person · Reporting owner

Smith Jill D.

Disclosed activity across 8 companies

Tapewire entity: 1725
SEC CIK: 0001463490

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Aspen Technology, Inc.AZPN · Entity 82028	Director	September 01, 2023	October 03, 2023
CHECK POINT SOFTWARE TECHNOLOGIES LTDCHKP · Entity 1642	Director	September 02, 2026	September 03, 2026
Endo International plcENDP · Entity 124463	Director	June 09, 2017	June 13, 2017
Evolent Health, Inc.EVH · Entity 5492	Director	June 04, 2026	June 08, 2026
R1 RCM Holdco Inc.NONE · Entity 125898	Director	June 21, 2022	June 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aspen Technology, Inc.

Report date September 01, 2023 · Filed October 03, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,238	Reported balance After 2023-09-01 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2023-09-01 · Grant · Acquired 1,252 · Balance 2,238 F1: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2: The Restricted Stock Units were received as a grant for no consideration.
Common StockSEC Table I · non-derivative	Direct	3,490	Reported balance After 2023-09-01 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2023-09-01 · Grant · Acquired 1,252 · Balance 3,490 F3: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units will fully vest on the last day of the fiscal year in which they were granted. The original Form 4 filing for this transaction incorrectly stated that the Restricted Stock Units would vest on the first anniversary of the date of grant. F2: The Restricted Stock Units were received as a grant for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant.

F2: The Restricted Stock Units were received as a grant for no consideration.

F3: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units will fully vest on the last day of the fiscal year in which they were granted. The original Form 4 filing for this transaction incorrectly stated that the Restricted Stock Units would vest on the first anniversary of the date of grant.

CHECK POINT SOFTWARE TECHNOLOGIES LTD

Report date September 02, 2026 · Filed September 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, NIS 0.01 Per ShareSEC Table I · non-derivative	Direct	4,236	Reported balance After 2026-09-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-02 · Grant · Acquired 1,120 · Balance 4,236 F1: The Reporting Person was granted by the Issuer 1,120 Restricted Share Units (RSUs) that are scheduled to vest as follows: 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement. F2: Includes 1,853 RSUs that are scheduled to vest as follows: 367 on November 1, 2026, 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, 366 on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $133.89 · Expires 2033-09-01	Direct	5,000	Reported balance After 2026-09-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-09-02 · Grant · Acquired 5,000 · Balance 5,000 F3: The Reporting Person was granted by the Issuer options to purchase 5,000 Ordinary Shares that are scheduled to vest as follows: 2,500 on March 2, 2027, 1,250 on June 2, 2027, 1,250 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. F4: In addition, there are 35,000 Ordinary Shares underlying options held by the Reporting Person, of which 22,500 are vested as of September 3, 2026, and the remaining 12,500 Ordinary Shares underlying the option will vest as follows: 6,250 options on November 1, 2026, and 6,250 options on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted by the Issuer 1,120 Restricted Share Units (RSUs) that are scheduled to vest as follows: 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.

F2: Includes 1,853 RSUs that are scheduled to vest as follows: 367 on November 1, 2026, 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, 366 on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.

F3: The Reporting Person was granted by the Issuer options to purchase 5,000 Ordinary Shares that are scheduled to vest as follows: 2,500 on March 2, 2027, 1,250 on June 2, 2027, 1,250 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date.

F4: In addition, there are 35,000 Ordinary Shares underlying options held by the Reporting Person, of which 22,500 are vested as of September 3, 2026, and the remaining 12,500 Ordinary Shares underlying the option will vest as follows: 6,250 options on November 1, 2026, and 6,250 options on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on the vesting date.

Endo International plc

Report date June 09, 2017 · Filed June 13, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	43,719	Reported balance After 2017-06-09 transaction · row 1 1 source row Row 1 · 2017-06-09 · Grant · Acquired 23,934 · Balance 43,719 F1: These ordinary shares were granted to Ms. Smith on June 9, 2017 in consideration of her services on Endo International plc's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: These ordinary shares were granted to Ms. Smith on June 9, 2017 in consideration of her services on Endo International plc's Board of Directors.

