CORP

Report date November 16, 2005 · Filed November 18, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
(Non-Qualified) Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.42 · Expires 2015-11-16Direct19,724 Reported balance After 2005-11-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2005-11-16 · Grant · Acquired 19,724 · Balance 19,724

TripAdvisor, Inc.

Report date June 18, 2025 · Filed June 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect153,140 Reported balance After 2025-06-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-18 · Grant · Acquired 19,171 · Balance 153,140

F1: Represents shares underlying Deferred Restricted Stock Units ("DSUs") granted under the Tripadvisor, Inc. 2023 Stock and Annual Incentive Plan in connection with such individual's election to the Company's Board of Directors on June 18, 2025. Such DSUs vest in full on June 18, 2026; however, receipt of 100% of the shares will be deferred until following termination of the Reporting Person's service as a Director.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying Deferred Restricted Stock Units ("DSUs") granted under the Tripadvisor, Inc. 2023 Stock and Annual Incentive Plan in connection with such individual's election to the Company's Board of Directors on June 18, 2025. Such DSUs vest in full on June 18, 2026; however, receipt of 100% of the shares will be deferred until following termination of the Reporting Person's service as a Director.

ZILLOW GROUP, INC.

Report date February 27, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Capital StockSEC Table I · non-derivativeDirect637,783 Ending reported balance After 2026-02-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-27 · Exercise / conversion · Acquired 16,835 · Balance 645,833

Row 2 · 2026-02-27 · Sale · Disposed 8,050 · Balance 637,783

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.46 · Expires 2026-03-01Direct0 Reported balance After 2026-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-27 · Exercise / conversion · Disposed 16,835 · Balance 0

F1: Option is fully vested and exercisable on date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.62 · Expires 2036-03-01Direct18,996 Reported balance After 2026-03-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-01 · Grant · Acquired 18,996 · Balance 18,996

F2: 1/4th of the shares subject to the option will vest and become exercisable after each-three-month period following the grant date such that the option will be fully vested and exercisable on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Option is fully vested and exercisable on date of grant.

F2: 1/4th of the shares subject to the option will vest and become exercisable after each-three-month period following the grant date such that the option will be fully vested and exercisable on the one-year anniversary of the grant date.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GRIZZLY MERGER SUB 1, LLC

Report date December 18, 2020 · Filed December 22, 2020

Section 16 reporting ended · disclosed 2020-12-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-12-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-12-18 · Conversion · Acquired 297,824 · Balance 701,362

F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, John C. Malone and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.

Row 2 · 2020-12-18 · Disposition to issuer · Disposed 701,362 · Balance 0

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

Series B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-18 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-12-18 · Conversion · Disposed 297,824 · Balance 0

F3: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.

F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, John C. Malone and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.

Series A Common StockSEC Table I · non-derivativeIndirectBy 401(k) Savings Plan0 Reported balance After 2020-12-18 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-12-18 · Disposition to issuer · Disposed 859 · Balance 0

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

F4: The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2020, pro forma for the transactions contemplated by the Merger Agreement.

Series A Common StockSEC Table I · non-derivativeIndirectMaven 2017 - 1 GRAT0 Reported balance After 2020-12-18 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2020-12-18 · Disposition to issuer · Disposed 531,650 · Balance 0

