Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VP TAX UPC | May 17, 2007 | May 18, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date May 17, 2007 · Filed May 18, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,723 |
Reported balance
After 2007-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-05-17 · Exercise / conversion · Acquired 11,003 · Balance 22,723 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Direct | 14,093 |
Reported balance
After 2007-05-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-05-17 · Sale · Disposed 8,630 · Balance 14,093 |
| Common StockSEC Table I · non-derivative | Direct | 13,648 |
Reported balance
After 2007-05-17 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2007-05-17 · Tax withholding · Disposed 445 · Balance 13,648 F2: Transfer of shares for additional tax withholding purposes. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.52 · Expires 2013-01-30 | Direct | 0 |
Reported balance
After 2007-05-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-05-17 · Exercise / conversion · Disposed 11,003 · Balance 0 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 130.4642 |
Reported balance
Holding disclosure · report date 2007-05-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 130.4642 F3: Represents holdings in employee benefit plan, Payroll Based Stock Ownership Plan, as of Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.
F2: Transfer of shares for additional tax withholding purposes.
F3: Represents holdings in employee benefit plan, Payroll Based Stock Ownership Plan, as of Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2005 Filed Mar 28, 2005 16:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,004 | $49.88 | $99,959.52 |
DisclosureSEC source: 0000100885-05-000148 · edgardoc.xml · nonDerivative · entry 3 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 16:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,263 | $69.59 | $87,892.17 |
DisclosureSEC source: 0000100885-05-000148 · edgardoc.xml · nonDerivative · entry 2 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,873 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 16:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 1,556 | $56.50 | $87,914.00 |
DisclosureSEC source: 0000100885-05-000148 · edgardoc.xml · nonDerivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,400 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · derivative · entry 8 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,400 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 3,544 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · derivative · entry 7 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556 Underlying: Common Stock · 3,544 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,413 | $69.35 | $97,991.55 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 5 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,580 Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 14,175 | $69.35 | $983,036.25 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 4 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,993 Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 17,400 | $56.50 | $983,100.00 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 3 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,887 | $69.35 | $200,213.45 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 2 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,768 Read SEC document |
| March 23, 2005 Filed Mar 25, 2005 15:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 3,544 | $56.50 | $200,236.00 |
DisclosureSEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2005 Filed Jan 31, 2005 16:22 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000099 · edgardoc.xml · derivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2015-01-27 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,451 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-05-000053 · edgardoc.xml · derivative · entry 6 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,451 Underlying: Common Stock · 12,451 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000053 · edgardoc.xml · derivative · entry 5 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 831 | $67.44 | $56,042.64 |
DisclosureSEC source: 0000100885-05-000053 · edgardoc.xml · nonDerivative · entry 3 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,111 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 11,620 | $67.44 | $783,652.80 |
DisclosureSEC source: 0000100885-05-000053 · edgardoc.xml · nonDerivative · entry 2 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,942 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 14,000 | $55.98 | $783,720.00 |
DisclosureSEC source: 0000100885-05-000053 · edgardoc.xml · nonDerivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 19:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000103 · primary_doc.xml · nonDerivative · entry 2 GUTSCHEWSKI BERNARD R · CIK 0001200004 · Vice President Taxes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,562 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 19:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,120 | $64.15 | $71,848.00 |
DisclosureSEC source: 0000100885-04-000103 · primary_doc.xml · nonDerivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · Vice President Taxes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,487 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 23:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000086 · edgardoc.xml · derivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2014-01-29 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,200 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000100885-03-000090 · primary_doc.xml · derivative · entry 5 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,200 shares Expires 2008-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 792 | $68.63 | $54,354.96 |
DisclosureSEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 3 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,607 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,291 | $68.63 | $294,491.33 |
DisclosureSEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 2 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,399 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,200 | $47.50 | $294,500.00 |
DisclosureSEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 1 GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.