Evolent Health, Inc.

Report date June 04, 2026 · Filed June 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	64,233	Reported balance After 2026-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-06-04 · Grant · Acquired 41,096 · Balance 64,233 F1: Represents restricted stock units granted to Ms. Smith pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan. F2: Securities vest on the earlier of June 4, 2027, and the date of the Company's 2027 annual meeting, subject to the reporting person's continued service on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to Ms. Smith pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2: Securities vest on the earlier of June 4, 2027, and the date of the Company's 2027 annual meeting, subject to the reporting person's continued service on the vesting date.

R1 RCM Holdco Inc.

Report date June 21, 2022 · Filed June 24, 2022

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2022-06-21 transaction · row 1 1 source row Row 1 · 2022-06-21 · Disposition to issuer · Disposed 26,505 · Balance 0 F1: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization"). F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization.
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2030-05-28	Direct	Reported balance After 2022-06-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-06-21 · Disposition to issuer · Disposed 15,407 · Balance 0 F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-06-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-06-21 · Disposition to issuer · Disposed 6,039 · Balance 0 F4: Each RSU represents a contingent right to receive one share of the Company's common stock. F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F5: The RSUs will vest in one annual installment on May 27, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization").

F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization.

F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

F4: Each RSU represents a contingent right to receive one share of the Company's common stock.

F5: The RSUs will vest in one annual installment on May 27, 2023.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASPENTECH Corp

Report date May 16, 2022 · Filed May 18, 2022

Section 16 reporting ended · disclosed 2022-05-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2022-05-16 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2022-05-16 · Disposition to issuer · Disposed 1,211 · Balance 436 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.69 in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech. Row 2 · 2022-05-16 · Disposition to issuer · Disposed 436 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F3: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.69 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio"). F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time.
Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.38 · Expires 2031-04-20	Direct	Reported balance After 2022-05-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-05-16 · Disposition to issuer · Disposed 1,288 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F5: One third of the options granted at the exercise price of $149.38 will vest on the first anniversary of the grant and the remainder will vest in eight consecutive quarterly installments on the last business day of the quarter until fully vested (except as otherwise necessary to avoid vesting of a fractional share).
Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.50 · Expires 2031-08-31	Direct	Reported balance After 2022-05-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-05-16 · Disposition to issuer · Disposed 298 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F7: The option granted at the exercise price of $129.50 was fully vested on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech.

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.69 in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech.

F3: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.69 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio").

F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time.

F5: One third of the options granted at the exercise price of $149.38 will vest on the first anniversary of the grant and the remainder will vest in eight consecutive quarterly installments on the last business day of the quarter until fully vested (except as otherwise necessary to avoid vesting of a fractional share).

F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent.

F7: The option granted at the exercise price of $129.50 was fully vested on the date of grant.

