Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Information Officer | October 24, 2007 | October 26, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date October 24, 2007 · Filed October 26, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,891 |
Ending reported balance
After 2007-10-24 transaction · row 23
23 source rows · reconciled sequenceRow 1 · 2007-10-24 · Exercise / conversion · Acquired 38,800 · Balance 70,587 Row 2 · 2007-10-24 · Exercise / conversion · Acquired 3,331 · Balance 73,918 Row 3 · 2007-10-24 · Sale · Disposed 3,331 · Balance 70,587 Row 4 · 2007-10-24 · Sale · Disposed 3,000 · Balance 67,587 Row 5 · 2007-10-24 · Sale · Disposed 1,000 · Balance 66,587 Row 6 · 2007-10-24 · Sale · Disposed 2,000 · Balance 64,587 Row 7 · 2007-10-24 · Sale · Disposed 2,100 · Balance 62,487 Row 8 · 2007-10-24 · Sale · Disposed 2,000 · Balance 60,487 Row 9 · 2007-10-24 · Sale · Disposed 1,000 · Balance 59,487 Row 10 · 2007-10-24 · Sale · Disposed 2,000 · Balance 57,487 Row 11 · 2007-10-24 · Sale · Disposed 2,530 · Balance 54,957 Row 12 · 2007-10-24 · Sale · Disposed 5,066 · Balance 49,891 Row 13 · 2007-10-24 · Sale · Disposed 3,000 · Balance 46,891 Row 14 · 2007-10-24 · Sale · Disposed 2,000 · Balance 44,891 Row 15 · 2007-10-24 · Sale · Disposed 2,500 · Balance 42,391 Row 16 · 2007-10-24 · Sale · Disposed 2,000 · Balance 40,391 Row 17 · 2007-10-24 · Sale · Disposed 2,000 · Balance 38,391 Row 18 · 2007-10-24 · Sale · Disposed 1,500 · Balance 36,891 Row 19 · 2007-10-24 · Sale · Disposed 1,000 · Balance 35,891 Row 20 · 2007-10-24 · Sale · Disposed 2,000 · Balance 33,891 Row 21 · 2007-10-24 · Sale · Disposed 2,000 · Balance 31,891 Row 22 · 2007-10-24 · Sale · Disposed 1,000 · Balance 30,891 Row 23 · 2007-10-24 · Sale · Disposed 1,000 · Balance 29,891 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.03 · Expires 2011-10-31 | Direct | 0 |
Reported balance
After 2007-10-24 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2007-10-24 · Exercise / conversion · Disposed 3,331 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.28 · Expires 2013-12-14 | Direct | 0 |
Reported balance
After 2007-10-24 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2007-10-24 · Exercise / conversion · Disposed 38,800 · Balance 0 F1: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 12,912 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 7,580 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 7,580 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2017 Filed Apr 6, 2017 21:11 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026166 · doc4.xml · derivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,332 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:11 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 7,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026166 · doc4.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:11 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026166 · doc4.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 F3 · shares: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:11 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026166 · doc4.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2 · price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:36 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023516 · doc4.xml · derivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:36 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023516 · doc4.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:36 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023516 · doc4.xml · derivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:36 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023516 · doc4.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:25 UTC | CEB Inc. CEB · Entity 177136 | GrantRestricted Stock Units · Derivative | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021390 · doc4.xml · derivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest equally in four increments in the following months: April 2018, March 2019, March 2020 and March 2021. F3 · derivative.expiration_date: N/A Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 38,800 | $0.00 Strike: $56.28 | $0.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · derivative · entry 25 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,800 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,331 | $0.00 Strike: $60.03 | $0.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · derivative · entry 24 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,331 shares Expires 2011-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $63.85 | $63,850.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 23 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $63.75 | $63,750.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 22 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $63.65 | $127,300.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 21 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $63.50 | $127,000.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 20 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $63.30 | $63,300.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 19 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,500 | $63.10 | $94,650.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 18 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $62.95 | $125,900.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 17 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,391 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $62.70 | $125,400.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 16 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,391 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $62.50 | $156,250.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 15 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,391 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $62.35 | $124,700.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 14 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,000 | $62.20 | $186,600.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 13 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,066 | $62.00 | $314,092.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 12 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,891 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,530 | $61.65 | $155,974.50 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 11 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,957 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $61.58 | $123,160.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 10 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,487 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $61.45 | $61,450.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 9 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,487 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $61.30 | $122,600.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 8 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,487 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,100 | $61.25 | $128,625.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 7 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,487 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $61.15 | $122,300.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 6 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,587 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $61.05 | $61,050.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,587 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,000 | $61.00 | $183,000.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,587 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,331 | $62.41 | $207,887.71 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,587 Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,331 | $60.03 | $199,959.93 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 38,800 | $56.28 | $2,183,664.00 |
DisclosureSEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,195 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · derivative · entry 8 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,195 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,195 | $68.60 | $356,377.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 7 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,787 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $68.55 | $342,750.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 6 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,982 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $68.52 | $239,820.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,982 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $68.51 | $171,275.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,482 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,000 | $68.50 | $685,000.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,982 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,000 | $68.48 | $684,800.00 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,982 Read SEC document |
| August 03, 2007 Filed Aug 6, 2007 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 36,195 | $49.07 | $1,776,088.65 |
DisclosureSEC source: 0000927628-07-000042 · bai1068.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,195 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · derivative · entry 25 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,195 Underlying: Common Stock · 36,195 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,000 | $71.35 | $713,500.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · nonDerivative · entry 22 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,787 Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $71.32 | $356,600.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · nonDerivative · entry 21 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,787 Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $71.31 | $356,550.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · nonDerivative · entry 20 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,787 Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 16,195 | $71.30 | $1,154,703.50 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · nonDerivative · entry 19 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,787 Read SEC document |
| August 02, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 36,195 | $49.07 | $1,776,088.65 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · nonDerivative · entry 18 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,705 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · derivative · entry 24 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,705 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| August 01, 2007 Filed Aug 3, 2007 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,490 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0000927628-07-000041 · bai1067.xml · derivative · entry 23 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,390 Underlying: Common Stock · 24,490 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.