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ELIX DOUGLAS T

Disclosed activity across 1 company

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17155
SEC CIK
0001180444

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentMay 08, 2008May 09, 2008

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date May 08, 2008 · Filed May 09, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,919 Ending reported balance After 2008-05-08 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2008-05-08 · Exercise / conversion · Acquired 3,158 · Balance 133,219

Row 2 · 2008-05-08 · Exercise / conversion · Acquired 3,625 · Balance 136,844

Row 3 · 2008-05-08 · Tax withholding · Disposed 1,362 · Balance 135,482

Row 4 · 2008-05-08 · Tax withholding · Disposed 1,563 · Balance 133,919

Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,625 Reported balance After 2008-05-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2008-05-08 · Exercise / conversion · Disposed 3,625 · Balance 3,625

F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2: Release of restricted stock units.

Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,316 Reported balance After 2008-05-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2008-05-08 · Exercise / conversion · Disposed 3,158 · Balance 6,316

F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2: Release of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2: Release of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2004 Filed Dec 16, 2004 19:41 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-059224 · rrd61663.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2004 Filed Dec 1, 2004 17:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-055721 · rrd59663.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2004 Filed Nov 16, 2004 20:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-053168 · rrd58166.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 08, 2004 Filed Nov 9, 2004 18:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-051420 · rrd57368.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 29, 2004 Filed Nov 1, 2004 21:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-049863 · rrd56312.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 15, 2004 Filed Oct 18, 2004 19:15 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-047898 · rrd54999.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 30, 2004 Filed Oct 1, 2004 16:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-045796 · rrd53854.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 15, 2004 Filed Sep 16, 2004 16:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-044025 · rrd52778.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 03, 2004 Filed Sep 7, 2004 17:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-043102 · rrd52250.xml · derivative · entry 3

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 03, 2004 Filed Sep 7, 2004 17:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 8,423 $84.32 $710,227.36
Disclosure

SEC source: 0001181431-04-043102 · rrd52250.xml · nonDerivative · entry 2

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,779

Read SEC document
September 03, 2004 Filed Sep 7, 2004 17:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-043102 · rrd52250.xml · nonDerivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 18:18 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-042492 · rrd51935.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 13, 2004 Filed Aug 16, 2004 15:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-040252 · rrd50535.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 06, 2004 Filed Aug 9, 2004 18:44 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-039427 · rrd50075.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 30, 2004 Filed Aug 2, 2004 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-038096 · rrd49373.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 15, 2004 Filed Jul 16, 2004 15:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-035666 · rrd48117.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
June 30, 2004 Filed Jul 1, 2004 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-033282 · rrd46905.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
June 15, 2004 Filed Jun 16, 2004 15:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-030970 · rrd45503.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 28, 2004 Filed Jun 1, 2004 15:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-028575 · rrd44192.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 14, 2004 Filed May 17, 2004 17:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-026295 · rrd42736.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 06, 2004 Filed May 7, 2004 18:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-024826 · rrd41875.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
April 30, 2004 Filed May 3, 2004 15:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-023581 · rrd41155.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
April 15, 2004 Filed Apr 16, 2004 16:33 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-020949 · rrd39707.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 17:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-018474 · rrd38257.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 19:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-015820 · rrd36825.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 341 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 27, 2004 Filed Mar 1, 2004 17:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-012684 · rrd35126.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 24, 2004 Filed Feb 26, 2004 21:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantEmp. Stock Option (right to buy) · Derivative 65,575 $0.00 Strike: $105.96 $0.00
Disclosure

SEC source: 0001181431-04-012161 · rrd34614.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,575

Underlying: Common Stock · 65,575 shares

Expires 2014-02-23

F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 06, 2004 Filed Feb 9, 2004 20:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-007449 · rrd32055.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 01, 2004 Filed Feb 2, 2004 20:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 4,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-005603 · rrd31049.xml · derivative · entry 4

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 01, 2004 Filed Feb 2, 2004 20:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 2,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-005603 · rrd31049.xml · derivative · entry 3

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Underlying: Common Stock · 2,916 shares

Expires not disclosed

F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006.

F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006.

F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006.

F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006.

Read SEC document
February 01, 2004 Filed Feb 2, 2004 20:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,469 $98.64 $144,902.16
Disclosure

SEC source: 0001181431-04-005603 · rrd31049.xml · nonDerivative · entry 2

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,202

Read SEC document
February 01, 2004 Filed Feb 2, 2004 20:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 4,312 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-005603 · rrd31049.xml · nonDerivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 16:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-000458 · rrd27382.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2003 Filed Dec 16, 2003 22:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-036091 · rrd25952.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 26, 2003 Filed Nov 28, 2003 14:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-033305 · rrd24129.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 14, 2003 Filed Nov 17, 2003 19:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-031289 · rrd22999.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 06, 2003 Filed Nov 7, 2003 19:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-029705 · rrd22094.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2003 Filed Nov 3, 2003 17:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-028519 · rrd21473.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:08 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-026694 · rrd20451.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 20:02 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-025042 · rrd19507.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 15, 2003 Filed Sep 16, 2003 13:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-023269 · rrd18578.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 29, 2003 Filed Sep 2, 2003 12:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-021222 · rrd17424.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 15, 2003 Filed Aug 18, 2003 15:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-019155 · rrd14912.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 07, 2003 Filed Aug 8, 2003 14:49 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-018025 · rrd15641.xml · derivative · entry 3

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F2 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 8-07-2003.

F1 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 8-07-2003.

F2 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 8-07-2003.

Read SEC document
August 07, 2003 Filed Aug 8, 2003 14:49 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 4,800 $80.10 $384,480.00
Disclosure

SEC source: 0001181431-03-018025 · rrd15641.xml · nonDerivative · entry 2

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,359

Read SEC document
August 07, 2003 Filed Aug 8, 2003 14:49 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-018025 · rrd15641.xml · nonDerivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,159

F1 · kind: Release of restricted stock units.

Read SEC document
August 06, 2003 Filed Aug 7, 2003 16:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-017876 · rrd15527.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2003 Filed Aug 1, 2003 17:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-016792 · rrd11320.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 15, 2003 Filed Jul 16, 2003 15:36 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-014285 · rrd13343.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822

Underlying: Common Stock · 11 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
June 30, 2003 Filed Jul 1, 2003 16:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-03-012378 · rrd12219.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

Underlying: Common Stock · 8 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.