CIRCOR INTERNATIONAL INC

Report date October 18, 2023 · Filed October 18, 2023

Section 16 reporting ended · disclosed 2023-10-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2023-10-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2023-10-18 · Exercise / conversion · Acquired 3,780 · Balance 17,491 Row 2 · 2023-10-18 · Disposition to issuer · Disposed 17,491 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated June 5, 2023 (as amended on June 26, 2023 by Amendment No. 1 to Agreement and Plan of Merger, as further amended on June 29, 2023 by Amendment No. 2 to Agreement and Plan of Merger, the "Merger Agreement"), by and among CIROCR International, Inc. ("CIRCOR"), Cube BidCo, Inc., a Delaware corporation ("Parent"), and Cube Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, pursuant to which Cube Merger Sub, Inc. merged with and into CIRCOR, with CIRCOR remaining as the surviving corporation, at the effective time of the Merger (the "Effective Time"), (continued in Footnote 2) F2: each issued and outstanding share of common stock, par value $0.01 per share, of CIRCOR ("Company Common Stock"), immediately prior to the Effective Time was converted into the right to receive an amount in cash equal to $56.00, without interest (the "Merger Consideration"), and as of the Effective Time, all such shares of Company Common Stock are no longer outstanding and were automatically cancelled and cease to exist.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2033-03-17	Direct	0	Reported balance After 2023-10-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-10-18 · Exercise / conversion · Disposed 3,780 · Balance 0 F3: The Restricted Stock Units ("RSUs") were granted to the Reporting Person by CIRCOR as part of equity incentive grants made by CIRCOR on March 17, 2023. Pursuant to the Merger Agreement, as of the Effective Time, each unvested RSU vested in full.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated June 5, 2023 (as amended on June 26, 2023 by Amendment No. 1 to Agreement and Plan of Merger, as further amended on June 29, 2023 by Amendment No. 2 to Agreement and Plan of Merger, the "Merger Agreement"), by and among CIROCR International, Inc. ("CIRCOR"), Cube BidCo, Inc., a Delaware corporation ("Parent"), and Cube Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, pursuant to which Cube Merger Sub, Inc. merged with and into CIRCOR, with CIRCOR remaining as the surviving corporation, at the effective time of the Merger (the "Effective Time"), (continued in Footnote 2)

F2: each issued and outstanding share of common stock, par value $0.01 per share, of CIRCOR ("Company Common Stock"), immediately prior to the Effective Time was converted into the right to receive an amount in cash equal to $56.00, without interest (the "Merger Consideration"), and as of the Effective Time, all such shares of Company Common Stock are no longer outstanding and were automatically cancelled and cease to exist.

F3: The Restricted Stock Units ("RSUs") were granted to the Reporting Person by CIRCOR as part of equity incentive grants made by CIRCOR on March 17, 2023. Pursuant to the Merger Agreement, as of the Effective Time, each unvested RSU vested in full.

R1 RCM Inc. /DE

Report date November 19, 2024 · Filed November 19, 2024

Section 16 reporting ended · disclosed 2024-11-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-11-19 transaction · row 1 1 source row Row 1 · 2024-11-19 · Disposition to issuer · Disposed 62,453 · Balance 0 F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 40,212 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration"). F2: Represents 22,241 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration.
Stock Option (right to buy)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2024-11-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-11-19 · Disposition to issuer · Disposed 15,407 · Balance 0 F3: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 40,212 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration").

F2: Represents 22,241 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration.