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

F5: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

Stock Option (Right to Buy) - GLIBASEC Table II · derivative / convertible security · Conversion / exercise price $55.96 · Expires 2024-12-26Direct0 Reported balance After 2020-12-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-12-18 · Disposition to issuer · Disposed 108,557 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBASEC Table II · derivative / convertible security · Conversion / exercise price $57.48 · Expires 2027-03-13Direct0 Reported balance After 2020-12-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-12-18 · Disposition to issuer · Disposed 148,100 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Stock Option (Right to Buy) - GLIBASEC Table II · derivative / convertible security · Conversion / exercise price $71.13 · Expires 2026-12-15Direct0 Reported balance After 2020-12-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-12-18 · Disposition to issuer · Disposed 359,329 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Stock Option (Right to Buy) - GLIBASEC Table II · derivative / convertible security · Conversion / exercise price $95.57 · Expires 2027-12-07Direct0 Reported balance After 2020-12-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-12-18 · Disposition to issuer · Disposed 303,491 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $56.38 · Expires 2023-03-29Direct0 Reported balance After 2020-12-18 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-12-18 · Disposition to issuer · Disposed 119,545 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $56.38 · Expires 2022-03-31Direct0 Reported balance After 2020-12-18 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-12-18 · Disposition to issuer · Disposed 64,732 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $56.38 · Expires 2024-05-11Direct0 Reported balance After 2020-12-18 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-12-18 · Disposition to issuer · Disposed 258,724 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $56.38 · Expires 2021-12-24Direct0 Reported balance After 2020-12-18 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-12-18 · Disposition to issuer · Disposed 637,561 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $58.11 · Expires 2026-03-06Direct0 Reported balance After 2020-12-18 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-12-18 · Disposition to issuer · Disposed 21,457 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Stock Option (Right to Buy) - GLIBBSEC Table II · derivative / convertible security · Conversion / exercise price $54.01 · Expires 2025-03-05Direct0 Reported balance After 2020-12-18 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-12-18 · Disposition to issuer · Disposed 143,044 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6: The derivative security is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, John C. Malone and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

F3: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.

F4: The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2020, pro forma for the transactions contemplated by the Merger Agreement.

F5: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

F6: The derivative security is fully vested.

F7: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

F8: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

Liberty Expedia Holdings, Inc.

Report date July 26, 2019 · Filed July 30, 2019

Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-26 transaction · row 1
1 source row

Row 1 · 2019-07-26 · Other · Disposed 198,168 · Balance 0

F1: Includes 50,700 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's grantor retained annuity trust.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.

Series B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-07-26 · Other · Disposed 24,266 · Balance 0

F3: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.

Series A Common StockSEC Table I · non-derivativeIndirectMaven 2017 - 1 GRAT0 Reported balance After 2019-07-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-07-26 · Other · Disposed 227,708 · Balance 0

F4: On July 17, 2019, 50,700 shares of the Issuer's Series A common stock were distributed from the grantor retained annuity trust to the reporting person.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.

F5: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse, and his children.

Stock Option (right to buy) - LEXEASEC Table II · derivative / convertible security · Conversion / exercise price $15.02 · Expires 2019-12-17Direct0 Reported balance After 2019-07-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-26 · Other · Disposed 215,066 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F6: The derivative security is fully vested.

Stock Option (right to buy) - LEXEASEC Table II · derivative / convertible security · Conversion / exercise price $22.54 · Expires 2019-12-17Direct0 Reported balance After 2019-07-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-26 · Other · Disposed 295,226 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F6: The derivative security is fully vested.

Stock Option (right to buy) - LEXEBSEC Table II · derivative / convertible security · Conversion / exercise price $39.19 · Expires 2023-03-29Direct0 Reported balance After 2019-07-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-26 · Other · Disposed 79,590 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F6: The derivative security is fully vested.

Stock Option (right to buy) - LEXEBSEC Table II · derivative / convertible security · Conversion / exercise price $42.77 · Expires 2022-03-31Direct0 Reported balance After 2019-07-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-26 · Other · Disposed 43,536 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F6: The derivative security is fully vested.

Stock Option (right to buy) - LEXEBSEC Table II · derivative / convertible security · Conversion / exercise price $38.02 · Expires 2021-12-24Direct0 Reported balance After 2019-07-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-07-26 · Other · Disposed 535,494 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F8: The options vest 50% on December 24, 2018 and 50% on December 24, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 50,700 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's grantor retained annuity trust.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.

F3: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.

