Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Information Officer | October 24, 2007 | October 26, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date October 24, 2007 · Filed October 26, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,891 |
Ending reported balance
After 2007-10-24 transaction · row 23
23 source rows · reconciled sequenceRow 1 · 2007-10-24 · Exercise / conversion · Acquired 38,800 · Balance 70,587 Row 2 · 2007-10-24 · Exercise / conversion · Acquired 3,331 · Balance 73,918 Row 3 · 2007-10-24 · Sale · Disposed 3,331 · Balance 70,587 Row 4 · 2007-10-24 · Sale · Disposed 3,000 · Balance 67,587 Row 5 · 2007-10-24 · Sale · Disposed 1,000 · Balance 66,587 Row 6 · 2007-10-24 · Sale · Disposed 2,000 · Balance 64,587 Row 7 · 2007-10-24 · Sale · Disposed 2,100 · Balance 62,487 Row 8 · 2007-10-24 · Sale · Disposed 2,000 · Balance 60,487 Row 9 · 2007-10-24 · Sale · Disposed 1,000 · Balance 59,487 Row 10 · 2007-10-24 · Sale · Disposed 2,000 · Balance 57,487 Row 11 · 2007-10-24 · Sale · Disposed 2,530 · Balance 54,957 Row 12 · 2007-10-24 · Sale · Disposed 5,066 · Balance 49,891 Row 13 · 2007-10-24 · Sale · Disposed 3,000 · Balance 46,891 Row 14 · 2007-10-24 · Sale · Disposed 2,000 · Balance 44,891 Row 15 · 2007-10-24 · Sale · Disposed 2,500 · Balance 42,391 Row 16 · 2007-10-24 · Sale · Disposed 2,000 · Balance 40,391 Row 17 · 2007-10-24 · Sale · Disposed 2,000 · Balance 38,391 Row 18 · 2007-10-24 · Sale · Disposed 1,500 · Balance 36,891 Row 19 · 2007-10-24 · Sale · Disposed 1,000 · Balance 35,891 Row 20 · 2007-10-24 · Sale · Disposed 2,000 · Balance 33,891 Row 21 · 2007-10-24 · Sale · Disposed 2,000 · Balance 31,891 Row 22 · 2007-10-24 · Sale · Disposed 1,000 · Balance 30,891 Row 23 · 2007-10-24 · Sale · Disposed 1,000 · Balance 29,891 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.03 · Expires 2011-10-31 | Direct | 0 |
Reported balance
After 2007-10-24 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2007-10-24 · Exercise / conversion · Disposed 3,331 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.28 · Expires 2013-12-14 | Direct | 0 |
Reported balance
After 2007-10-24 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2007-10-24 · Exercise / conversion · Disposed 38,800 · Balance 0 F1: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 12,912 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 7,580 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 7,580 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2006 Filed Nov 15, 2006 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 29,104 | $78.18 | $2,275,350.72 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,990 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on November 1, 2001. This is authorized in the applicable restricted stock agreement. Read SEC document |
| March 17, 2006 Filed Mar 21, 2006 22:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 992 | $82.69 | $82,028.48 |
DisclosureSEC source: 0000927628-06-000032 · bai854.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,094 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 52,610 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000022 · bai831.xml · derivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 Underlying: Common Stock · 52,610 shares Expires 2016-03-02 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000022 · bai831.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,086 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009. Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,600 | $86.02 | $223,652.00 |
DisclosureSEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,966 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,300 | $86.04 | $283,932.00 |
DisclosureSEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,566 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 589 | $86.05 | $50,683.45 |
DisclosureSEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,866 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,118 | $86.78 | $270,580.04 |
DisclosureSEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,455 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,487 | $86.79 | $129,056.73 |
DisclosureSEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,573 Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,984 | $85.12 | $168,878.08 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,060 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,801 | $87.46 | $244,975.46 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,044 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 16, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,929 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · derivative · entry 6 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,705 Underlying: Common Stock · 2,929 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| December 16, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,169 | $0.00 Strike: $85.45 | $0.00 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · derivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169 Underlying: Common Stock · 1,169 shares Expires 2012-12-05 Read SEC document |
| December 16, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,169 | $85.45 | $99,891.05 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,845 Read SEC document |
| December 16, 2005 Filed Dec 21, 2005 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,929 | $34.13 | $99,966.77 |
DisclosureSEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2005 Filed Dec 13, 2005 22:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 14,268 | $84.46 | $1,205,075.28 |
DisclosureSEC source: 0000927628-05-000121 · bai742.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,085 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 19:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 10,102 | $84.70 | $855,639.40 |