F3: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 02, 2026 Filed Sep 3, 2026 20:17 UTC	CHECK POINT SOFTWARE TECHNOLOGIES LTD CHKP · Entity 1642	GrantStock Options · Derivative	5,000	$133.89 Strike: $133.89	$669,450.00	Disclosure SEC source: 0001178913-26-004415 · ownership.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Ordinary Shares · 5,000 shares Expires 2033-09-01 F3 · derivative.exercise_date: The Reporting Person was granted by the Issuer options to purchase 5,000 Ordinary Shares that are scheduled to vest as follows: 2,500 on March 2, 2027, 1,250 on June 2, 2027, 1,250 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. F4 · balance_after: In addition, there are 35,000 Ordinary Shares underlying options held by the Reporting Person, of which 22,500 are vested as of September 3, 2026, and the remaining 12,500 Ordinary Shares underlying the option will vest as follows: 6,250 options on November 1, 2026, and 6,250 options on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on the vesting date. Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:17 UTC	CHECK POINT SOFTWARE TECHNOLOGIES LTD CHKP · Entity 1642	GrantOrdinary Shares, NIS 0.01 Per Share	1,120	$0.00	$0.00	Disclosure SEC source: 0001178913-26-004415 · ownership.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,236 F1 · kind: The Reporting Person was granted by the Issuer 1,120 Restricted Share Units (RSUs) that are scheduled to vest as follows: 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement. F2 · balance_after: Includes 1,853 RSUs that are scheduled to vest as follows: 367 on November 1, 2026, 560 on March 2, 2027, 280 on June 2, 2027, 280 on September 2, 2027, 366 on November 1, 2027, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement. Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:22 UTC	Evolent Health, Inc. EVH · Entity 5492	GrantClass A Common Stock	41,096	$0.00	$0.00	Disclosure SEC source: 0001628908-26-000043 · wk-form4_1780950124.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,233 F1 · security: Represents restricted stock units granted to Ms. Smith pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan. F2 · shares: Securities vest on the earlier of June 4, 2027, and the date of the Company's 2027 annual meeting, subject to the reporting person's continued service on the vesting date. Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:10 UTC	Evolent Health, Inc. EVH · Entity 5492	GrantClass A Common Stock	23,137	$0.00	$0.00	Disclosure SEC source: 0001628908-26-000006 · wk-form4_1767733830.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,137 F1 · security: Represents restricted stock units granted to Ms. Smith pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan. F2 · shares: Securities vest on the earlier of January 2, 2027, and the date of the Company's 2026 annual meeting, subject to the reporting person's continued service on the vesting date. Read SEC document
November 19, 2024 Filed Nov 19, 2024 22:13 UTC	R1 RCM Inc. /DE RCM · Entity 85753	Disposition to issuerStock Option (right to buy) · Derivative	15,407	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-128786 · ownership.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,407 shares Expires not disclosed F3 · derivative.exercise_price: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. F3 · kind: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. F3 · price: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. F3 · derivative.exercise_date: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. F3 · derivative.expiration_date: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. Read SEC document
November 19, 2024 Filed Nov 19, 2024 22:13 UTC	R1 RCM Inc. /DE RCM · Entity 85753	Disposition to issuerCommon Stock	62,453	$14.30	$893,077.90	Disclosure SEC source: 0000950170-24-128786 · ownership.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 40,212 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration"). F2 · kind: Represents 22,241 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration. F1 · acquired: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 40,212 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration"). F2 · acquired: Represents 22,241 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration. Read SEC document
May 23, 2024 Filed May 23, 2024 23:45 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	6,590	$12.14	$80,002.60	Disclosure SEC source: 0001628280-24-025052 · wk-form4_1716507926.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,453 F2 · shares: Represents RSUs issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $80,000. Each RSU represents a contingent right to receive one share of the Company's common stock and will vest on May 23, 2025. Read SEC document
May 23, 2024 Filed May 23, 2024 23:45 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	15,651	$0.00	$0.00	Disclosure SEC source: 0001628280-24-025052 · wk-form4_1716507926.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,863 F1 · shares: Represents restricted stock units ("RSUs") issued to the reporting person that will vest on May 23, 2025. Each RSU represents a contingent right to receive one share of the Company's common stock. Read SEC document
