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BROWN ROBERT B

Disclosed activity across 1 company

Tapewire entity
17288
SEC CIK
0001206149

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883EXECUTIVE VICE PRESIDENTMay 22, 2007May 23, 2007

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 22, 2007 · Filed May 23, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,000 Ending reported balance After 2007-05-23 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2007-05-22 · Exercise / conversion · Acquired 40,471 · Balance 156,471

Row 2 · 2007-05-22 · Sale · Disposed 40,471 · Balance 116,000

Row 3 · 2007-05-23 · Exercise / conversion · Acquired 26,197 · Balance 142,197

Row 4 · 2007-05-23 · Exercise / conversion · Acquired 12,919 · Balance 155,116

Row 5 · 2007-05-23 · Sale · Disposed 39,116 · Balance 116,000

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.15 · Expires 2013-02-02Direct26,197 Reported balance After 2007-05-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2007-05-22 · Exercise / conversion · Disposed 40,471 · Balance 26,197

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.15 · Expires 2013-02-02Direct0 Reported balance After 2007-05-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2007-05-23 · Exercise / conversion · Disposed 26,197 · Balance 0

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2012-01-31Direct0 Reported balance After 2007-05-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2007-05-23 · Exercise / conversion · Disposed 12,919 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2003 Filed Aug 20, 2003 19:30 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 121.38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000163 · c0001206149d20030820f4s1f.xml · derivative · entry 17

BROWN ROBERT B · CIK 0001206149 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,987.71

Underlying: Common Stock · 121.38 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

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July 22, 2003 Filed Jul 24, 2003 15:56 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 120.94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000134 · c0001206149d20030724f4f.xml · derivative · entry 1

BROWN ROBERT B · CIK 0001206149 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,866.33

Underlying: Common Stock · 120.94 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

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June 17, 2003 Filed Jun 19, 2003 15:04 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 125.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000055 · c0001206149d20030619f4f.xml · derivative · entry 1

BROWN ROBERT B · CIK 0001206149 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125.83

Underlying: Common Stock · 125.83 shares

Expires 1988-08-08

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

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June 17, 2003 Filed Jun 25, 2003 18:32 UTC Amendment CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock Units · Derivative 125.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000078 · primary_doc.xml · derivative · entry 1

BROWN ROBERT B · CIK 0001206149 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745.39

Underlying: Common Stock · 125.83 shares

Expires 1988-08-08

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F2 · balance_after: Amendment corrects total aggregate number beneficially owned following the reported transaction (item 9).

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April 22, 2003 Filed Aug 28, 2003 19:50 UTC Amendment CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock Units · Derivative 147.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000178 · primary_doc.xml · derivative · entry 2

BROWN ROBERT B · CIK 0001206149 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,453.12

Underlying: Common Stock · 147.95 shares

Expires 1988-08-08

F2 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F2 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

Read SEC document
April 22, 2003 Filed Aug 28, 2003 19:50 UTC Amendment CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000178 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT B · CIK 0001206149 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,043

F1 · kind: Amount of securities beneficially owned on 4/22/2003 has been corrected. The number reported originally was incorrect due to software upgrade problems.

F1 · balance_after: Amount of securities beneficially owned on 4/22/2003 has been corrected. The number reported originally was incorrect due to software upgrade problems.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.