F4: On July 17, 2019, 50,700 shares of the Issuer's Series A common stock were distributed from the grantor retained annuity trust to the reporting person.

F5: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse, and his children.

F6: The derivative security is fully vested.

F7: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was accelerated and converted into the right to receive a number of shares of Parent's common stock equal to (x) 0.36 multiplied by (y) the number of shares covered by such Issuer stock option (after deducting a number of shares sufficient to cover the aggregate option exercise price), less applicable tax withholdings, with the number of shares to be delivered to the holder of such Issuer stock options aggregated and rounded up to the next whole share of Parent's common stock.

F8: The options vest 50% on December 24, 2018 and 50% on December 24, 2019.

Liberty TripAdvisor Holdings, Inc.

Report date April 29, 2025 · Filed April 30, 2025

Section 16 reporting ended · disclosed 2025-04-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-04-29 · Disposition to issuer · Disposed 4,671,218 · Balance 0

F1: Each share of Series B common stock was convertible, at the holder's election, into one share of Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive $0.2567 in cash (without interest thereon).

Stock Option (right to buy) - LTRPBSEC Table II · derivative / convertible security · Conversion / exercise price $3.76 · Expires 2027-12-15Direct0 Reported balance After 2025-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-29 · Disposition to issuer · Disposed 572,665 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was terminated and cancelled as of immediately prior to the effective time of the Merger, without any consideration being paid in respect thereof.

Stock Option (right to buy) - LTRPBSEC Table II · derivative / convertible security · Conversion / exercise price $14.28 · Expires 2026-03-06Direct0 Reported balance After 2025-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-29 · Disposition to issuer · Disposed 26,557 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was terminated and cancelled as of immediately prior to the effective time of the Merger, without any consideration being paid in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series B common stock was convertible, at the holder's election, into one share of Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive $0.2567 in cash (without interest thereon).

F3: Pursuant to the terms of the Merger Agreement, such stock option of the Issuer was terminated and cancelled as of immediately prior to the effective time of the Merger, without any consideration being paid in respect thereof.

Old QVC Group, Inc.

Report date August 06, 2026 · Filed August 06, 2026

Section 16 reporting ended · disclosed 2026-08-06. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Pandora Media, LLC

Report date February 01, 2019 · Filed February 02, 2019

Section 16 reporting ended · disclosed 2019-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-01 transaction · row 1
1 source row

Row 1 · 2019-02-01 · Disposition to issuer · Disposed 55,300 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 39,293 restricted stock units that vest upon the effective date of the Transactions as required by the terms of the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 39,293 restricted stock units that vest upon the effective date of the Transactions as required by the terms of the award agreement.

Starz Acquisition LLC

Report date December 08, 2016 · Filed December 12, 2016

Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-08 transaction · row 1
1 source row

Row 1 · 2016-12-08 · Disposition to issuer · Disposed 1,368,204 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock").

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.32 · Expires 2019-12-17Direct0 Reported balance After 2016-12-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-08 · Disposition to issuer · Disposed 1,184,017 · Balance 0

F3: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, each Starz stock option outstanding and unexercised immediately prior to the effective time of the Merger was converted automatically into an option to purchase a number of shares of Lions Gate non-voting stock (rounded down to the nearest whole share) equal to the product determined by multiplying the number of options set forth in Column 5 of Table II by 1.3633, with a per-share exercise price (rounded up to the nearest whole cent) equal to the quotient determined by dividing the per-share exercise price set forth in Column 2 of Table II by 1.3633, with substantially the same terms and conditions as were applicable to each option immediately prior to the effective time of the Merger.

F2: This stock option was fully vested at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock").

F2: This stock option was fully vested at the time of the Merger.