October 18, 2023 Filed Oct 18, 2023 17:20 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionRestricted Stock Unit · Derivative	3,780	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-23-048748 · form4.xml · derivative · entry 3 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,780 shares Expires 2033-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The Restricted Stock Units ("RSUs") were granted to the Reporting Person by CIRCOR as part of equity incentive grants made by CIRCOR on March 17, 2023. Pursuant to the Merger Agreement, as of the Effective Time, each unvested RSU vested in full. F3 · derivative.exercise_date: The Restricted Stock Units ("RSUs") were granted to the Reporting Person by CIRCOR as part of equity incentive grants made by CIRCOR on March 17, 2023. Pursuant to the Merger Agreement, as of the Effective Time, each unvested RSU vested in full. Read SEC document
October 18, 2023 Filed Oct 18, 2023 17:20 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Disposition to issuerCommon Stock	17,491	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-23-048748 · form4.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated June 5, 2023 (as amended on June 26, 2023 by Amendment No. 1 to Agreement and Plan of Merger, as further amended on June 29, 2023 by Amendment No. 2 to Agreement and Plan of Merger, the "Merger Agreement"), by and among CIROCR International, Inc. ("CIRCOR"), Cube BidCo, Inc., a Delaware corporation ("Parent"), and Cube Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, pursuant to which Cube Merger Sub, Inc. merged with and into CIRCOR, with CIRCOR remaining as the surviving corporation, at the effective time of the Merger (the "Effective Time"), (continued in Footnote 2) F2 · price: each issued and outstanding share of common stock, par value $0.01 per share, of CIRCOR ("Company Common Stock"), immediately prior to the Effective Time was converted into the right to receive an amount in cash equal to $56.00, without interest (the "Merger Consideration"), and as of the Effective Time, all such shares of Company Common Stock are no longer outstanding and were automatically cancelled and cease to exist. Read SEC document
October 18, 2023 Filed Oct 18, 2023 17:20 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionCommon Stock	3,780	$0.00	$0.00	Disclosure SEC source: 0001140361-23-048748 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:44 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	1,252	$0.00	$0.00	Disclosure SEC source: 0001127602-23-023793 · form4.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,490 F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units will fully vest on the first anniversary of the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:44 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	1,252	$0.00	$0.00	Disclosure SEC source: 0001127602-23-023793 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,238 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
September 01, 2023 Filed Oct 3, 2023 16:33 UTC Amendment	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	1,252	$0.00	$0.00	Disclosure SEC source: 0001127602-23-025238 · form4a.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,490 F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units will fully vest on the last day of the fiscal year in which they were granted. The original Form 4 filing for this transaction incorrectly stated that the Restricted Stock Units would vest on the first anniversary of the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
September 01, 2023 Filed Oct 3, 2023 16:33 UTC Amendment	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	1,252	$0.00	$0.00	Disclosure SEC source: 0001127602-23-025238 · form4a.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,238 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
August 15, 2023 Filed Aug 15, 2023 16:00 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionRestricted Stock Unit · Derivative	5,840	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-23-006349 · primarydocument.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,840 shares Expires 2032-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 8/15/2022 utilizing a fair market value (FMV) of a share of the issuers stock of $19.74. The RSU grant vests in its entirety 12 months from date of grant, at which time the RSUs are received by the Reporting Person. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document
August 15, 2023 Filed Aug 15, 2023 16:00 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionCommon Stock	5,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-23-006349 · primarydocument.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 8/15/2022 utilizing a fair market value (FMV) of a share of the issuers stock of $19.74. The RSU grant vests in its entirety 12 months from date of grant, at which time the RSUs are received by the Reporting Person. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document
May 18, 2023 Filed May 19, 2023 23:02 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	2,383	$16.78	$39,986.74	Disclosure SEC source: 0001628280-23-019153 · wf-form4_168453730992580.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,212 F2 · shares: Represents RSUs issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $40,000. Each RSU represents a contingent right to receive one share of the Company's common stock and will vest on May 18, 2024. Read SEC document
May 18, 2023 Filed May 19, 2023 23:02 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	11,324	$0.00	$0.00	Disclosure SEC source: 0001628280-23-019153 · wf-form4_168453730992580.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,829 F1 · shares: Represents restricted stock units ("RSUs") issued to the reporting person that will vest on May 18, 2024. Each RSU represents a contingent right to receive one share of the Company's common stock. Read SEC document
