Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2008 | November 07, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2008 · Filed November 07, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,189 |
Reported balance
After 2008-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-11-06 · Grant · Acquired 37 · Balance 6,189 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2008 Filed Nov 7, 2008 17:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060255 · rrd222631.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,189 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 16:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046716 · rrd215273.xml · derivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,147 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,124 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · derivative · entry 27 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 48,876 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · derivative · entry 26 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,876 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $130.03 | $52,012.80 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 25 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,340.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $130.03 | $39,009.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 24 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,740.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 850 | $130.03 | $110,521.25 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 23 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,040.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,400 | $130.02 | $312,048.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 22 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,890.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $130.02 | $104,012.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 21 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,290.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,678 | $130.01 | $478,176.78 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 20 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,090.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.01 | $26,001.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 19 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,768.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,271 | $130.00 | $425,230.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 18 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,968.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $129.99 | $220,983.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 17 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,239.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $129.99 | $51,994.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 16 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,939.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $129.98 | $12,998.25 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 15 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,339.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,200 | $129.98 | $285,956.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 14 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,439.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 506 | $129.98 | $65,767.35 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 13 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,639.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 10,752 | $129.97 | $1,397,437.44 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 12 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,145.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $129.97 | $51,986.80 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 11 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,897.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $129.97 | $12,996.50 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 10 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,297.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $129.94 | $38,982.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 9 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,397.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $129.87 | $38,961.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 8 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,697.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,100 | $129.85 | $532,385.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 7 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,997.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $129.84 | $12,984.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 6 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,097.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $129.82 | $38,946.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,197.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $129.82 | $25,963.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,497.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 990 | $129.80 | $128,502.00 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,697.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 48,876 | $88.96 | $4,347,764.58 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,687.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,124 | $88.96 | $99,985.42 |
DisclosureSEC source: 0001181431-08-044435 · rrd214027.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,811.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,100 | $130.39 | $925,769.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 14 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,687.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 53 | $130.38 | $6,910.14 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 13 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,787.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.35 | $26,069.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 12 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,840.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,300 | $130.33 | $430,089.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 11 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,040.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $130.23 | $130,225.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 10 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,340.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $130.07 | $13,007.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 9 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,340.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $130.07 | $39,019.50 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 8 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,440.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $130.06 | $13,006.20 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 7 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,740.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $130.06 | $338,156.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 6 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,840.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $130.06 | $13,005.50 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,440.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.05 | $26,010.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,540.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $130.05 | $13,004.70 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,740.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $130.04 | $39,012.00 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,840.4953 Read SEC document |
| July 24, 2008 Filed Jul 25, 2008 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.03 | $26,006.50 |
DisclosureSEC source: 0001181431-08-044438 · rrd214028.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,140.4953 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · derivative · entry 7 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Underlying: Common Stock · 2,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · derivative · entry 6 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · derivative · entry 5 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,010 Underlying: Common Stock · 7,010 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,369 | $124.46 | $170,385.74 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · nonDerivative · entry 4 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,687.4953 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,153 | $124.46 | $143,502.38 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · nonDerivative · entry 3 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,056.4953 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · nonDerivative · entry 2 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,209.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030284 · rrd206147.xml · nonDerivative · entry 1 HARRELD J BRUCE · CIK 0001180446 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,084.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.