Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Chief Technical Officer | September 01, 2017 | September 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date September 01, 2017 · Filed September 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 1,542 |
Reported balance
After 2017-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-09-01 · Grant · Acquired 177 · Balance 1,542 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,200 | $19.24 | $23,088.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 22 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,149 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,100 | $19.04 | $20,944.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 21 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,349 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,100 | $19.05 | $20,955.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 20 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,449 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,000 | $19.02 | $19,015.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 19 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,549 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,000 | $19.06 | $19,055.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 18 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,549 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,000 | $19.17 | $19,165.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 17 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,549 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 1,000 | $19.23 | $19,230.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 16 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,549 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 908 | $19.16 | $17,392.74 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 15 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,549 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 900 | $18.99 | $17,091.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 14 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,457 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 900 | $19.07 | $17,158.50 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 13 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,357 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 900 | $19.14 | $17,221.50 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 12 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,257 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 800 | $19.01 | $15,208.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 11 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,157 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 800 | $19.08 | $15,264.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 10 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,957 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 700 | $19.14 | $13,398.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 9 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,757 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 700 | $19.16 | $13,412.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 8 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,457 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 700 | $19.17 | $13,419.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 7 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,157 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 700 | $19.25 | $13,471.50 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 6 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,857 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 696 | $19.09 | $13,286.64 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 5 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,557 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 600 | $19.01 | $11,403.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 4 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,253 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 600 | $19.12 | $11,472.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 3 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,853 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 500 | $18.97 | $9,485.00 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 2 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,453 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 500 | $19.05 | $9,522.50 |
DisclosureSEC source: 0001225208-17-005094 · doc4.xml · nonDerivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,953 Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 15,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004997 · doc4.xml · derivative · entry 5 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 15,874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant. F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004997 · doc4.xml · derivative · entry 4 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933 Underlying: Common Stock, par value $0.01 · 622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Tax withholdingCommon Stock, par value $0.01 | 5,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004997 · doc4.xml · nonDerivative · entry 3 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,653 F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004997 · doc4.xml · nonDerivative · entry 2 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 15,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004997 · doc4.xml · nonDerivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 21,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003696 · doc4.xml · derivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,494 Underlying: Common Stock, par value $0.01 · 21,494 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. F3 · derivative.expiration_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:24 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042673 · doc4.xml · derivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,555 Underlying: Common Stock, par value $0.01 · 230 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039291 · doc4.xml · derivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock, par value $0.01 · 275 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 27, 2015 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 600 | $18.98 | $11,385.00 |
DisclosureSEC source: 0001225208-17-005093 · doc4.xml · nonDerivative · entry 2 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,565 Read SEC document |
| February 27, 2015 Filed Mar 1, 2017 21:48 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 400 | $19.08 | $7,630.00 |
DisclosureSEC source: 0001225208-17-005093 · doc4.xml · nonDerivative · entry 1 Constand George T · CIK 0001453280 · Chief Technical & Quality Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,165 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.