Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERSHEY COHSY · Entity 795 | SVP, Chief Admin Officer | November 13, 2017 | November 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERSHEY CO
Report date November 13, 2017 · Filed November 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,173 |
Ending reported balance
After 2017-11-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-11-13 · Sale · Disposed 10,393 · Balance 17,173 F1: This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $108.125 to $108.245. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price. Row 2 · 2017-11-13 · Exercise / conversion · Acquired 5,124 · Balance 22,297 Row 3 · 2017-11-13 · Sale · Disposed 5,124 · Balance 17,173 F2: This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $108.12 to $108.21. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.26 · Expires 2020-02-22 | Direct | 15,371 |
Reported balance
After 2017-11-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-13 · Exercise / conversion · Disposed 5,124 · Balance 15,371 F4: The options vested according to the following schedule: 25% vested on February 23, 2011, 25% vested on February 23, 2012, 25% vested on February 23, 2013 and 25% vested on February 23, 2014. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 892.7368 |
Reported balance
Holding disclosure · report date 2017-11-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 892.7368 F3: The total amount of securities reported as indirectly owned by the reporting person represents a reduction of 2.0538 shares allocated to the reporting person's account in the Company's 401(k) Plan ("Plan") as of October 31, 2017. To manage liquidity needs of the Plan, the Plan trustee from time-to-time maintains a lower overall share balance (versus cash) in the Plan, which in this instance resulted in a reduction in the number of shares allocated to the reporting person's account when compared to the reporting person's Form 4 filed on October 18, 2017. The information is based on a report dated November 1, 2017, provided by the Plan trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $108.125 to $108.245. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
F2: This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $108.12 to $108.21. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
F3: The total amount of securities reported as indirectly owned by the reporting person represents a reduction of 2.0538 shares allocated to the reporting person's account in the Company's 401(k) Plan ("Plan") as of October 31, 2017. To manage liquidity needs of the Plan, the Plan trustee from time-to-time maintains a lower overall share balance (versus cash) in the Plan, which in this instance resulted in a reduction in the number of shares allocated to the reporting person's account when compared to the reporting person's Form 4 filed on October 18, 2017. The information is based on a report dated November 1, 2017, provided by the Plan trustee.
F4: The options vested according to the following schedule: 25% vested on February 23, 2011, 25% vested on February 23, 2012, 25% vested on February 23, 2013 and 25% vested on February 23, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2017 Filed Jan 19, 2017 18:07 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.87 | $0.00 |
DisclosureSEC source: 0001127602-17-001994 · form4.xml · derivative · entry 5 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 Underlying: Common Stock · 1,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested according to the following schedule: 25% vested on February 13, 2009, 25% vested on February 13, 2010, 25% vested on February 13, 2011 and 25% vested on February 13, 2012. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:07 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 1,000 | $104.82 | $104,820.00 |
DisclosureSEC source: 0001127602-17-001994 · form4.xml · nonDerivative · entry 3 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,188 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:07 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionCommon Stock | 1,000 | $35.87 | $35,870.00 |
DisclosureSEC source: 0001127602-17-001994 · form4.xml · nonDerivative · entry 2 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:07 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 100 | $104.82 | $10,482.00 |
DisclosureSEC source: 0001127602-17-001994 · form4.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,188 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 16:43 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.87 | $0.00 |
DisclosureSEC source: 0001127602-16-070968 · form4.xml · derivative · entry 5 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,890 Underlying: Common Stock · 1,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested according to the following schedule: 25% vested on February 13, 2009, 25% vested on February 13, 2010, 25% vested on February 13, 2011 and 25% vested on February 13, 2012. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 16:43 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 1,000 | $103.57 | $103,570.00 |
DisclosureSEC source: 0001127602-16-070968 · form4.xml · nonDerivative · entry 3 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,788 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 16:43 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionCommon Stock | 1,000 | $35.87 | $35,870.00 |
DisclosureSEC source: 0001127602-16-070968 · form4.xml · nonDerivative · entry 2 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 16:43 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 100 | $103.57 | $10,357.00 |
DisclosureSEC source: 0001127602-16-070968 · form4.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,788 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016. Read SEC document |
| November 29, 2016 Filed Jan 9, 2017 15:31 UTC | HERSHEY CO HSY · Entity 795 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001314 · form5.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,288 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:28 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.87 | $0.00 |
DisclosureSEC source: 0001127602-16-068638 · form4.xml · derivative · entry 5 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890 Underlying: Common Stock · 1,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested according to the following schedule: 25% vested on February 13, 2009, 25% vested on February 13, 2010, 25% vested on February 13, 2011 and 25% vested on February 13, 2012. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:28 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 1,000 | $98.08 | $98,080.00 |
DisclosureSEC source: 0001127602-16-068638 · form4.xml · nonDerivative · entry 3 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,888 F1 · price: This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $98.077 to $98.08. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:28 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionCommon Stock | 1,000 | $35.87 | $35,870.00 |
DisclosureSEC source: 0001127602-16-068638 · form4.xml · nonDerivative · entry 2 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:28 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 100 | $97.98 | $9,798.00 |
DisclosureSEC source: 0001127602-16-068638 · form4.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,888 Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 17:19 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.87 | $0.00 |
DisclosureSEC source: 0001127602-16-064903 · form4.xml · derivative · entry 5 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,890 Underlying: Common Stock · 1,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested according to the following schedule: 25% vested on February 13, 2009, 25% vested on February 13, 2010, 25% vested on February 13, 2011 and 25% vested on February 13, 2012. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 17:19 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 1,000 | $96.40 | $96,400.00 |
DisclosureSEC source: 0001127602-16-064903 · form4.xml · nonDerivative · entry 3 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,988 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 17:19 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionCommon Stock | 1,000 | $35.87 | $35,870.00 |
DisclosureSEC source: 0001127602-16-064903 · form4.xml · nonDerivative · entry 2 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 17:19 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 100 | $96.40 | $9,640.00 |
DisclosureSEC source: 0001127602-16-064903 · form4.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,988 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 12:41 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.87 | $0.00 |
DisclosureSEC source: 0001127602-16-062748 · form4.xml · derivative · entry 5 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,890 Underlying: Common Stock · 1,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested according to the following schedule: 25% vested on February 13, 2009, 25% vested on February 13, 2010, 25% vested on February 13, 2011 and 25% vested on February 13, 2012. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 12:41 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 1,000 | $95.60 | $95,600.00 |
DisclosureSEC source: 0001127602-16-062748 · form4.xml · nonDerivative · entry 3 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,088 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 12:41 UTC | HERSHEY CO HSY · Entity 795 | Exercise / conversionCommon Stock | 1,000 | $35.87 | $35,870.00 |
DisclosureSEC source: 0001127602-16-062748 · form4.xml · nonDerivative · entry 2 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 12:41 UTC | HERSHEY CO HSY · Entity 795 | SaleCommon Stock | 100 | $95.60 | $9,560.00 |
DisclosureSEC source: 0001127602-16-062748 · form4.xml · nonDerivative · entry 1 Wege D Michael · CIK 0001530640 · SVP, GS, India, ME, Comm & CSR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,088 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.