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MURDY WAYNE W

Disclosed activity across 2 companies

Tapewire entity
17214
SEC CIK
0001064655

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWMONT Corp /DE/NEM · Entity 1894Director · ChairmanDecember 17, 2007December 20, 2007

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWMONT Corp /DE/

Report date December 17, 2007 · Filed December 20, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect56,439 Reported balance After 2007-12-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2007-12-17 · Gift · Disposed 52,000 · Balance 56,439

Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect48,439 Reported balance After 2007-12-19 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2007-12-19 · Gift · Disposed 8,000 · Balance 48,439

F1: Includes 350 shares of Newmont Mining Coporation common stock held by the children of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 350 shares of Newmont Mining Coporation common stock held by the children of the reporting person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Extraction Oil & Gas, Inc.

Report date January 20, 2021 · Filed January 22, 2021

Section 16 reporting ended · disclosed 2021-01-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect229 Ending reported balance After 2021-01-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-01-20 · Disposition to issuer · Disposed 174,572 · Balance 0

F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F2: On the Effective Date, all unvested restricted stock units held by the Reporting Person were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

Row 2 · 2021-01-20 · Grant · Acquired 229 · Balance 229

F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F3: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

Warrants A (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $107.64 · Expires 2025-01-20Direct1,854 Reported balance After 2021-01-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-20 · Grant · Acquired 1,854 · Balance 1,854

F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F4: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

Warrants B (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $122.32 · Expires 2026-01-20Direct927 Reported balance After 2021-01-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-01-20 · Grant · Acquired 927 · Balance 927

F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F5: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

Filing footnotes · ownership attribution and instrument terms

F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F2: On the Effective Date, all unvested restricted stock units held by the Reporting Person were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

F3: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2004 Filed Feb 5, 2004 14:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 42,628 $0.00 $0.00
Disclosure

SEC source: 0001164727-04-000024 · edgar.xml · nonDerivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,524

F1 · balance_after: Reporting person also holds 175 shares of Newmont Mining Corporation common stock for his son indirectly and 175 shares of Newmont Mining Corporation common stock for his daughter indirectly.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 16:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 4,794 $41.30 $197,992.20
Disclosure

SEC source: 0001164727-04-000016 · edgar.xml · nonDerivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,896

F1 · balance_after: As of January 30, 2004 the reporting person held 1,766 shares of Newmont Mining Corporation common stock in his 401-K Plan.

F2 · balance_after: Reporting person also holds 175 shares of Newmont Mining Corporation common stock for his son indirectly and 175 shares of Newmont Mining Corporation common stock for his daughter indirectly.

Read SEC document
December 31, 2003 Filed Jan 2, 2004 16:22 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 1 $48.61 Strike: $0.00 $48.61
Disclosure

SEC source: 0001164727-04-000006 · edgar.xml · derivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Common Stock · 1 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer

Read SEC document
December 29, 2003 Filed Dec 31, 2003 09:43 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GiftCommon Stock, $1.60 par value 2,308 Not disclosed Not disclosed
Disclosure

SEC source: 0000950127-03-001499 · a03-0703_ex.xml · nonDerivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,690

F1 · kind: Gift by reporting person to The Catholic Foundation for the Archdiocese of Denver.

F1 · price: Gift by reporting person to The Catholic Foundation for the Archdiocese of Denver.

F2 · balance_after: As of November 30, 2003, the reporting person held 1,675 shares of Newmont Mining Corporation common stock in his 401-K plan.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.69 $0.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · derivative · entry 32

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments on November 17, 1999, 2000, 2001 and 2002.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · derivative · entry 31

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments on May 19, 1999, 2000, 2001 and 2002.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $28.84 $0.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · derivative · entry 30

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in two equal installments on January 27, 1999 and 2000.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $31.75 $0.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · derivative · entry 29

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2007-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal installments on November 18, 1998, 1999, 2000 and 2001.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 5,100 $45.94 $234,294.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 28

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,998

F5 · balance_after: As of November 30, 2003, the reporting person held 1,675 shares of Newmont Mining Corporation in his 401-K Plan.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 9,200 $45.93 $422,556.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 27

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,098

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 5,700 $45.92 $261,744.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 26

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 20,000 $21.69 $433,800.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 25

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 100 $45.92 $4,592.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 24

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,998

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 2,200 $45.91 $101,002.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 23

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,098

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 3,700 $45.90 $169,830.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 22

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 3,100 $45.89 $142,259.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 21

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,998

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 9,200 $45.88 $422,096.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 20

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,098

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,700 $45.87 $77,979.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 19

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 20,000 $28.32 $566,400.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 18

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 300 $45.87 $13,761.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 17

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,998

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,500 $45.86 $68,790.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 16

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,400 $45.85 $64,190.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 15

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,798

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 2,000 $45.83 $91,660.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 14

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,198

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,100 $45.82 $50,402.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 13

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,198

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,400 $45.81 $64,134.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 12

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 200 $45.79 $9,158.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 11

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,698

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 200 $45.78 $9,156.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 10

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,898

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 100 $45.77 $4,577.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 9

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,098

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 8,800 $45.76 $402,688.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 8

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,198

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 3,000 $45.75 $137,250.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 7

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,998

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 20,000 $28.84 $576,800.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 6

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 2,300 $45.75 $105,225.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 5

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,998

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 600 $45.74 $27,444.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 4

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,298

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,700 $45.73 $77,741.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 3

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,898

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 5,400 $45.72 $246,888.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 2

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,598

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December 23, 2003 Filed Dec 24, 2003 12:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 10,000 $31.75 $317,500.00
Disclosure

SEC source: 0000950127-03-001472 · a03-0689_ex.xml · nonDerivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · derivative · entry 8

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2007-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal installments on May 21, 1998, 1999, 2000 and 2001.

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 3,800 $46.00 $174,800.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 7

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,998

F2 · balance_after: As of November 30, 2003, the reporting person held 1,675 shares of Newmont Mining Corporation common stock in his 401-K Plan.

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 600 $45.99 $27,594.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 6

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,798

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,300 $45.97 $59,761.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 5

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,398

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 800 $45.96 $36,768.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 4

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,698

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock $1.60 par value 1,500 $45.95 $68,925.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 3

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,498

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December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 3,000 $45.94 $137,820.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 2

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 24, 2003 12:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock $1.60 par value 11,000 $37.82 $416,020.00
Disclosure

SEC source: 0000950127-03-001473 · a03-0691_ex.xml · nonDerivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 4, 2003 12:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $49.73 $0.00
Disclosure

SEC source: 0001164727-03-000183 · edgar.xml · derivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2013-12-02

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004.

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December 02, 2003 Filed Dec 4, 2003 17:03 UTC Amendment NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $49.73 $0.00
Disclosure

SEC source: 0001164727-03-000187 · edgar.xml · derivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2013-12-02

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004.

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September 30, 2003 Filed Oct 2, 2003 17:08 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhanton Stock · Derivative 1 $39.09 Strike: $0.00 $39.09
Disclosure

SEC source: 0001164727-03-000159 · edgar.xml · derivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Common Stock · 1 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer

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May 06, 2003 Filed May 9, 2003 15:12 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001164727-03-000098 · edgar.xml · derivative · entry 1

MURDY WAYNE W · CIK 0001064655 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2013-05-06

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.