F3: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, each Starz stock option outstanding and unexercised immediately prior to the effective time of the Merger was converted automatically into an option to purchase a number of shares of Lions Gate non-voting stock (rounded down to the nearest whole share) equal to the product determined by multiplying the number of options set forth in Column 5 of Table II by 1.3633, with a per-share exercise price (rounded up to the nearest whole cent) equal to the quotient determined by dividing the per-share exercise price set forth in Column 2 of Table II by 1.3633, with substantially the same terms and conditions as were applicable to each option immediately prior to the effective time of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2021 Filed Jun 1, 2021 22:22 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008726 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,140

F1 · shares: On May 28, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 7, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 59,905 $2.28 Strike: $2.28 $136,283.88
Disclosure

SEC source: 0001225208-21-008023 · doc4.xml · derivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,905 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 22,886 $5.96 $136,286.13
Disclosure

SEC source: 0001225208-21-008023 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,069

F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the aggregate exercise price.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 59,905 $2.28 $136,283.88
Disclosure

SEC source: 0001225208-21-008023 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000060 · wf-form4_161972730755033.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000060 · wf-form4_161972730755033.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:29 UTC Old QVC Group, Inc. QRTEA · Entity 9784 GrantSeries A Common Stock 584,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005473 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378,308

F2 · shares: Represents shares of Series A common stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 12, 2020 ..

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March 15, 2021 Filed Mar 17, 2021 21:29 UTC Old QVC Group, Inc. QRTEA · Entity 9784 Grant8% Series A Cumulative Redeemable Preferred Stock 17,530 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005473 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,624

F1 · shares: Represents shares of 8% Series A Cumulative Redeemable Preferred Stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units. These performance-based restricted stock units were issued as a result of adjustments to existing performance-based restricted stock units with respect to Series A common stock due to the issuance of the 8% Series A Cumulative Redeemable Preferred Stock in September 2020.

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March 15, 2021 Filed Mar 17, 2021 21:28 UTC Liberty TripAdvisor Holdings, Inc. LTRPA · Entity 16414 GrantSeries B Common Stock 242,382 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005472 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071,827

F1 · shares: Represents shares of Series A common stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 12, 2020.

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March 11, 2021 Filed Mar 15, 2021 21:46 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 167,230 $0.00 Strike: $152.25 $0.00
Disclosure

SEC source: 0001225208-21-005349 · doc4.xml · derivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,230

Underlying: Series C Common Stock · 167,230 shares

Expires 2028-03-11

F1 · shares: This grant is made pursuant to the employment agreement between the reporting person and Liberty Media Corporation, effective December 13, 2019 (the "Agreement"). This grant is a portion of the reporting person's Annual Equity Awards (as defined in the Agreement).

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March 10, 2021 Filed Mar 12, 2021 21:23 UTC Liberty Media Corp LSXMA · Entity 3221 GrantStock Option (Right to Buy) - LSXMK · Derivative 256,535 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001225208-21-005237 · doc4.xml · derivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,535

Underlying: Series C Liberty SiriusXM Common Stock · 256,535 shares

Expires 2028-03-10

F1 · shares: This grant is made pursuant to the employment agreement between the reporting person and the Issuer, effective December 13, 2019 (the "Agreement"). This grant is a portion of the reporting person's Annual Equity Awards (as defined in the Agreement).

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March 02, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 Exercise / conversionStock Option (Right to Buy) · Derivative 9,204 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · derivative · entry 6

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Capital Stock · 9,204 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 Exercise / conversionStock Option (Right to Buy) · Derivative 4,602 $0.00 Strike: $25.02 $0.00
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · derivative · entry 5

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,602 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 SaleClass C Capital Stock 2,296 $165.88 $380,864.84
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · nonDerivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,162

F1 · price: The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $165.71 to $166.0650. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 02, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 Exercise / conversionClass C Capital Stock 9,204 $28.86 $265,644.01
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 Exercise / conversionClass A Common Stock 4,602 $25.02 $115,125.47
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:58 UTC ZILLOW GROUP, INC. Z AND ZG · Entity 3657 GrantStock Option (Right to Buy) · Derivative 3,106 $0.00 Strike: $167.00 $0.00
Disclosure

SEC source: 0001225208-21-004509 · doc4.xml · derivative · entry 4

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Class C Capital Stock · 3,106 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/4th of the shares subject to the option will vest and become exercisable after each-three-month period following the grant date such that the option will be fully vested and exercisable on the one-year anniversary of the grant date.