DisclosureSEC source: 0000927628-05-000114 · bai737.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,353 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 22:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,315 | $0.00 Strike: $76.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000098 · bai715.xml · derivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 Underlying: Common Stock · 1,315 shares Expires 2011-10-31 Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 22:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,340 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0000927628-05-000098 · bai715.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,340 shares Expires 2011-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter. Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 22:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,315 | $76.00 | $99,940.00 |
DisclosureSEC source: 0000927628-05-000098 · bai715.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,455 Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 22:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,340 | $42.73 | $99,988.20 |
DisclosureSEC source: 0000927628-05-000098 · bai715.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 66,707 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0000927628-05-000069 · bai686.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 66,707 shares Expires 2011-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 66,707 | $85.00 | $5,670,095.00 |
DisclosureSEC source: 0000927628-05-000069 · bai686.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 66,707 | $42.73 | $2,850,390.11 |
DisclosureSEC source: 0000927628-05-000069 · bai686.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 66,707 | $42.73 Strike: $42.73 | $2,850,390.11 |
DisclosureSEC source: 0000927628-05-000064 · bai669.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,047 Underlying: Common Stock · 66,707 shares Expires 2011-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 66,707 | $80.00 | $5,336,560.00 |
DisclosureSEC source: 0000927628-05-000064 · bai669.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 66,707 | $42.73 | $2,850,390.11 |
DisclosureSEC source: 0000927628-05-000064 · bai669.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,266 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-05-000060 · bai654.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,634 Underlying: Common Stock · 29,266 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 29,266 | $75.00 | $2,194,950.00 |
DisclosureSEC source: 0000927628-05-000060 · bai654.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 29,266 | $34.13 | $998,848.58 |
DisclosureSEC source: 0000927628-05-000060 · bai654.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 28, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 49,090 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000038 · bai594.xml · derivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,090 Underlying: Common Stock · 49,090 shares Expires 2015-03-14 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000038 · bai594.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,430 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. Read SEC document |
| December 31, 2004 Filed Jan 5, 2005 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,473 | $74.29 | $109,429.17 |
DisclosureSEC source: 0000927628-05-000001 · bai446.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,250 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Total holdings excludes 5,000 shares that were erroneously included in the previously filed Form 4. Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 00:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,505 | $81.92 | $123,289.60 |
DisclosureSEC source: 0000927628-04-000015 · bai437.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,723 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 38,800 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000135 · bai288.xml · derivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 38,800 shares Expires 2013-12-15 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 19,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000135 · bai288.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,228 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006. Read SEC document |
| November 13, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,681 | $60.05 | $281,094.05 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 6 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,088 Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,331 | $0.00 Strike: $60.03 | $0.00 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · derivative · entry 8 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 Underlying: Common Stock · 3,331 shares Expires 2011-11-01 Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,680 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · derivative · entry 7 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,754 Underlying: Common Stock · 4,680 shares Expires 2011-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option will become exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter. Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,331 | $60.02 | $199,926.62 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,769 Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,680 | $42.73 | $199,976.40 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $60.38 | $120,760.00 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,420 Read SEC document |
| March 06, 2003 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,696 | $30.56 | $51,829.76 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,420 Read SEC document |
| July 19, 2002 Filed Nov 14, 2003 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 3,425 | $36.40 | $124,670.00 |
DisclosureSEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,116 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.