Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director | October 31, 2018 | November 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date October 31, 2018 · Filed November 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-31 · Other · Disposed 4,145 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-31 · Other · Disposed 1,109 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-31 · Other · Disposed 4,600 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-31 · Other · Disposed 3,443 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-10-31 · Other · Disposed 4,788 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-10-31 · Other · Disposed 3,935 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-31 · Other · Disposed 3,423 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-10-31 · Other · Disposed 2,957 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-10-31 · Other · Disposed 2,507 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-10-31 · Other · Disposed 2,374 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-10-31 · Other · Disposed 2,360 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-10-31 · Other · Disposed 2,866 · Balance 0 F1: Conversion occurs on a one-for-one basis. F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2: Distribution occurs upon separation of employment. F3: This grant does not have a specified expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: Distribution occurs upon separation of employment.
F3: This grant does not have a specified expiration date.
F4: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 935 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 37 · Balance 935 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 2,866 | $36.08 | $103,405.28 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 12 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,866 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 2,360 | $36.08 | $85,148.80 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 11 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,360 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 2,374 | $36.08 | $85,653.92 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 10 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,374 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 2,507 | $36.08 | $90,452.56 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 9 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,507 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 2,957 | $36.08 | $106,688.56 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 8 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,957 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 3,423 | $36.08 | $123,501.84 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 7 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,423 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 3,935 | $36.08 | $141,974.80 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 6 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,935 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 4,788 | $36.08 | $172,751.04 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 5 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,788 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 3,443 | $36.08 | $124,223.44 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,443 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 4,600 | $36.08 | $165,968.00 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 1,109 | $36.08 | $40,012.72 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,109 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPhantom Stock · Derivative | 4,145 | $36.08 | $149,551.60 |
DisclosureSEC source: 0001127602-18-031736 · form4.xml · derivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,145 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 14:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 3,835 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001127602-18-027299 · form4.xml · derivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,835 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 14:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 929 | $38.17 | $35,459.93 |
DisclosureSEC source: 0001127602-18-027299 · form4.xml · nonDerivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,749 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 14:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,835 | $9.24 | $35,435.40 |
DisclosureSEC source: 0001127602-18-027299 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 10,000 shares previously held indirectly in the Reporting Person's 2016 Grantor Retained Annuity Trust #2, and are now owned directly by the Reporting Person. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:41 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 4,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019962 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,843 F1 · shares: The transaction reported on this Form 4 reflects a change to the Issuer's pay cycle to directors to June 1, 2018. This award reflects the annual stock retainer granted to non-employee directors for services from June 1, 2018 to May 31, 2019, net of the grant previously made to the Reporting Person for the period from June 1, 2018 to October 31, 2018. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 15:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | PurchaseCommon Stock | 4,000 | $39.76 | $159,040.00 |
DisclosureSEC source: 0001127602-18-005322 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 4,000 Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 02:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 3,464 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001127602-17-031558 · form4.xml · derivative · entry 6 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,464 shares Expires 2017-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vested in full. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 02:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 972 | $41.58 | $40,415.76 |
DisclosureSEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,236 Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 02:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,464 | $11.66 | $40,390.24 |
DisclosureSEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Reflects transactions previously reported on Form 4s for the Reporting Person since June 2017. Also includes 5,864 shares previously held indirectly in the Reporting Person's 2015 Grantor Retained Annuity Trust #2, which were distributed to the Reporting Person's revocable trust in September 2017, and are now owned directly by the Reporting Person. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 21:23 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 5,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031034 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,819 Read SEC document |
| June 07, 2017 Filed Nov 8, 2017 02:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GiftCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,240 F1 · balance_after: This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse. Read SEC document |
| June 07, 2017 Filed Nov 8, 2017 02:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GiftCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 F1 · balance_after: This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 18:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067125 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Read SEC document |
| November 11, 2016 Filed Feb 14, 2017 21:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherCommon Stock | 14 | $26.68 | $373.52 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 10, 2016 Filed Feb 14, 2017 21:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherCommon Stock | 9 | $26.20 | $235.80 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 09, 2016 Filed Feb 14, 2017 21:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherCommon Stock | 10 | $26.27 | $262.70 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 08, 2016 Filed Feb 14, 2017 21:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherCommon Stock | 10 | $26.71 | $267.10 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 2,088 | $0.00 Strike: $21.75 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 21 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088 Underlying: Common Stock · 2,088 shares Expires 2024-11-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,835 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 20 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 Underlying: Common Stock · 3,835 shares Expires 2018-11-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 19 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109 Underlying: Common Stock · 1,109 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 4,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 18 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,145 Underlying: Common Stock · 4,145 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 17 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 4,600 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 3,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 16 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,443 Underlying: Common Stock · 3,443 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 4,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 15 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,788 Underlying: Common Stock · 4,788 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 3,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 14 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,935 Underlying: Common Stock · 3,935 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 13 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 Underlying: Common Stock · 3,423 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 12 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,957 Underlying: Common Stock · 2,957 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 11 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,507 Underlying: Common Stock · 2,507 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 10 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,374 Underlying: Common Stock · 2,374 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 9 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Underlying: Common Stock · 2,360 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 8 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866 Underlying: Common Stock · 2,866 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Distribution occurs upon separation of employment. F4 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,099 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 7 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 Underlying: Common Stock · 3,099 shares Expires 2026-02-05 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 2,126 | $0.00 Strike: $21.20 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 6 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Underlying: Common Stock · 2,126 shares Expires 2023-11-05 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 2,171 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 5 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171 Underlying: Common Stock · 2,171 shares Expires 2022-11-06 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 2,834 | $0.00 Strike: $15.89 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 Underlying: Common Stock · 2,834 shares Expires 2021-11-01 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,160 | $0.00 Strike: $15.26 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Underlying: Common Stock · 3,160 shares Expires 2020-11-02 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,464 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,464 Underlying: Common Stock · 3,464 shares Expires 2017-11-06 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,630 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0001127602-16-065994 · form4.xml · derivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 3,630 shares Expires 2019-11-03 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| June 01, 2005 Filed Jun 3, 2005 13:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,000 | $54.44 | $54,440.00 |
DisclosureSEC source: 0000004962-05-000147 · edgar.xml · nonDerivative · entry 12 LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,912 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.