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February 26, 2021 Filed Mar 2, 2021 21:24 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004239 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,050

F1 · shares: On February 26, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 10, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:39 UTC Liberty Media Acquisition Corp LMACA · Entity 121847 PurchaseSeries A Common Stock 740,251 $10.00 $7,402,510.00
Disclosure

SEC source: 0001225208-21-001248 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,251

F1 · price: The reported shares are included within 740,251 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Series A Common Stock of Liberty Media Acquisition Corporation (the "Company") and one-fifth of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering.

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December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 143,044 $0.00 Strike: $54.01 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 15

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 143,044 shares

Expires 2025-03-05

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 21,457 $0.00 Strike: $58.11 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 14

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 21,457 shares

Expires 2026-03-06

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 637,561 $0.00 Strike: $56.38 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 13

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 637,561 shares

Expires 2021-12-24

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 258,724 $0.00 Strike: $56.38 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 12

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 258,724 shares

Expires 2024-05-11

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 64,732 $0.00 Strike: $56.38 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 11

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 64,732 shares

Expires 2022-03-31

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBB · Derivative 119,545 $0.00 Strike: $56.38 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 10

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Common Stock · 119,545 shares

Expires 2023-03-29

F8 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series B common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series B stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBA · Derivative 303,491 $0.00 Strike: $95.57 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 9

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 303,491 shares

Expires 2027-12-07

F7 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBA · Derivative 359,329 $0.00 Strike: $71.13 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 8

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 359,329 shares

Expires 2026-12-15

F7 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBA · Derivative 148,100 $0.00 Strike: $57.48 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 7

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 148,100 shares

Expires 2027-03-13

F7 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerStock Option (Right to Buy) - GLIBA · Derivative 108,557 $0.00 Strike: $55.96 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · derivative · entry 6

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 108,557 shares

Expires 2024-12-26

F7 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of the Issuer's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of Parent's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to Parent's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

F6 · derivative.exercise_date: The derivative security is fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerSeries A Common Stock 531,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · nonDerivative · entry 5

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Maven 2017 - 1 GRAT

Disclosed balance after: 0

F2 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

F5 · ownership.nature: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

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December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerSeries A Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · nonDerivative · entry 4

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Savings Plan

Disclosed balance after: 0

F2 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

F4 · balance_after: The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2020, pro forma for the transactions contemplated by the Merger Agreement.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 ConversionSeries B Common Stock 297,824 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · nonDerivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.

F1 · price: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, John C. Malone and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerSeries A Common Stock 701,362 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 ConversionSeries A Common Stock 297,824 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015013 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, John C. Malone and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 176,024 $0.00 Strike: $164.78 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 14

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,024

Underlying: Series C Common Stock · 176,024 shares

Expires 2027-12-07

F6 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to the Issuer's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 208,410 $0.00 Strike: $122.64 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 13

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,410

Underlying: Series C Common Stock · 208,410 shares

Expires 2026-12-15

F6 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to the Issuer's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 85,898 $0.00 Strike: $99.11 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 12

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,898

Underlying: Series C Common Stock · 85,898 shares

Expires 2027-03-13

F6 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to the Issuer's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 62,963 $0.00 Strike: $96.49 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 11

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,963

Underlying: Series C Common Stock · 62,963 shares

Expires 2024-12-26

F6 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series A common stock (an "original Series A stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series C common stock, rounded down to the nearest whole share. The exercise price of the original Series A stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The stock options with respect to the Issuer's Series C common stock are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original Series A stock option.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 369,785 $0.00 Strike: $97.21 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 10

