Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2008 | November 07, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2008 · Filed November 07, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,189 |
Reported balance
After 2008-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-11-06 · Grant · Acquired 37 · Balance 6,189 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2006 Filed Jul 17, 2006 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-042210 · rrd124563.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,090 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 15:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-039635 · rrd123235.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,081 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2006 Filed Jun 16, 2006 15:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-037279 · rrd121761.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,073 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029147 · rrd117255.xml · derivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,070 Underlying: Common Stock · 19 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 9,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029147 · rrd117255.xml · derivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 9,375 shares Expires not disclosed F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,125 of these units on 05/08/2007, for 3,125 of these units on 05/08/2008, and for the remaining 3,125 of these units on 05/08/2009. F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,125 of these units on 05/08/2007, for 3,125 of these units on 05/08/2008, and for the remaining 3,125 of these units on 05/08/2009. F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,125 of these units on 05/08/2007, for 3,125 of these units on 05/08/2008, and for the remaining 3,125 of these units on 05/08/2009. F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,125 of these units on 05/08/2007, for 3,125 of these units on 05/08/2008, and for the remaining 3,125 of these units on 05/08/2009. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 6,681 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-06-029147 · rrd117255.xml · derivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,681 Underlying: Common Stock · 6,681 shares Expires 2016-05-07 F2 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 23,321 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-06-029147 · rrd117255.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,321 Underlying: Common Stock · 23,321 shares Expires 2016-05-07 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-021290 · rrd113113.xml · derivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,052 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 989 | $82.47 Strike: $0.00 | $81,562.83 |
DisclosureSEC source: 0001181431-06-021290 · rrd113113.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,755 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 17,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-014507 · rrd109461.xml · derivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,511 | $80.14 | $601,893.99 |
DisclosureSEC source: 0001181431-06-014507 · rrd109461.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,296.4953 Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 17,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-014507 · rrd109461.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,807.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 16:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-009774 · rrd107136.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007953 · rrd106062.xml · derivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,093 | $81.45 | $251,909.39 |
DisclosureSEC source: 0001181431-06-007953 · rrd106062.xml · nonDerivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,566.4953 Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 9,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007953 · rrd106062.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,659.4953 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 639 | $81.45 | $52,043.36 |
DisclosureSEC source: 0001181431-06-007953 · rrd106062.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511.4953 Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007953 · rrd106062.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,150.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 352 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0001181431-06-006030 · rrd105177.xml · derivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 352 shares Expires 2006-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,156 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0001181431-06-006030 · rrd105177.xml · derivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,156 shares Expires 2006-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,508 | $81.46 | $122,835.65 |
DisclosureSEC source: 0001181431-06-006030 · rrd105177.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,341.4953 Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,156 | $31.67 | $36,613.41 |
DisclosureSEC source: 0001181431-06-006030 · rrd105177.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,849.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 352 | $31.67 | $11,148.72 |
DisclosureSEC source: 0001181431-06-006030 · rrd105177.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,693.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 18:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-000094 · rrd101799.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2005 Filed Dec 16, 2005 15:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067203 · rrd100466.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 17:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-063867 · rrd98693.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2005 Filed Nov 16, 2005 16:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061634 · rrd97409.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2005 Filed Nov 9, 2005 20:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-060482 · rrd96732.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,728 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 16:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-058772 · rrd95821.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,719 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 14, 2005 Filed Oct 17, 2005 15:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-056667 · rrd94736.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,712 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 16:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-054412 · rrd93597.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2005 Filed Sep 16, 2005 14:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-052076 · rrd92206.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,698 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 16:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-049840 · rrd91058.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,691 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 22, 2005 Filed Aug 23, 2005 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 4,284 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001181431-05-048499 · rrd90211.xml · derivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,284 shares Expires 2005-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 22, 2005 Filed Aug 23, 2005 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,284 | $82.94 | $355,332.95 |
DisclosureSEC source: 0001181431-05-048499 · rrd90211.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,341.4953 Read SEC document |
| August 22, 2005 Filed Aug 23, 2005 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,284 | $23.33 | $99,935.01 |
DisclosureSEC source: 0001181431-05-048499 · rrd90211.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,625.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 16, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-047121 · rrd89577.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,683 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2005 Filed Aug 9, 2005 16:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-045458 · rrd88737.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 17:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-043139 · rrd87597.xml · derivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 25, 2005 Filed Aug 1, 2005 17:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-043139 · rrd87597.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,341.4953 Read SEC document |
| July 15, 2005 Filed Jul 18, 2005 15:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-040651 · rrd86043.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-037716 · rrd84372.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,654 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2005 Filed Jun 16, 2005 15:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-034949 · rrd82745.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,646 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 2,772 | $0.00 Strike: $36.06 | $0.00 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · derivative · entry 6 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772 shares Expires 2007-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 97,922 | $0.00 Strike: $36.06 | $0.00 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · derivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,922 shares Expires 2007-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 33,430 | $73.52 | $2,457,706.74 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · nonDerivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,331 Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 97,922 | $73.51 | $7,198,686.87 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,761 Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 97,922 | $36.06 | $3,531,312.13 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2005 Filed May 16, 2005 14:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,772 | $36.06 | $99,965.25 |
DisclosureSEC source: 0001181431-05-028017 · rrd78812.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2005 Filed May 9, 2005 19:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-026597 · rrd78170.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.