March 17, 2023 Filed Mar 21, 2023 18:26 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	GrantRestricted Stock Unit · Derivative	3,780	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001014108-23-000068 · primary_doc.xml · derivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,780 Underlying: Common Stock · 3,780 shares Expires 2033-03-17 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock at the end of a one year vesting period. The RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:02 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	90	$0.00	$0.00	Disclosure SEC source: 0001127602-22-022123 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
August 15, 2022 Filed Aug 17, 2022 12:48 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	GrantRestricted Stock Unit · Derivative	5,840	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-22-006143 · primarydocument.xml · derivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,840 Underlying: Common Stock · 5,840 shares Expires 2032-08-15 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock at the end of a one year vesting period. The RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document
June 21, 2022 Filed Jun 24, 2022 01:47 UTC	R1 RCM Holdco Inc. NONE · Entity 125898	Disposition to issuerRestricted Stock Unit · Derivative	6,039	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-023867 · doc4.xml · derivative · entry 3 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,039 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · shares: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F2 · price: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F5 · derivative.exercise_date: The RSUs will vest in one annual installment on May 27, 2023. F5 · derivative.expiration_date: The RSUs will vest in one annual installment on May 27, 2023. Read SEC document
June 21, 2022 Filed Jun 24, 2022 01:47 UTC	R1 RCM Holdco Inc. NONE · Entity 125898	Disposition to issuerDirector Stock Option (right to buy) · Derivative	15,407	Not disclosed Strike: $10.75	Not disclosed	Disclosure SEC source: 0000899243-22-023867 · doc4.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,407 shares Expires 2030-05-28 F2 · shares: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F2 · price: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F3 · derivative.exercise_date: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. Read SEC document
June 21, 2022 Filed Jun 24, 2022 01:47 UTC	R1 RCM Holdco Inc. NONE · Entity 125898	Disposition to issuerCommon Stock	26,505	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-023867 · doc4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization"). F2 · price: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. Read SEC document
June 21, 2022 Filed Jun 24, 2022 01:42 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantDirector Stock Option (right to buy) · Derivative	15,407	Not disclosed Strike: $10.75	Not disclosed	Disclosure SEC source: 0000899243-22-023851 · doc4.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,407 Underlying: Common Stock · 15,407 shares Expires 2030-05-28 F2 · shares: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F2 · price: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F4 · derivative.exercise_date: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. Read SEC document
June 21, 2022 Filed Jun 24, 2022 01:42 UTC	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	32,544	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-023851 · doc4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,544 F1 · price: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) ("Old R1"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) (the "Company"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into Old R1, with Old R1 surviving as a direct, wholly owned subsidiary of the Company (the "Reorganization"). F2 · price: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F3 · balance_after: Includes 26,505 shares of common stock and 6,039 RSUs. Each RSU represents a contingent right to receive one share of the Company's common stock. Read SEC document
June 21, 2022 Filed Jul 5, 2022 23:43 UTC Amendment	R1 RCM Inc. /DE RCM · Entity 85753	GrantDirector Stock Option (right to buy) · Derivative	13,970	Not disclosed Strike: $21.53	Not disclosed	Disclosure SEC source: 0001628280-22-018549 · wf-form4a_165706461906863.xml · derivative · entry 3 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,970 Underlying: Common Stock · 13,970 shares Expires 2032-05-27 F1 · security: This Amendment to the Form 4 filed by the reporting person on June 23, 2022 is being filed to correct a clerical error which resulted in reporting 6,039 restricted stock units in Columns 4 and 5 of Table I instead of an option to acquire 13,970 shares of common stock of the Company (as defined below). F3 · shares: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to options to purchase shares immediately prior to the consummation of the Reorganization. F3 · price: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to options to purchase shares immediately prior to the consummation of the Reorganization. F5 · derivative.exercise_date: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option will vest in one annual installment on May 27, 2023. Read SEC document
June 21, 2022 Filed Jul 5, 2022 23:43 UTC Amendment	R1 RCM Inc. /DE RCM · Entity 85753	GrantDirector Stock Option (right to buy) · Derivative	15,407	Not disclosed Strike: $10.75	Not disclosed	Disclosure SEC source: 0001628280-22-018549 · wf-form4a_165706461906863.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,407 Underlying: Common Stock · 15,407 shares Expires 2030-05-28 F3 · shares: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to options to purchase shares immediately prior to the consummation of the Reorganization. F3 · price: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to options to purchase shares immediately prior to the consummation of the Reorganization. F4 · derivative.exercise_date: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. Read SEC document
