Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | President, QTL | September 08, 2008 | September 10, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date September 08, 2008 · Filed September 10, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 5,697 |
Last balance in matching sequence
After 2008-09-08 transaction · row 26
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
26 source rowsRow 1 · 2008-09-08 · Exercise / conversion · Acquired 400 · Balance 6,097 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 2 · 2008-09-08 · Sale · Disposed 400 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 3 · 2008-09-08 · Exercise / conversion · Acquired 100 · Balance 5,797 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 4 · 2008-09-08 · Sale · Disposed 100 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 5 · 2008-09-08 · Exercise / conversion · Acquired 233 · Balance 5,930 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 6 · 2008-09-08 · Sale · Disposed 233 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 7 · 2008-09-08 · Exercise / conversion · Acquired 603 · Balance 6,300 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 8 · 2008-09-08 · Sale · Disposed 603 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 9 · 2008-09-08 · Exercise / conversion · Acquired 783 · Balance 6,480 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 10 · 2008-09-08 · Sale · Disposed 783 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 11 · 2008-09-08 · Exercise / conversion · Acquired 4,381 · Balance 10,078 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 12 · 2008-09-08 · Sale · Disposed 4,381 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 13 · 2008-09-08 · Exercise / conversion · Acquired 5,278 · Balance 10,975 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 14 · 2008-09-08 · Sale · Disposed 5,278 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 15 · 2008-09-08 · Exercise / conversion · Acquired 957 · Balance 6,654 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 16 · 2008-09-08 · Sale · Disposed 957 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 17 · 2008-09-08 · Exercise / conversion · Acquired 3,310 · Balance 9,007 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 18 · 2008-09-08 · Sale · Disposed 3,310 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 19 · 2008-09-08 · Exercise / conversion · Acquired 800 · Balance 6,497 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 20 · 2008-09-08 · Sale · Disposed 800 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 21 · 2008-09-08 · Exercise / conversion · Acquired 655 · Balance 6,352 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 22 · 2008-09-08 · Sale · Disposed 655 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 23 · 2008-09-08 · Exercise / conversion · Acquired 400 · Balance 6,097 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 24 · 2008-09-08 · Sale · Disposed 400 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 25 · 2008-09-08 · Exercise / conversion · Acquired 100 · Balance 5,797 F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Row 26 · 2008-09-08 · Sale · Disposed 100 · Balance 5,697 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.44 · Expires 2013-10-16 | Direct | 1,800 |
Reported balance
After 2008-09-08 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2008-09-08 · Exercise / conversion · Disposed 400 · Balance 1,800 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.44 · Expires 2013-10-16 | Direct | 1,700 |
Reported balance
After 2008-09-08 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2008-09-08 · Exercise / conversion · Disposed 100 · Balance 1,700 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.44 · Expires 2013-10-16 | Direct | 1,467 |
Reported balance
After 2008-09-08 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2008-09-08 · Exercise / conversion · Disposed 233 · Balance 1,467 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.02 · Expires 2014-04-15 | Direct | 4,827 |
Reported balance
After 2008-09-08 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2008-09-08 · Exercise / conversion · Disposed 603 · Balance 4,827 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.57 · Expires 2015-04-14 | Direct | 15,667 |
Reported balance
After 2008-09-08 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2008-09-08 · Exercise / conversion · Disposed 783 · Balance 15,667 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.83 · Expires 2016-11-09 | Direct | 135,278 |
Reported balance
After 2008-09-08 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2008-09-08 · Exercise / conversion · Disposed 4,381 · Balance 135,278 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.83 · Expires 2016-11-09 | Direct | 130,000 |
Reported balance
After 2008-09-08 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2008-09-08 · Exercise / conversion · Disposed 5,278 · Balance 130,000 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 174,043 |
Reported balance
After 2008-09-08 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2008-09-08 · Exercise / conversion · Disposed 957 · Balance 174,043 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 170,733 |
Reported balance
After 2008-09-08 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2008-09-08 · Exercise / conversion · Disposed 3,310 · Balance 170,733 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 169,933 |
Reported balance
After 2008-09-08 transaction · row 36
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 36 · 2008-09-08 · Exercise / conversion · Disposed 800 · Balance 169,933 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 169,278 |
Reported balance
After 2008-09-08 transaction · row 37
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 37 · 2008-09-08 · Exercise / conversion · Disposed 655 · Balance 169,278 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 168,878 |
Reported balance
After 2008-09-08 transaction · row 38
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 38 · 2008-09-08 · Exercise / conversion · Disposed 400 · Balance 168,878 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 168,778 |
Reported balance
After 2008-09-08 transaction · row 39
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 39 · 2008-09-08 · Exercise / conversion · Disposed 100 · Balance 168,778 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2005 Filed Nov 14, 2005 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,884 | $22.44 | $199,356.96 |
DisclosureSEC source: 0001234452-05-000260 · edgardoc.xml · nonDerivative · entry 3 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| November 09, 2005 Filed Nov 14, 2005 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 588 | $16.47 | $9,684.36 |
DisclosureSEC source: 0001234452-05-000260 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| November 09, 2005 Filed Nov 14, 2005 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 634 | $18.00 | $11,412.00 |
