Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Executive Vice President | June 29, 2007 | July 03, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date June 29, 2007 · Filed July 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 30,020 |
Reported balance
After 2007-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-07-02 · Tax withholding · Disposed 4,368 · Balance 30,020 F1: As of May 31, 2007 the reporting person held 2,071 shares of Nemwont Mining Corporation common stock in his 401-K Plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,875 |
Reported balance
After 2007-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-06-29 · Grant · Acquired 5 · Balance 1,875 F2: Converted on a 1-for-1 basis. F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: As of May 31, 2007 the reporting person held 2,071 shares of Nemwont Mining Corporation common stock in his 401-K Plan.
F2: Converted on a 1-for-1 basis.
F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2004 Filed Apr 2, 2004 13:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $46.63 | $46.63 |
DisclosureSEC source: 0001164727-04-000053 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F3 · balance_after: As of March 31, 2004 the reporting person held 1,446 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| March 18, 2004 Filed Mar 22, 2004 15:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 593 | $44.38 | $26,317.34 |
DisclosureSEC source: 0001164727-04-000042 · edgar.xml · nonDerivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,862 F1 · balance_after: As of February 29, 2004 the reporting person held 1,411 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 14:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 7,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000020 · edgar.xml · nonDerivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,455 Read SEC document |
| January 30, 2004 Filed Feb 3, 2004 16:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 899 | $41.30 | $37,128.70 |
DisclosureSEC source: 0001164727-04-000012 · edgar.xml · nonDerivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,704 F1 · balance_after: As of January 30, 2004 the reporting person held 1,377 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $48.61 Strike: $0.00 | $48.61 |
DisclosureSEC source: 0001164727-04-000003 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 1 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · derivative · entry 12 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2011-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments on May 15, 2002, 2003, 2004 and 2005. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $18.19 | $0.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · derivative · entry 11 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2009-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in two equal installments on January 26, 2000 and 2001. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $21.69 | $0.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · derivative · entry 10 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2008-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal installments on November 17, 1999, 2000, 2001 and 2002. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 1,125 | $46.45 | $52,256.25 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 9 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 F4 · balance_after: As of November 30, 2003 the reporting person held 1,336 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 2,000 | $46.47 | $92,940.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 8 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,125 | $21.03 | $65,718.75 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 7 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 6,875 | $46.45 | $319,343.75 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 6 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 33,000 | $46.42 | $1,531,860.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 5 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,478 Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 125 | $46.35 | $5,793.75 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 4 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,478 Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 40,000 | $18.19 | $727,600.00 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 3 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 1,875 | $46.35 | $86,906.25 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 2 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 13:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 1,875 | $21.69 | $40,668.75 |
DisclosureSEC source: 0000950127-03-001439 · a03-0677_ex.xml · nonDerivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 11:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-03-000178 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 17:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 11 | $39.09 Strike: $0.00 | $429.99 |
DisclosureSEC source: 0001164727-03-000155 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 11 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| August 31, 2003 Filed Sep 3, 2003 17:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 38 | $39.26 Strike: $0.00 | $1,491.88 |
DisclosureSEC source: 0001164727-03-000137 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 38 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 40 | $36.10 Strike: $0.00 | $1,444.00 |
DisclosureSEC source: 0001164727-03-000131 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 Underlying: Common Stock · 40 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 47 | $32.46 Strike: $0.00 | $1,525.62 |
DisclosureSEC source: 0001164727-03-000117 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,341 Underlying: Common Stock · 47 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| May 31, 2003 Filed Jun 4, 2003 16:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 48 | $29.66 Strike: $0.00 | $1,423.68 |
DisclosureSEC source: 0001164727-03-000113 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294 Underlying: Common Stock · 48 shares Expires 1998-08-08 F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| May 06, 2003 Filed May 9, 2003 15:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000091 · edgar.xml · derivative · entry 1 ENOS THOMAS L · CIK 0001064607 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.