person · Reporting owner

MCKINNELL HENRY A

Disclosed activity across 5 companies

Tapewire entity: 17327
SEC CIK: 0001174453

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ChemoCentryx, Inc.CCXI · Entity 122928	Director	May 20, 2022	May 24, 2022
MOODYS CORP /DE/MCO · Entity 386	Director	March 18, 2021	March 19, 2021
ViewRay, Inc.VRAY · Entity 111118	Director	January 02, 2019	January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ChemoCentryx, Inc.

Report date May 20, 2022 · Filed May 24, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	72,749	Reported balance After 2022-05-20 transaction · row 1 1 source row Row 1 · 2022-05-20 · Exercise / conversion · Acquired 7,726 · Balance 72,749 F1: Shares were acquired upon vesting of restricted stock units awarded on May 20, 2021.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-05-20 · Exercise / conversion · Disposed 7,726 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F3: 100% of the restricted stock units vested on May 20, 2022. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired upon vesting of restricted stock units awarded on May 20, 2021.

F2: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F3: 100% of the restricted stock units vested on May 20, 2022. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date.

MOODYS CORP /DE/

Report date March 18, 2021 · Filed March 19, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	89,487.963	Ending reported balance After 2021-03-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2021-03-18 · Grant · Acquired 109 · Balance 89,471.388 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2021-03-18 · Grant · Acquired 16.575 · Balance 89,487.963 F2: RSU deferred dividend reinvestment accrual.
Phantom Stock Units (Deferred Performance Shares)SEC Table II · derivative / convertible security	Direct	1,885.499	Reported balance After 2021-03-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-03-18 · Grant · Acquired 4.056 · Balance 1,885.499 F3: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4: The security converts to common stock on a one-for-one basis. F5: These units are to be settled in stock after the Reporting Person's retirement.
Dividend EquivalentSEC Table II · derivative / convertible security	Direct	1.393	Reported balance After 2021-03-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-03-18 · Grant · Acquired 1.393 · Balance 1.393 F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock deferred dividend reinvestment accrual.

F2: RSU deferred dividend reinvestment accrual.

F3: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4: The security converts to common stock on a one-for-one basis.

F5: These units are to be settled in stock after the Reporting Person's retirement.

F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

ViewRay, Inc.

Report date January 02, 2019 · Filed January 03, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	689,046	Ending reported balance After 2019-01-02 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2019-01-02 · Grant · Acquired 8,928 · Balance 670,378 F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date. F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $55,000. Row 2 · 2019-01-02 · Grant · Acquired 18,668 · Balance 689,046 F3: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date.

F2: These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $55,000.

F3: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Federal Street Acquisition Corp.

Report date January 04, 2019 · Filed January 04, 2019

Section 16 reporting ended · disclosed 2019-01-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-01-04 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2019-01-04 · Conversion · Acquired 25,000 · Balance 25,000 F1: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. Row 2 · 2019-01-04 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: In accordance with the Amended and Restated Agreement and Plan of Merger, dated as of December 19, 2018 by and among the Issuer, Agiliti, Inc., Agiliti Holdco, Inc. and the other parties thereto, at the closing of the business combination contemplated thereby, Mr. McKinnell disposed of 25,000 shares of the Issuer's Class A Common Stock in exchange for 25,000 shares of common stock of Agiliti, Inc.
Class F Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-01-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-01-04 · Conversion · Disposed 25,000 · Balance 0 F1: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date.

F2: In accordance with the Amended and Restated Agreement and Plan of Merger, dated as of December 19, 2018 by and among the Issuer, Agiliti, Inc., Agiliti Holdco, Inc. and the other parties thereto, at the closing of the business combination contemplated thereby, Mr. McKinnell disposed of 25,000 shares of the Issuer's Class A Common Stock in exchange for 25,000 shares of common stock of Agiliti, Inc.

PFIZER INC

Report date February 28, 2007 · Filed March 02, 2007

Section 16 reporting ended · disclosed 2007-03-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,134,851	Reported balance After 2007-02-28 transaction · row 1 1 source row Row 1 · 2007-02-28 · Tax withholding · Disposed 35,309 · Balance 2,134,851
Phantom Stock Units SSPSEC Table II · derivative / convertible security	Direct	100,460	Reported balance After 2007-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2007-02-28 · Grant · Acquired 240 · Balance 100,460 F1: Each unit represents one phantom share of common stock. F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.
Common StockSEC Table I · non-derivative	IndirectBy Rule 16b-3 Plan	40,894	Reported balance Holding disclosure · report date 2007-02-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 40,894
Common StockSEC Table I · non-derivative	IndirectBy Trust	212,688	Reported balance Holding disclosure · report date 2007-02-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 212,688

