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BROADBENT GUY

Disclosed activity across 1 company

Tapewire entity
17176
SEC CIK
0001216054

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836Senior Vice PresidentMarch 05, 2008March 07, 2008

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

THERMO FISHER SCIENTIFIC INC.

Report date March 05, 2008 · Filed March 07, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,545 Reported balance After 2008-03-05 transaction · row 1
1 source row

Row 1 · 2008-03-05 · Grant · Acquired 8,700 · Balance 31,545

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2007 Filed Jan 6, 2007 02:12 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-07-000023 · bro457.xml · derivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,295

Underlying: Common Stock · 10,000 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
January 03, 2007 Filed Jan 6, 2007 02:12 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 10,000 $45.15 $451,500.00
Disclosure

SEC source: 0000097745-07-000023 · bro457.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

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January 03, 2007 Filed Jan 6, 2007 02:12 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 10,000 $22.71 $227,100.00
Disclosure

SEC source: 0000097745-07-000023 · bro457.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · derivative · entry 8

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,295

Underlying: Common Stock · 50,000 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 13, 2001.

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,900 $43.82 $214,718.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 7

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,005

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 11,500 $43.81 $503,815.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 6

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,905

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 700 $43.80 $30,660.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 5

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,405

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,000 $43.79 $87,580.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 4

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,105

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,000 $43.78 $131,340.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,105

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 27,900 $43.75 $1,220,625.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,105

Read SEC document
November 16, 2006 Filed Nov 20, 2006 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 50,000 $22.71 $1,135,500.00
Disclosure

SEC source: 0000097745-06-000230 · bro404.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2006 Filed Nov 15, 2006 01:13 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 151,400 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0000097745-06-000208 · bro344.xml · derivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,400

Underlying: Common Stock · 151,400 shares

Expires 2013-11-09

F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007.

Read SEC document
November 09, 2006 Filed Nov 15, 2006 01:13 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0000097745-06-000208 · bro344.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,005

Read SEC document
November 09, 2006 Filed Nov 22, 2006 21:18 UTC Amendment THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 151,400 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0000097745-06-000244 · bro426.xml · derivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,400

Underlying: Common Stock · 151,400 shares

Expires 2013-11-09

F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007.

Read SEC document
November 09, 2006 Filed Nov 22, 2006 21:18 UTC Amendment THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 8,350 $43.37 $362,139.50
Disclosure

SEC source: 0000097745-06-000244 · bro426.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

Read SEC document
November 09, 2006 Filed Nov 22, 2006 21:18 UTC Amendment THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0000097745-06-000244 · bro426.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,005

Read SEC document
February 27, 2006 Filed Mar 1, 2006 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $34.86 $0.00
Disclosure

SEC source: 0000097745-06-000039 · bro313.xml · derivative · entry 2

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2013-02-27

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 27, 2007.

Read SEC document
February 27, 2006 Filed Mar 1, 2006 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000097745-06-000039 · bro313.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · derivative · entry 6

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,295

Underlying: Common Stock · 15,000 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 13, 2001.

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,000 $34.12 $102,360.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · nonDerivative · entry 5

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 5,000 $34.13 $170,650.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · nonDerivative · entry 4

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,005

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 5,000 $34.20 $171,000.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · nonDerivative · entry 3

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,000 $34.24 $68,480.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,005

Read SEC document
February 17, 2006 Filed Feb 21, 2006 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 15,000 $22.71 $340,650.00
Disclosure

SEC source: 0000097745-06-000021 · bro307.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2005 Filed Sep 16, 2005 19:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-05-000137 · bro300.xml · derivative · entry 3

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,295

Underlying: Common Stock · 10,000 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 13, 2001.

Read SEC document
September 15, 2005 Filed Sep 16, 2005 19:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 10,000 $30.57 $305,700.00
Disclosure

SEC source: 0000097745-05-000137 · bro300.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Read SEC document
September 15, 2005 Filed Sep 16, 2005 19:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 10,000 $22.71 $227,100.00
Disclosure

SEC source: 0000097745-05-000137 · bro300.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2005 Filed Feb 28, 2005 22:49 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0000097745-05-000022 · bro255.xml · derivative · entry 1

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2012-02-25

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 25, 2006.

Read SEC document
December 15, 2003 Filed Dec 16, 2003 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,093 $24.23 $99,173.39
Disclosure

SEC source: 0000097745-03-000201 · bro188.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Read SEC document
October 13, 2003 Filed Oct 14, 2003 17:58 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 757 $22.75 $17,221.75
Disclosure

SEC source: 0000097745-03-000155 · bro161.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · VP, Optical Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,093

Read SEC document
October 13, 2003 Filed Nov 19, 2003 19:30 UTC Amendment THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 752 $22.75 $17,108.00
Disclosure

SEC source: 0000097745-03-000174 · bro171.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · VP, Optical Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,098

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.