June 21, 2022 Filed Jul 5, 2022 23:43 UTC Amendment	R1 RCM Inc. /DE RCM · Entity 85753	GrantCommon Stock	26,505	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-22-018549 · wf-form4a_165706461906863.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,505 F1 · shares: This Amendment to the Form 4 filed by the reporting person on June 23, 2022 is being filed to correct a clerical error which resulted in reporting 6,039 restricted stock units in Columns 4 and 5 of Table I instead of an option to acquire 13,970 shares of common stock of the Company (as defined below). F2 · price: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) ("Old R1"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) (the "Company"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into Old R1, with Old R1 surviving as a direct, wholly owned subsidiary of the Company (the "Reorganization"). F3 · price: Upon consummation of the Reorganization, each share of Old R1's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of the Company and Old R1's stockholders became stockholders of the Company. In addition, each option to purchase shares of common stock of Old R1 issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding option to purchase shares of common stock of the Company, subject to the same terms and conditions (including applicable vesting terms) as were applicable to options to purchase shares immediately prior to the consummation of the Reorganization. F1 · balance_after: This Amendment to the Form 4 filed by the reporting person on June 23, 2022 is being filed to correct a clerical error which resulted in reporting 6,039 restricted stock units in Columns 4 and 5 of Table I instead of an option to acquire 13,970 shares of common stock of the Company (as defined below). Read SEC document
May 27, 2022 Filed Jun 1, 2022 01:12 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	GrantRestricted Stock Units · Derivative	6,039	$0.00	$0.00	Disclosure SEC source: 0001628280-22-015811 · wf-form4_165404591786243.xml · derivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,039 Underlying: Common Stock · 6,039 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in one annual installment on May 27, 2023. F2 · derivative.expiration_date: The RSUs will vest in one annual installment on May 27, 2023. Read SEC document
May 23, 2022 Filed May 25, 2022 19:01 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantDirector Stock Option (Right to Buy) · Derivative	265	Not disclosed Strike: $145.35	Not disclosed	Disclosure SEC source: 0001127602-22-015689 · form4.xml · derivative · entry 3 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265 Underlying: Common Stock · 265 shares Expires 2031-08-31 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F4 · derivative.exercise_date: The option granted at the exercise price of $145.35 was fully vested on the date of grant. Read SEC document
May 23, 2022 Filed May 25, 2022 19:01 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantDirector Stock Option (Right to Buy) · Derivative	1,147	Not disclosed Strike: $167.66	Not disclosed	Disclosure SEC source: 0001127602-22-015689 · form4.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147 Underlying: Common Stock · 1,147 shares Expires 2031-04-20 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F3 · derivative.exercise_date: One third of the options granted at the exercise price of $167.66 will vest on the first anniversary of the grant and the remainder will vest in eight consecutive quarterly installments on the last business day of the quarter until fully vested (except as otherwise necessary to avoid vesting of a fractional share). Read SEC document
May 23, 2022 Filed May 25, 2022 19:01 UTC	Aspen Technology, Inc. AZPN · Entity 82028	GrantCommon Stock	388	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-22-015689 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. Read SEC document
May 21, 2022 Filed May 24, 2022 00:30 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	Exercise / conversionRestricted Stock Units · Derivative	5,151	$0.00	$0.00	Disclosure SEC source: 0001628280-22-015250 · wf-form4_165335222778877.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on May 21, 2022. F3 · derivative.expiration_date: The RSUs vested in one annual installment on May 21, 2022. Read SEC document
May 21, 2022 Filed May 24, 2022 00:30 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	Exercise / conversionCommon Stock	5,151	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-22-015250 · wf-form4_165335222778877.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On May 21, 2021, the reporting person was granted 5,151 RSUs that were previously reported on Table II of Form 4. F1 · price: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On May 21, 2021, the reporting person was granted 5,151 RSUs that were previously reported on Table II of Form 4. Read SEC document
May 16, 2022 Filed May 18, 2022 16:47 UTC	ASPENTECH Corp AZPN · Entity 127212	Disposition to issuerDirector Stock Option (Right to Buy) · Derivative	298	Not disclosed Strike: $129.50	Not disclosed	Disclosure SEC source: 0001127602-22-014975 · form4.xml · derivative · entry 4 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 298 shares Expires 2031-08-31 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6 · price: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F7 · derivative.exercise_date: The option granted at the exercise price of $129.50 was fully vested on the date of grant. Read SEC document