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,785

Underlying: Series B Common Stock · 369,785 shares

Expires 2021-12-24

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 150,059 $0.00 Strike: $97.21 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 9

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,059

Underlying: Series B Common Stock · 150,059 shares

Expires 2024-05-11

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 37,544 $0.00 Strike: $97.21 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 8

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,544

Underlying: Series B Common Stock · 37,544 shares

Expires 2022-03-31

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 69,336 $0.00 Strike: $97.21 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 7

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,336

Underlying: Series B Common Stock · 69,336 shares

Expires 2023-03-29

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 12,445 $0.00 Strike: $100.19 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 6

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,445

Underlying: Series B Common Stock · 12,445 shares

Expires 2026-03-06

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDB (Right to Buy) · Derivative 82,965 $0.00 Strike: $93.13 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · derivative · entry 5

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,965

Underlying: Series B Common Stock · 82,965 shares

Expires 2025-03-05

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding stock option to purchase shares of GCI Liberty's Series B common stock (an "original Series B stock option") was converted into 0.580 of a corresponding stock option to purchase shares of the Issuer's Series B common stock, rounded down to the nearest whole share. The exercise price of the original Series B stock option was divided by 0.580, with the resulting exercise price rounded up to the nearest cent. The Issuer's Series B stock options are subject to the same vesting, terms, restrictions and other conditions as those applicable to the corresponding original stock option. The reporting person has agreed, pursuant to a stipulation and proposed order, to, immediately following the exercise of these options, exchange each share of the Issuer's Series B common stock issued upon such exercise for one share of the Issuer's Series C common stock.

F4 · derivative.exercise_date: The derivative security is fully vested.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantSeries C Common Stock 308,357 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · nonDerivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Maven 2017 - 1 GRAT

Disclosed balance after: 308,357

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of GCI Liberty's (as defined in the Remarks section) Series A common stock was converted into the right to receive 0.580 of a share of the Issuer's Series C common stock.

F3 · ownership.nature: The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantSeries C Common Stock 498 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Savings Plan

Disclosed balance after: 498

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of GCI Liberty's (as defined in the Remarks section) Series A common stock was converted into the right to receive 0.580 of a share of the Issuer's Series C common stock.

F2 · balance_after: The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administator dated as of November 30, 2020, pro forma for the transactions contemplated by the Merger Agreement.

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December 18, 2020 Filed Dec 22, 2020 21:52 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantSeries C Common Stock 406,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015023 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,569

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of GCI Liberty's (as defined in the Remarks section) Series A common stock was converted into the right to receive 0.580 of a share of the Issuer's Series C common stock.

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December 15, 2020 Filed Dec 17, 2020 21:33 UTC Liberty TripAdvisor Holdings, Inc. LTRPA · Entity 16414 GrantStock Option (right to buy) - LTRPB · Derivative 572,665 $2.41 Strike: $3.76 $1,381,267.98
Disclosure

SEC source: 0001225208-20-014806 · doc4.xml · derivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,665

Underlying: Series B Common Stock · 572,665 shares

Expires 2027-12-15

F1 · shares: This grant is being made in lieu of the reporting person receiving the portion of his annual cash bonus allocable to the Issuer in light of the ongoing financial impact of the Coronavirus pandemic.

F1 · price: This grant is being made in lieu of the reporting person receiving the portion of his annual cash bonus allocable to the Issuer in light of the ongoing financial impact of the Coronavirus pandemic.

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December 10, 2020 Filed Dec 14, 2020 17:03 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionRestricted Stock Units - GLIBA · Derivative 2,957 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014656 · doc4.xml · derivative · entry 4

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 2,957 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

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December 10, 2020 Filed Dec 14, 2020 17:03 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionSeries A Common Stock 2,957 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014656 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series A Common Stock.

F2 · balance_after: Includes the distribution by the Maven 2017 - 1 GRAT of 42,560 Series A shares to the reporting person on June 30, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.