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 20, 2022 Filed May 24, 2022 19:34 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	Exercise / conversionRestricted Stock Units · Derivative	7,726	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-22-031750 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F3 · derivative.exercise_date: 100% of the restricted stock units vested on May 20, 2022. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. F3 · derivative.expiration_date: 100% of the restricted stock units vested on May 20, 2022. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document
May 20, 2022 Filed May 24, 2022 19:34 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	Exercise / conversionCommon Stock	7,726	$0.00	$0.00	Disclosure SEC source: 0001209191-22-031750 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on May 20, 2021. Read SEC document
May 20, 2021 Filed May 24, 2021 20:03 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantStock Option (right to buy) · Derivative	4,504	Not disclosed Strike: $10.06	Not disclosed	Disclosure SEC source: 0001209191-21-035547 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,504 Underlying: Common Stock · 4,504 shares Expires 2031-05-20 F4 · price: Not applicable. F3 · derivative.exercise_date: The option granted on May 20, 2021, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document
May 20, 2021 Filed May 24, 2021 20:03 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantRestricted Stock Units · Derivative	7,726	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-035547 · doc4.xml · derivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,726 Underlying: Common Stock · 7,726 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F2 · derivative.exercise_date: The restricted stock units awarded on May 20, 2021, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. F2 · derivative.expiration_date: The restricted stock units awarded on May 20, 2021, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	1.393	$0.00	$0.00	Disclosure SEC source: 0001209191-21-022050 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.393 Underlying: Common Stock · 1.393 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	4.056	$287.61	$1,166.55	Disclosure SEC source: 0001209191-21-022050 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885.499 Underlying: Common Stock · 4.056 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	16.575	$289.39	$4,796.64	Disclosure SEC source: 0001209191-21-022050 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,487.963 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	109	$287.23	$31,308.07	Disclosure SEC source: 0001209191-21-022050 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,471.388 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:18 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	650	$276.84	$179,946.00	Disclosure SEC source: 0001209191-21-013180 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,362.388 F1 · shares: Exempt grant of restricted stock units. Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	1.813	$0.00	$0.00	Disclosure SEC source: 0001209191-20-063771 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8.207 Underlying: Common Stock · 1.813 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	3.829	$274.62	$1,051.52	Disclosure SEC source: 0001209191-20-063771 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881.443 Underlying: Common Stock · 3.829 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	6.051	$277.55	$1,679.46	Disclosure SEC source: 0001209191-20-063771 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,712.388 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	104	$279.06	$29,022.24	Disclosure SEC source: 0001209191-20-063771 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,706.337 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	1.753	$0.00	$0.00	Disclosure SEC source: 0001209191-20-050135 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6.394 Underlying: Common Stock · 1.753 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	3.698	$283.78	$1,049.42	Disclosure SEC source: 0001209191-20-050135 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,877.614 Underlying: Common Stock · 3.698 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	5.853	$286.39	$1,676.24	Disclosure SEC source: 0001209191-20-050135 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,602.337 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	99	$286.88	$28,401.12	Disclosure SEC source: 0001209191-20-050135 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,596.484 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:13 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	1.807	$0.00	$0.00	Disclosure SEC source: 0001209191-20-035904 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.641 Underlying: Common Stock · 1.807 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:13 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	3.783	$276.80	$1,047.13	Disclosure SEC source: 0001209191-20-035904 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,873.916 Underlying: Common Stock · 3.783 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:13 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	6.034	$277.27	$1,673.05	Disclosure SEC source: 0001209191-20-035904 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,497.484 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:13 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	104	$274.99	$28,598.96	Disclosure SEC source: 0001209191-20-035904 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,491.45 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
May 21, 2020 Filed May 26, 2020 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantStock Option (right to buy) · Derivative	2,888	Not disclosed Strike: $59.73	Not disclosed	Disclosure SEC source: 0001209191-20-032208 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 2,888 shares Expires 2030-05-21 F3 · price: Not applicable. F2 · derivative.exercise_date: The option granted on May 21, 2020, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document
May 21, 2020 Filed May 26, 2020 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantCommon Stock	4,660	$0.00	$0.00	Disclosure SEC source: 0001209191-20-032208 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,023 F1 · shares: The restricted stock awarded on May 21, 2020, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	2.834	$0.00	$0.00	Disclosure SEC source: 0001209191-20-020417 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.834 Underlying: Common Stock · 2.834 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	5.987	$174.35	$1,043.83	Disclosure SEC source: 0001209191-20-020417 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870.133 Underlying: Common Stock · 5.987 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	19.671	$176.29	$3,467.80	Disclosure SEC source: 0001209191-20-020417 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,383.39 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:03 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	142	$167.41	$23,772.22	Disclosure SEC source: 0001209191-20-020417 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,363.719 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:10 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	892	$280.42	$250,134.64	Disclosure SEC source: 0001209191-20-011511 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,221.719 F1 · shares: Exempt grant of restricted stock units. Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	3.085	$0.00	$0.00	Disclosure SEC source: 0001209191-19-060353 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10.224 Underlying: Common Stock · 3.085 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	3.969	$234.33	$930.06	Disclosure SEC source: 0001209191-19-060353 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864.146 Underlying: Common Stock · 3.969 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	3.242	$234.52	$760.31	Disclosure SEC source: 0001209191-19-060353 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,329.719 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	109	$233.98	$25,503.82	Disclosure SEC source: 0001209191-19-060353 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,326.477 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	3.387	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049296 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.139 Underlying: Common Stock · 3.387 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	4.388	$211.46	$927.89	Disclosure SEC source: 0001209191-19-049296 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860.177 Underlying: Common Stock · 4.388 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	3.558	$213.16	$758.42	Disclosure SEC source: 0001209191-19-049296 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,217.477 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	117	$211.69	$24,767.73	Disclosure SEC source: 0001209191-19-049296 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,213.919 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	3.752	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036471 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.752 Underlying: Common Stock · 3.752 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	4.821	$191.95	$925.39	Disclosure SEC source: 0001209191-19-036471 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855.789 Underlying: Common Stock · 4.821 shares Expires not disclosed F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	3.943	$191.88	$756.58	Disclosure SEC source: 0001209191-19-036471 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,096.919 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	134	$192.54	$25,800.36	Disclosure SEC source: 0001209191-19-036471 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,092.976 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
May 23, 2019 Filed May 23, 2019 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantStock Option (right to buy) · Derivative	12,287	Not disclosed Strike: $11.60	Not disclosed	Disclosure SEC source: 0001209191-19-032534 · doc4.xml · derivative · entry 4 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,287 Underlying: Common Stock · 12,287 shares Expires 2029-05-23 F6 · price: Not applicable. F5 · derivative.exercise_date: The option granted on May 23, 2019, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document
May 23, 2019 Filed May 23, 2019 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	GrantCommon Stock	7,724	$0.00	$0.00	Disclosure SEC source: 0001209191-19-032534 · doc4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,363 F2 · shares: The restricted stock awarded on May 23, 2019, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document
May 21, 2019 Filed May 23, 2019 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	Exercise / conversionRestricted Stock Units · Derivative	8,421	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-032534 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F3 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F4 · derivative.exercise_date: 100% of the restricted stock units vested on May 21, 2019. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. F4 · derivative.expiration_date: 100% of the restricted stock units vested on May 21, 2019. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document
May 21, 2019 Filed May 23, 2019 20:49 UTC	ChemoCentryx, Inc. CCXI · Entity 122928	Exercise / conversionCommon Stock	8,421	$0.00	$0.00	Disclosure SEC source: 0001209191-19-032534 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on May 21, 2018. Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantDividend Equivalent · Derivative	4.254	$0.00	$0.00	Disclosure SEC source: 0001209191-19-020267 · doc4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.254 Underlying: Common Stock · 4.254 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantPhantom Stock Units (Deferred Performance Shares) · Derivative	5.186	$177.97	$922.95	Disclosure SEC source: 0001209191-19-020267 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850.968 Underlying: Common Stock · 5.186 shares Expires not disclosed F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:07 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	143	$177.11	$25,326.73	Disclosure SEC source: 0001209191-19-020267 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,954.722 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:14 UTC	MOODYS CORP /DE/ MCO · Entity 386	GrantCommon Stock	1,440	$0.00	$0.00	Disclosure SEC source: 0001209191-19-013483 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,796 F1 · shares: Exempt grant of restricted stock units. Read SEC document
January 04, 2019 Filed Jan 4, 2019 19:40 UTC	Federal Street Acquisition Corp. FSAC · Entity 161278	ConversionClass F Common Stock, par value $0.0001 per share · Derivative	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-000915 · a4.xml · derivative · entry 3 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. F1 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class F Common Stock, par value $0.0001 per share ("Class F Common Stock"), automatically converted into shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis, on January 4, 2019 at the time of the Issuer's initial business combination. The Class F Common Stock had no expiration date. Read SEC document
January 04, 2019 Filed Jan 4, 2019 19:40 UTC	Federal Street Acquisition Corp. FSAC · Entity 161278	Disposition to issuerClass A Common Stock, par value $0.0001 per share	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-000915 · a4.xml · nonDerivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: In accordance with the Amended and Restated Agreement and Plan of Merger, dated as of December 19, 2018 by and among the Issuer, Agiliti, Inc., Agiliti Holdco, Inc. and the other parties thereto, at the closing of the business combination contemplated thereby, Mr. McKinnell disposed of 25,000 shares of the Issuer's Class A Common Stock in exchange for 25,000 shares of common stock of Agiliti, Inc. F2 · price: In accordance with the Amended and Restated Agreement and Plan of Merger, dated as of December 19, 2018 by and among the Issuer, Agiliti, Inc., Agiliti Holdco, Inc. and the other parties thereto, at the closing of the business combination contemplated thereby, Mr. McKinnell disposed of 25,000 shares of the Issuer's Class A Common Stock in exchange for 25,000 shares of common stock of Agiliti, Inc. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.