DisclosureSEC source: 0001234452-05-000260 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-05-000257 · edgardoc.xml · derivative · entry 3 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2015-11-03 F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 31, 2005 Filed Nov 8, 2005 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000257 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,966 F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,383 | $0.00 Strike: $22.44 | $0.00 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · derivative · entry 10 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,284 Underlying: Common Stock · 6,383 shares Expires 2013-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,025 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · derivative · entry 9 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,834 Underlying: Common Stock · 3,025 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,974 | $0.00 Strike: $16.47 | $0.00 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · derivative · entry 8 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,831 Underlying: Common Stock · 1,974 shares Expires 2013-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 618 | $0.00 Strike: $16.20 | $0.00 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · derivative · entry 7 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,350 Underlying: Common Stock · 618 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,000 | $43.56 | $522,704.40 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · nonDerivative · entry 5 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,196 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,383 | $22.44 | $143,234.52 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · nonDerivative · entry 4 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,025 | $18.00 | $54,450.00 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · nonDerivative · entry 3 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,974 | $16.47 | $32,511.78 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| October 11, 2005 Filed Oct 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 618 | $16.20 | $10,011.60 |
DisclosureSEC source: 0001234452-05-000232 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Marvin Blecker and Toby R. Blecker as Trustees of the Marvin Blecker and Toby R. Blecker Trust UTA dtd 6/24/88. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 22:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 193 | $44.16 Strike: $1.00 | $8,523.27 |
DisclosureSEC source: 0001234452-05-000220 · edgardoc.xml · derivative · entry 1 BLECKER MARVIN · CIK 0001326249 · President, QTL 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,231.901 Underlying: Common Stock · 193 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 21:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,765 | $0.00 Strike: $16.47 | $0.00 |
DisclosureSEC source: 0001234452-05-000208 · edgardoc.xml · derivative · entry 6 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,805 Underlying: Common Stock · 10,765 shares Expires 2013-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 21:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,235 | $0.00 Strike: $16.20 | $0.00 |
DisclosureSEC source: 0001234452-05-000208 · edgardoc.xml · derivative · entry 5 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,968 Underlying: Common Stock · 1,235 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 21:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,000 | $42.50 | $509,953.20 |
DisclosureSEC source: 0001234452-05-000208 · edgardoc.xml · nonDerivative · entry 3 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 21:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,765 | $16.47 | $177,299.55 |
DisclosureSEC source: 0001234452-05-000208 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 21:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,235 | $16.20 | $20,007.00 |
DisclosureSEC source: 0001234452-05-000208 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2005 Filed Aug 10, 2005 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001234452-05-000181 · edgardoc.xml · derivative · entry 4 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,334 Underlying: Common Stock · 8,000 shares Expires 2011-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| August 09, 2005 Filed Aug 10, 2005 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,000 | $39.21 | $313,680.00 |
DisclosureSEC source: 0001234452-05-000181 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 09, 2005 Filed Aug 10, 2005 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,000 | $29.21 | $233,680.00 |
DisclosureSEC source: 0001234452-05-000181 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,913 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · derivative · entry 7 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859 Underlying: Common Stock · 4,913 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,087 | $0.00 Strike: $16.20 | $0.00 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · derivative · entry 6 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,203 Underlying: Common Stock · 3,087 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,913 | $35.13 | $172,616.78 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · nonDerivative · entry 4 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 294 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2005. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,913 | $18.00 | $88,434.00 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · nonDerivative · entry 3 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,087 | $35.13 | $108,460.82 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 12, 2005 Filed Jul 12, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,087 | $16.20 | $50,009.40 |
DisclosureSEC source: 0001234452-05-000163 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 22:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 180 | $34.14 Strike: $1.00 | $6,144.48 |
DisclosureSEC source: 0001234452-05-000147 · edgardoc.xml · derivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,010.45 Underlying: Common Stock · 180 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,295 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · derivative · entry 7 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,772 Underlying: Common Stock · 7,295 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 705 | $0.00 Strike: $16.20 | $0.00 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · derivative · entry 6 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,290 Underlying: Common Stock · 705 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,295 | $36.70 | $267,737.44 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · nonDerivative · entry 4 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,295 | $18.00 | $131,310.00 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · nonDerivative · entry 3 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 705 | $36.70 | $25,874.56 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 705 | $16.20 | $11,421.00 |
DisclosureSEC source: 0001234452-05-000136 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2005 Filed May 11, 2005 20:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $16.20 | $0.00 |
DisclosureSEC source: 0001234452-05-000111 · edgardoc.xml · derivative · entry 4 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,995 Underlying: Common Stock · 8,000 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any leaves of absence and previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant, adjusted for any leaves of absence. Read SEC document |
| May 10, 2005 Filed May 11, 2005 20:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,000 | $35.70 | $285,638.40 |
DisclosureSEC source: 0001234452-05-000111 · edgardoc.xml · nonDerivative · entry 2 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 10, 2005 Filed May 11, 2005 20:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,000 | $16.20 | $129,600.00 |
DisclosureSEC source: 0001234452-05-000111 · edgardoc.xml · nonDerivative · entry 1 BLECKER MARVIN · CIK 0001326249 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.