May 16, 2022 Filed May 18, 2022 16:47 UTC	ASPENTECH Corp AZPN · Entity 127212	Disposition to issuerDirector Stock Option (Right to Buy) · Derivative	1,288	Not disclosed Strike: $149.38	Not disclosed	Disclosure SEC source: 0001127602-22-014975 · form4.xml · derivative · entry 3 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,288 shares Expires 2031-04-20 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6 · price: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F5 · derivative.exercise_date: One third of the options granted at the exercise price of $149.38 will vest on the first anniversary of the grant and the remainder will vest in eight consecutive quarterly installments on the last business day of the quarter until fully vested (except as otherwise necessary to avoid vesting of a fractional share). Read SEC document
May 16, 2022 Filed May 18, 2022 16:47 UTC	ASPENTECH Corp AZPN · Entity 127212	Disposition to issuerCommon Stock	436	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-22-014975 · form4.xml · nonDerivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F3 · price: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.69 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio"). F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. Read SEC document
May 16, 2022 Filed May 18, 2022 16:47 UTC	ASPENTECH Corp AZPN · Entity 127212	Disposition to issuerCommon Stock	1,211	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-22-014975 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.69 in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech. Read SEC document
May 12, 2022 Filed May 13, 2022 17:02 UTC	ASPENTECH Corp AZPN · Entity 127212	GrantCommon Stock	826	$0.00	$0.00	Disclosure SEC source: 0001127602-22-014480 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
April 17, 2022 Filed Apr 19, 2022 16:14 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionRestricted Stock Unit · Derivative	2,827	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-22-003464 · primarydocument.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,827 shares Expires 2031-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/17/2021 utilizing a fair market value (FMV) of a share of the issuers stock of $39.82. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document
April 17, 2022 Filed Apr 19, 2022 16:14 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionCommon Stock	2,827	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-22-003464 · primarydocument.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/17/2021 utilizing a fair market value (FMV) of a share of the issuers stock of $39.82. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:30 UTC	ASPENTECH Corp AZPN · Entity 127212	GrantDirector Stock Option (Right to Buy) · Derivative	298	$129.50 Strike: $129.50	$38,591.00	Disclosure SEC source: 0001127602-21-024895 · form4.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 298 shares Expires 2031-08-31 F3 · derivative.exercise_date: The option granted at the exercise price of $129.50 was fully vested on the date of grant. Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:30 UTC	ASPENTECH Corp AZPN · Entity 127212	GrantCommon Stock	168	$0.00	$0.00	Disclosure SEC source: 0001127602-21-024895 · form4.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:35 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	PurchaseCommon Stock	4,100	$20.83	$85,403.00	Disclosure SEC source: 0001628280-21-016424 · wf-form4_162862771447025.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,354 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.78 to $20.90 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document
May 28, 2021 Filed May 28, 2021 20:56 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	Exercise / conversionRestricted Stock Units · Derivative	6,047	$0.00	$0.00	Disclosure SEC source: 0001628280-21-011371 · wf-form4_162223535040598.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock · 6,047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on May 28, 2021. F3 · derivative.expiration_date: The RSUs vested in one annual installment on May 28, 2021. Read SEC document
May 28, 2021 Filed May 28, 2021 20:56 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	Exercise / conversionCommon Stock	6,047	$0.00	$0.00	Disclosure SEC source: 0001628280-21-011371 · wf-form4_162223535040598.xml · nonDerivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On May 28, 2020, the reporting person was granted 6,047 RSUs that were previously reported on Table II of Form 4. Read SEC document
May 21, 2021 Filed May 24, 2021 21:34 UTC	R1 RCM Holdco Inc. RCM · Entity 125898	GrantRestricted Stock Units · Derivative	5,151	$0.00	$0.00	Disclosure SEC source: 0001628280-21-011003 · wf-form4_162189203122834.xml · derivative · entry 1 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,198 Underlying: Common Stock · 5,151 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on May 21, 2022. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on May 21, 2022. Read SEC document
April 27, 2021 Filed Jun 30, 2021 19:19 UTC	CIRCOR INTERNATIONAL INC CIR · Entity 108922	Exercise / conversionRestricted Stock Unit · Derivative	5,044	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-21-004602 · primarydocument.xml · derivative · entry 2 Smith Jill D. · CIK 0001463490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,044 shares Expires 2030-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.